FEDERAL-AID HIGHWAYS
Appropriations, Obligation Limitations, and Exempt Obligations
($000)
| ACCOUNTS | FY 2006 ACTUAL | FY 2007 CONTINUING RESOLUTION | FY 2007 PRESIDENT'S BUDGET | FY 2008 REQUEST | |||
|---|---|---|---|---|---|---|---|
| [Limitation on administrative expenses] | [360,992] | [360,992] | [372,504] | [384,556] | |||
| Federal-aid Highways Obligation Limitation | (34,183,033) | 1/ | (35,550,788) | 1/ | (38,244,211) | (39,585,075) | |
| Revenue Aligned Budget Authority - RABA | ----- | ----- | (842,254) | ----- | |||
| RABA transfer to FMCSA | ----- | ----- | -(3,502) | ----- | |||
| Subtotal, Obligation Limitation | (34,183,033) | (35,550,788) | (39,082,963) | (39,585,075) | |||
| Exempt Programs | 739,000 | 739,000 | 739,000 | 739,000 | |||
| Subtotal, Obligation Limitation & Exempt Contract Authority | 34,922,033 | 36,289,788 | 39,821,963 | 40,324,075 | |||
| Contract authority (Equity Bonus adjustment) | ----- | 105,172 | ----- | ----- | |||
| Cancellations of new contract authority | [-383,752] | 2/ | -416,347 | 2/ | ----- | -630,976 | |
| Cancellations of unobligated balances of contract authority | [-3,845,363] | 3/ | -3,845,363 | 3/ | ----- | -1,369,000 | |
| [Congestion Initiative] | ----- | ----- | ----- | [175,000] | |||
| TOTALS | 34,922,033 | 32,133,250 | 39,821,963 | 38,324,099 | |||
| FTEs | |||||||
| Limitation on Adminstrative Expenses | 2,215 | 2,215 | 2,430 | 2,430 | |||
| Federal Aid Reimbursable | 587 | 587 | 619 | 587 |
Program and Performance Statement
This account provides necessary resources to the Federal-aid Highways program. These funds aid in the development, operations, and management of an intermodal transportation system that is economically efficient. It also provides the necessary resources to support and maintain the agency's administrative infrastructure.
[ ] Non-add
1/ Reflects $121 million transfer to NHTSA per P.L. 109-115. FY 2006 reflects $1,368 million flex funding transfer to FTA.
2/ Cancellation of new contract authority.
3/ Cancellation of unobligated balances.
EXHIBIT III-2
FEDERAL-AID HIGHWAYS
Summary Analysis of Change From FY 2007 to FY 2008
Appropriations, Obligation Limitations, and Exempt Obligations
($000)
| Item | Change from FY 2007 Pres. Bud. to FY 2008 | FY 2008 PC&B by Program | FY 2008 FTEs by Program | FY 2008 Contract Expenses | Total |
|---|---|---|---|---|---|
| FY 2007 Base | Note: Columns are Non-Add | ||||
| Federal-aid Highways | $39,821,963 | ||||
| Adjustment to Base | |||||
| Federal-aid Hwys | |||||
| New or Expanded Programs | |||||
| Federal-aid Hwys | -$1,497,864 | -1,497,864 | |||
| Total Adjustment to Base | -1,497,864 | ||||
| FY 2008 Request [Ob. Lim. + Exempt] | $38,324,099 | ||||
1/ Marginal cost explanation within Section 4 narrative.
FEDERAL-AID HIGHWAYS
(LIMITATION ON OBLIGATIONS)
(HIGHWAY TRUST FUND)
None of the funds in this Act shall be available for the implementation or execution of programs, the obligations for which are in excess of $39,585,075,404 for Federal-aid highways and highway safety construction programs for fiscal year 2008: Provided, That within the $39,585,075,404 obligation limitation on Federal-aid highways and highway safety construction programs, not more than $429,800,000 shall be available for the implementation or execution of programs for transportation research (chapter 5 of title 23, United States Code; sections 111, 5505, and 5506 of title 49, United States Code; and title 5 of Public Law 109–59) for fiscal year 2008: Provided further, That this limitation on transportation research programs shall not apply to any authority previously made available for obligation: Provided further, That the Secretary may, as authorized by section 605(b) of title 23, United States Code, collect and spend fees to cover the costs of services of expert firms, including counsel, in the field of municipal and project finance to assist in the underwriting and servicing of Federal credit instruments and all or a portion of the costs to the Federal government of servicing such credit instruments: Provided further, That such fees are available until expended to pay for such costs: Provided further, That such amounts are in addition to administrative expenses that are also available for such purpose, and are not subject to any obligation limitation or the limitation on administrative expenses under section 608 of title 23, United States Code.
(CANCELLATION)
Notwithstanding section 110 of title 23, United States Code, for fiscal year 2008, the Secretary shall not allocate contract authority made available under section 110 of such title: Provided, That the amount of revenue aligned budget authority determined in accordance with such section for fiscal year 2008 is cancelled.
(CANCELLATION)
Of the unobligated balances of contract authority apportioned to each State under chapter 1 of title 23, United States Code, $1,317,000,000 are cancelled: Provided, That such cancellation shall not apply to the contract authority distributed in accordance with 23 U.S.C. 130(f), 23 U.S.C. 133(d)(1) as in effect prior to the date of enactment of Public Law 109-59, the first sentence of 23 U.S.C. 133(d)(3)(A), 23 U.S.C. 104(b)(5), or 23 U.S.C. 163 as in effect prior to the enactment of Public Law 109-59.
(INCLUDING CANCELLATION)
(a) Of the unobligated balances of funds made available under sections 1103(b), 1104(b), 1105(f), 1105(h), 1106(a), 1106(b), 1107(b), 1108(b), and 4008(j) of Public Law 102-240 and section 6023(b) of Public Law 102-240 (adding paragraph (10)(C) to section 11(b) of the Federal Transit Act), up to $175,000,000 shall be available to the Secretary of Transportation to carry out the National Strategy to Reduce Congestion on America’s Transportation Network: Provided, That of such funds, $100,000,000 shall be available to advance Urban Partnership Agreements with selected States under the Value Pricing Pilot Program (section 1012(b) of Public Law 102-240, as amended), $25,000,000 shall be available to support the Corridors of the Future investments, $25,000,000 shall be available to support the Real-Time System Management Information Program (section 1201 of Public Law 109-59), and $25,000,000 shall be available to expand congestion-related research activities under the Intelligent Transportation Systems Research and Development program: Provided further, That funds available pursuant to this section shall remain available for obligation until September 30, 2010, and shall not be subject to any limitation on obligations for Federal-aid highways and highway safety construction programs set forth in this Act or any other act: Provided further, That the Federal share payable on account of any program, project, or activity carried out with funds made available under this section may be up to 100 percent.
(b) After funds are made available in accordance with subsection (a), of the remaining unobligated balances of such funds, $52,000,000 are cancelled.
(LIQUIDATION OF CONTRACT AUTHORIZATION)
(HIGHWAY TRUST FUND)
Notwithstanding any other provision of law, for carrying out the provisions of title 23, United States Code, that are attributable to Federal-aid highways, not otherwise provided, including reimbursement for sums expended pursuant to the provisions of 23 U.S.C. 308, $38,000,000,000 or so much thereof as may be available in and derived from the Highway Trust Fund (other than the Mass Transit Account), to remain available until expended.
Note.—A regular 2007 appropriation for this account had not been enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 109–289, Division B, as amended). The amounts included for 2007 in this budget reflect the levels provided by the continuing resolution.
Detailed Justification for Federal-aid Highways
(in thousands of dollars)
Federal-aid Highways (Ob. Lim. and Exempt Contract Authority) |
FY 2008 Request: $40,324,075 |
Overview: The Federal Highway Administration (FHWA) is charged with the broad responsibility of ensuring that America’s roads and highways continue to be the safest and most technologically up-to-date. Although State, local, and tribal governments own most of the Nation’s highways, the Federal-aid Highway Program (FAHP) provides Federal financial resources and technical assistance to State and local governments for constructing, preserving, and improving the National Highway System, a 163,000-mile network that carries 40 percent of the Nation’s highway traffic. The program also provides resources for one million additional miles of urban and rural roads that are not on the System, but that are eligible for Federal-aid. Title 23 of the United States Code and other supporting legislation provide authority for the various activities of the FHWA. Surface transportation authorizing legislation provides upper limits of funding of contract authority, with program levels established by annual limitations on obligations set in appropriations acts. The Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU) authorized $193.1 billion for the FAHP for fiscal years 2005-2009. The annual budget of approximately $40 billion is funded by fuel and motor vehicle excise taxes. Funding proposed for the FAHP in 2008 is consistent with the base levels authorized in SAFETEA-LU and will be used to deliver the programs and projects envisioned in the authorizing legislation. |
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FY 2007 Base: The budget reflects a full year Continuing Resolution (CR) level for the Federal-aid highway program in FY 2007, totaling $36.3 billion in budgetary resources, equal to the level enacted in FY 2006. The CR level includes an obligation limitation of $35.6 billion for FAH programs and $739 million in exempt contract authority ($639 million for Equity Bonus and $100 million for Emergency Relief). In addition, under the CR, $4.3 million in cancellations of new and unobligated balances of contract authority enacted in FY 2006 would continue in FY 2007. |
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For the purpose of this budget presentation, the FY 2007 base reflects the CR level. The CR level is $3.5 billion less than the FY 2007 President’s Budget request, which reflects total budgetary resources of $39.8 billion. The FY 2007 President’s Budget reflected an obligation limitation of $39.1 billion (including $842 million for revenue aligned budget authority (RABA)) for FAH programs and $739 million in exempt contract authority, consistent with the levels authorized in SAFETEA-LU. In FY 2007, FHWA will continue to implement the provisions of SAFETEA-LU and enhance efforts to increase oversight and accountability to ensure the protection of the large Federal investment, while maintaining the prerogatives of the States in the delivery of highway transportation projects to the public. |
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Anticipated FY 2007 Accomplishments: FY 2007 funding will enable the FHWA to implement the programs authorized in SAFETEA-LU while working toward accomplishing the strategic goals and objectives of the Department and the Agency. The following summarizes anticipated accomplishments to achieve the Agency’s performance goals (please refer to Section 4 of the budget for additional performance information and anticipated accomplishments). Specific program funding levels for FY 2007 are detailed in the FY 2008 request section. Safety
The FHWA will continue to deliver technical assistance, training, and public awareness programs to advance priorities in the delivery of national safety programs. FY 2007 funding, including approximately $1 billion for the Highway Safety Improvement Program, will be used for a full range of highway safety related program efforts including: the implementation of new SAFETEA-LU provisions; redesign and construction of roadways and intersections to eliminate hazards; installation of safety improvement countermeasures, such as guardrails and rumble strips; and collecting crash and other safety-related data. Funds will also be used to assist state and metropolitan areas in developing plans and policies to improve safety and to educate decision makers within the transportation planning process on the importance of safety. Reduced Congestion
In 2007, the FHWA plans to fund transportation-related improvements that address traffic congestion in critical areas. Over $20 billion in funding apportioned to the States through the Surface Transportation, National Highway System, Interstate Maintenance, and Bridge Programs will contribute to improving mobility and infrastructure. States will increase the capacity of the highway system, remove bottlenecks, accelerate the deployment of Intelligent Transportation System (ITS) technologies, develop the next generation of system operational capabilities, support the creations of needed institutional arrangements, and increase the use of effective operational strategies and techniques. Funding will also support long-term research in operations and ITS and will be used to fund public education, technical assistance, and training to partner agencies and transportation system users. Also in FY 2007, Transportation Infrastructure Finance and Innovation (TIFIA) credit assistance will continue to support projects that otherwise might have difficulty in obtaining financing in existing capital markets. Global Connectivity
FHWA will fund the development and dissemination of the analytic capability and professional capacity needed by Federal, State, international and private sector partners to understand freight movement, support U.S. foreign policy priorities and initiatives including expanded opportunities and access for U.S. transportation industry, and support the FHWA’s efforts to coordinate highway transportation infrastructure and operations with planned changes at U.S. land borders. This includes data analysis tools, network performance metrics, improved freight modeling capability, professional capacity building, continuation of grants for both multi-state corridor and border efforts, linkages between investment decisions and impacts on land ports of entry, linkages between freight transportation and our national and regional economies, and improved bi-national planning. States and Metropolitan Planning Organizations (MPOs) will also use these resources to improve freight movement into and through major trade transport gateways and hubs, improve the transportation infrastructure that connects these gateways to the Nation’s mainline transportation networks, and relieve congestion related to high levels of truck traffic. Environmental Stewardship
In 2007, the FHWA will fund transportation improvement projects in States to help reduce mobile source emissions and adverse environmental effects. Funding, including $1.7 million for the Congestion Mitigation and Air Quality (CMAQ) Improvement program, will also be used for research, technical assistance, and public education initiatives to improve air quality. Funds will also be used for research, technical assistance, and public education initiatives to support further implementation of exemplary ecosystem and habitat conservation initiatives. These activities are consistent with congressional directives to develop rapid methods of ecosystem impact assessment and enhance the scenic beauty of highways. The FHWA will implement environmental streamlining activities that encourage States and resource agencies to establish and meet timelines for all projects with an Environmental Impact Statement or Environmental Assessment, use the Executive Order 13274 to resolve obstacles to environmental review early and develop new streamlined procedures, promote widespread implementation of environmental stewardship during project development through Context Sensitive Solutions (CSS), and promote processes that integrate environment and transportation decision making in more States. In addition, funding will serve as a surrogate for measuring implementation of the SAFETEA-LU environmental process provisions. Security, Response, and Preparedness
The FHWA will work with the State departments of transportation to implement critical security enhancement activities in the areas of critical infrastructure vulnerability assessments and countermeasure deployment; emergency operations, preparedness and response; freight and border security operations; and national defense mobility using the Strategic Highway Network. Organizational Excellence
The FHWA will contribute to the DOT Organizational Excellence strategic objective to implement the reform initiatives in the President’s Management Agenda (PMA), including activities contributing to the goal to achieve strategic management of human capital, competitive sourcing goals, financial performance goals, budget and performance integration goals, and e-government goals. The FY 2007 CR level would fund a Limitation on Administrative Expenses of $361.0 million to accomplish FHWA’s Organizational Excellence performance goals. |
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FY 2008 Budget Request: The FY 2008 budget request totals $40.3 billion for the Federal-aid Highway Program (FAHP). This funding reflects the base level authorized in SAFETEA-LU and includes an obligation limitation of $39.6 billion for FAH programs and $739 million in exempt contract authority ($639 million for Equity Bonus and $100 million for Emergency Relief). The budget does not propose an increase to the obligation limitation for the revenue aligned budget authority (RABA) adjustment. The FY 2008 request includes an obligation limitation of $429.8 million for research programs and a Limitation on Administrative Expenses of $384.6 million. In addition, the budget proposes $175 million for Congestion Initiative activities in support of the Department-wide National Strategy to Reduce Congestion on America’s Transportation Network, to be funded by reprogramming unobligated balances of Federal-aid highway program inactive demonstration and other projects. The budget request also proposes $2.0 billion in cancellations of new and unobligated balances of FAH contract authority. The budget supports the Department’s goals and policy initiatives, and the Agency’s priorities of improving highway safety, minimizing project delays, reducing traffic congestion, and promoting environmental stewardship. In FY 2008, the FHWA will continue to implement highway programs authorized in SAFETEA-LU, undertake efforts to improve financial stewardship and oversight, and carry out the President’s Management Agenda. Authorized contract authority and estimated obligation limitation amounts for FAH programs in FY 2007 and 2008 are detailed below. FY 2007 reflects estimated amounts under a full year CR. [Note: Amounts are net of authorized set-asides and takedowns. FY 2007 obligation limitation amounts do not include RABA adjustment]. (in thousands of dollars) The Surface Transportation Program (STP) provides flexible funding that may be used by States and localities for projects on any Federal-aid highway, including the NHS, bridge projects on any public road, transit capital projects, and intracity and intercity bus terminals and facilities. Program eligibilities include advanced truck stop electrification systems, high accident/high congestion intersections, and environmental restoration and pollution abatement, control of noxious weeds and aquatic noxious weeds, and establishment of native species. Funds will be distributed among the States based on lane-miles of Federal-aid highways, total vehicle-miles traveled on those Federal-aid highways, and estimated contributions to the Highway Account of the Highway Trust Fund (HTF). Each State must set aside a portion of their STP funds (10 percent or the amount set aside in 2005, whichever is greater) for transportation enhancements activities. National Highway System FY 2007 FY 2008 The National Highway System is a 163,000-mile system of significant rural and urban roads serving major population centers, international border crossings, intermodal transportation facilities, and major travel destinations. It includes the Interstate System, other urban and rural principal arterials, highways that provide motor vehicle access between the NHS and major intermodal transportation facilities, the defense strategic highway network, and strategic highway network connectors. The NHS program provides funding for improvements to rural and urban roads that are part of the NHS, including the Interstate System and designated connections to major intermodal terminals. Under certain circumstances, NHS funds may also be used to fund transit improvements in NHS corridors. The formula to distribute funding is based on lane-miles of principal arterials (excluding Interstate), vehicle-miles traveled on those arterials, diesel fuel used on the State’s highways, and per capita principal arterial lane-miles. Interstate Maintenance FY 2007 FY 2008 Under SAFETEA-LU, the 46,000 mile Dwight D. Eisenhower National System of Interstate and Defense Highways retains a separate identity within the NHS. The Interstate Maintenance (IM) program was established under the Intermodal Surface Transportation Efficiency Act of 1991 (ISTEA) to provide for the on-going work necessary to preserve and improve Interstate highways. The IM program provides funding for resurfacing, restoring, rehabilitating and reconstructing (4R) most routes on the Interstate System. Funding will be distributed by formula based on each State’s lane-miles of Interstate routes open to traffic, vehicle-miles traveled on those routes, and contributions to the Highway Account of the Highway Trust Fund attributable to commercial vehicles. Bridge Program FY 2007 FY 2008 The Highway Bridge Program provides funding to enable States to improve the condition of their highway bridges through replacement, rehabilitation, and systematic preventive maintenance. Funding is provided to States to improve the condition of their eligible highway bridges over waterways, other topographical barriers, other highways and railroads. Each State must spend at least 15% of its bridge apportionment for bridges on public roads that are not Federal-aid highways (off-system bridges). Congestion Mitigation and Air Quality Improvement FY 2007 FY 2008 The Congestion Mitigation and Air Quality Improvement (CMAQ) Program provides funding for projects and programs in air quality nonattainment and maintenance areas for ozone, carbon monoxide (CO), and particulate matter (PM-10, PM-2.5) which reduce transportation related emissions. CMAQ provides a flexible funding source to State and local governments for transportation projects and programs to help meet the requirements of the Clean Air Act. Funding is available for areas that do not meet the National Ambient Air Quality Standards (nonattainment areas) as well as former nonattainment areas that are now in compliance (maintenance areas). The formula for distribution of funds considers an area’s population by county and the severity of its ozone and carbon monoxide problems within the nonattainment or maintenance area, with greater weight given to areas that are both carbon monoxide and ozone nonattainment/maintenance areas. Highway Safety Improvement Program FY 2007 FY 2008 SAFETEA-LU authorized a new core Federal-aid funding program beginning in FY 2006 to achieve a significant reduction in traffic fatalities and serious injuries on all public roads. The Highway Safety Improvement Program (HSIP) provides flexibility to allow States to target funds to their most critical safety needs. Of the funding authorized for HSIP, a portion is set aside for the Railway-Highway Crossing program, with the remainder to be distributed by formula based on each State’s lane miles, vehicle miles traveled, and number of fatalities, a portion of which is to be set aside annually for construction and operational improvements on high-risk rural roads. The HSIP requires States to develop and implement a strategic highway safety plan and submit annual reports to the Secretary that describe at least 5% of their most hazardous locations, progress in implementing highway safety improvement projects, and their effectiveness in reducing fatalities and injuries. Equity Bonus FY 2007 FY 2008 The Equity Bonus provides funding to States based on equity considerations. These include a minimum rate of return on contributions to the Highway Account of the Highway Trust Fund, and a minimum increase relative to the average dollar amount of apportionments under SAFETEA-LU. Selected States are guaranteed a share of apportionments and High Priority Projects not less than the State’s average annual share under SAFETEA-LU. This program replaces the Transportation Equity Act for the 21st Century’s (TEA-21’s) Minimum Guarantee program. Federal Lands Highways FY 2007 FY 2008 The Federal Lands Highways program (FLHP) provides funding for Indian Reservation Roads (IRR), Park Roads and Parkways, Public Lands Highways (discretionary and Forest Highways), and Refuge Roads programs. Funding can be used for transportation planning, research, engineering, and construction of highways, roads, and parkways and transit facilities that proved access to or within public lands, national parks, and Indian reservations. In addition, FLHP funds can be used as the State or local match for most types of Federal-aid highway funded projects. Eligible uses of Public Lands Highways funds include up to $20 million per year for maintenance of Forest Highways, $1 million per year for signage identifying public hunting and fishing access, and $10 million by the Secretary of Agriculture to facilitate the passage of aquatic species beneath roads in the National Forest System.
High Priority Projects FY 2007 FY 2008 The High Priority Projects Program provides designated funding for specific projects identified in SAFETEA-LU. A total of 5,091 projects are identified, each with a specified amount of funding over the 5 years of SAFETEA-LU. Projects of Regional or National Significance FY 2007 FY 2008 The Projects of National and Regional Significance program provides funding for designated high cost projects of national or regional importance. Benefits could include improving economic productivity, facilitating international trade, relieving congestion, and improving safety. National Corridor Infrastructure The National Corridor Infrastructure Program is a discretionary program that provides funding for construction of highway projects in corridors of national significance to promote economic growth and international or interregional trade. This program replaces TEA-21 section 1118, the National Corridor Planning and Development program. Transportation Improvements FY 2007 FY 2008 The Transportation Improvements program provides designated funding for specific projects identified in SAFETEA-LU. A total of 466 projects are identified, each with a specified amount of funding over the 5 years of SAFETEA-LU. Appalachian Development Highway System FY 2007 FY 2008 The Appalachian Development Highway System (ADHS) Program continues funding for the construction of the Appalachian corridor highways in 13 States to promote economic development and to establish a State-Federal framework to meet the needs of the region.
Transportation, Community, The TCSP Program is intended to address the relationships among transportation, community, and system preservation plans and practices and identify private sector-based initiatives to improve those relationships. State and local governments, MPOs, and tribal governments are eligible for discretionary grants to carry out eligible projects to integrate transportation, community, and system preservation plans and practices. Funds must be equitably distributed to a diversity of populations and geographic regions. Transportation Infrastructure Finance The TIFIA program provides Federal credit assistance to nationally or regionally significant surface transportation projects, including highway, transit and rail. The program is designed to fill market gaps and leverage substantial private co-investment by providing projects with supplemental or subordinate debt. TIFIA provides secured loans, loan guarantees, and lines of credit for surface transportation infrastructure projects of national or regional significance. An explicit goal of the TIFIA program is to induce private and non-Federal investment in transportation infrastructure. Eligibility extends to highway, transit, or railroad projects at least $50 million in project costs or any ITS projects at least $15 million in project costs. Projects can also include intermodal freight transfer facilities, international bridges or tunnels, and multi-state trade corridors. Transportation and ITS Research FY 2007 FY 2008Contract Authority $373,662 $429,800 The purpose of the research and technology program is to develop new transportation technology that can be applied nationwide. The elements of the program include surface transportation research, development and deployment; University Transportation Research; training and education to develop and apply new technology; and other research-related programs. It will also support the continuation of the Bureau of Transportation Statistics’ major programs to provide convenient access to transportation data and information and to conduct transportation surveys and analysis. $3.6 million for the Global Positioning System Program. As part of FHWA’s research program, the Department of Transportation proposes to provide resources to the Department of Defense for assessment, development, acquisition, implementation, operation, and sustaining of additional designated Global Positioning System civil capabilities beyond the second and third civil signals already contained in the current Global Positioning System Program. FHWA requests the reprogramming of $3.6 million of unobligated balances of highway funds to be used to develop the new GPS L1C civil signal (modernized signal compatible with the EU Galileo Open Service signal on the new GPS III satellites), and for GPS Civil Signal Monitoring that entails software and hardware upgrades for global monitoring of all civil signals to include L1C/A, L2C, L5, and L1C. Surface Transportation Research, Development Training and Education FY 2007 FY 2008 University Transportation Research FY 2007 FY 2008
ITS Standards, Research and Development FY 2007 FY 2008 Bureau of Transportation Statistics FY 2007 FY 2008 Other Programs FY 2007 FY 2008 This category includes the following programs: Recreational Trails, National Scenic Byways, Coordinated Border Infrastructure, Ferry Boats, Highway For Life Pilot, Highway Use Tax Evasion, Truck Parking Facilities, Delta Regional Transportation Development, Work Zone Safety, National Historic Covered Bridge Preservation, the Puerto Rico Highway Program, the Denali Access System, and other programs. An additional amount of obligation limitation for FY 2007 is set aside for allocated carryover. Equity Bonus (exempt) FY 2007 FY 2008 A portion, $639 million, of the Equity Bonus program described above is exempt from the obligation limitation.
Emergency Relief (exempt) FY 2007 FY 2008 The Emergency Relief (ER) program provides funds for the repair or reconstruction of Federal-aid highways and roads on Federal lands that have suffered serious damage as a result of natural disasters or catastrophic failure from an external cause. The regular ER program is funded by a permanent authorization of contract authority from the Highway Trust Fund with obligations not to exceed $100 million per year, available until expended, and exempt from the Federal-aid highway obligation limitation under 23 USC 125. In addition to the permanent authorization, SAFETEA-LU authorizes from the General Fund of the Treasury such sums as may be necessary to supplement the permanent authorization in years when ER allocations exceed $100 million. No additional funding is requested in the FY 2008 budget. Congestion Initiative FY 2007 FY 2008 In support of the Department’s National Strategy to Reduce Congestion on America’s Transportation Network, the budget proposes to reprogram $175 million in unobligated balances associated with Federal-aid highway program inactive demonstration and other projects. The $175 million will be distributed in support of the Congestion Initiative as follows:
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DEPARTMENT OF TRANSPORTATION FEDERAL HIGHWAY ADMINISTRATION FEDERAL-AID HIGHWAYS
PROGRAM AND FINANCING SCHEDULE in millions of dollars
| Identification code: | FY 2006 | FY 2007 | FY 2008 | |||
| 69-8083-0-7-401 | Actual | Estimate | Estimate | |||
| Obligations by Program Activity | ||||||
| Direct program: | ||||||
| Programs subject to obligation limitation: | ||||||
| 00.01 | Direct loan subsidy [TIFIA] | 4 | 121 | 79 | ||
| 00.02 | Guarantee loan subsidy [TIFIA] | ----- | 8 | 12 | ||
| 00.09 | Administrative expenses [TIFIA] | 2 | 2 | 2 | ||
| 00.10 | Surface transportation program | 7,860 | 8,288 | 9,906 | ||
| 00.11 | National highway system | 6,420 | 6,770 | 8,237 | ||
| 00.12 | Interstate maintenance | 4,306 | 4,541 | 5,525 | ||
| 00.13 | Bridge program | 3,910 | 4,123 | 5,017 | ||
| 00.14 | Congestion mitigation and air quality improvement | 842 | 1,077 | 1,081 | ||
| 00.15 | Highway Safety Improvement Programs | 251 | 321 | 322 | ||
| 00.16 | Equity Programs | 2,131 | 2,524 | 2,734 | ||
| 00.17 | Federal lands highways | 658 | 841 | 844 | ||
| 00.18 | Appalachian development highway system | 237 | 303 | 304 | ||
| 00.19 | High Priority Projects | 1,009 | 2,536 | 1,295 | ||
| 00.20 | Projects of national and regional significance | 99 | 433 | 306 | ||
| 00.21 | Transportation research | 393 | 430 | 421 | ||
| 00.22 | Administration [Federal-aid highways] | 360 | 361 | 385 | ||
| 00.23 | Other programs | 2,545 | 6,935 | 3,252 | ||
| 00.91 | Programs subject to obligation limitation | 31,027 | 39,614 | 39,722 | ||
| Programs exempt from obligation limitation: | ||||||
| 02.11 | Emergency relief program | 34 | 192 | 123 | ||
| 02.13 | Equity Programs | 878 | 719 | 671 | ||
| 02.14 | Demonstration projects | 8 | 92 | 49 | ||
| 02.15 | Re-estimate on direct loan subsidy [TIFIA] | 2 | 7 | ----- | ||
| 02.91 | Programs exempt from obligation limitation | 922 | 1,010 | 843 | ||
| 03.01 | Emergency relief supplemental | 400 | 583 | ----- | ||
| 06.00 | Total direct program | 32,349 | 41,207 | 40,565 | ||
| 09.01 | Reimbursable program | 61 | 120 | 120 | ||
| 10.00 | Total obligations | 32,410 | 41,327 | 40,685 | ||
| Financing: | ||||||
| Budgetary resources available for obligation | ||||||
| 21.40 | Unobligated balance carried forward, start of year | 34,249 | 35,320 | 32,112 | ||
| 22.00 | New budget authority (gross) | 33,506 | 38,119 | 41,065 | ||
| 22.21 | Unobligated balance transferred to other accounts [69-8016] | -25 | ----- | ----- | ||
| 23.90 | Total budgetary resource available for obligation | 67,730 | 73,439 | 73,177 | ||
| 23.95 | Total new obligations | -32,410 | -41,327 | -40,685 | ||
| 23.98 | Unobligated balance expiring or withdrawn | |||||
| 24.40 | Unobligated balance carried forward, end of year. | 35,320 | 32,112 | 32,492 | ||
| New budget authority (gross) detail: | ||||||
| Current: | ||||||
| 40.26 | Appropriation | 36,032 | 36,032 | 38,000 | ||
| 40.49 | Portion applied to liquidate contract authority | -34,540 | -35,911 | -38,000 | ||
| 41.00 | Transferred to other account (69-8016) | -121 | -121 | ----- | ||
| 41.00 | Transferred to other account (69-8350) | -1,383 | ----- | ----- | ||
| 42.00 | Transferred from other account (69-8350) | 12 | ----- | ----- | ||
| 43.00 | Appropriation (total discretionary) | ----- | ----- | ----- | ||
| 49.00 | Contract authority | ----- | 105 | ----- | ||
| 49.35 | Contract authority permanently reduced | ----- | -416 | -631 | ||
| 49.36 | Unobligated balances permanently reduced | ----- | -3,845 | -1,369 | ||
| 49.90 | Contract authority (total discretionary) | ----- | -4,156 | -2,000 | ||
| Spending authority from offsetting collections | ||||||
| 58.00 | Offsetting collections, (cash) | 43 | 120 | 120 | ||
| 58.10 | Change in uncollected cust payments fr Fed Sources | 65 | ----- | ----- | ||
| 58.62 | Transferred from other accounts [69-8350] | 3 | ----- | ----- | ||
| 58.90 | Spending authority from offsetting collections | 111 | 120 | 120 | ||
| Mandatory | ||||||
| 60.26 | Appropriation (trust fund) | 2 | 7 | ----- | ||
| 62.50 | Appropriation (total) | 2 | 7 | ----- | ||
| 66.10 | Contract authority | 39,114 | 42,269 | 42,945 | ||
| 66.35 | Contract authority permanently reduced | -384 | ----- | ----- | ||
| 66.36 | Unobligated balances permanently reduced | -3,845 | ----- | ----- | ||
| 66.61 | Transfer to other accounts [69-8350] | -1,383 | ----- | ----- | ||
| 66.61 | Transfer to other accounts [69-8016] | -121 | -121 | ----- | ||
| 66.62 | Transfer from other accounts [69-8350] | 12 | ----- | ----- | ||
| 66.90 | Contract authority (total) | 33,393 | 42,148 | 42,945 | ||
| 70.00 | Total new budget authority (gross) | 33,506 | 38,119 | 41,065 | ||
| Change in obligated balances | ||||||
| 72.40 | Obligated balance, start of year | 43,803 | 43,265 | 51,245 | ||
| 73.10 | Total new obligations | 32,410 | 41,327 | 40,685 | ||
| 73.20 | Total outlays (gross) | -32,883 | -33,347 | -37,140 | ||
| 74.00 | Chg in Uncollected cust orders fm Fed Sources (unexpired) | -65 | ----- | ----- | ||
| 74.40 | Obligated balance, end of year | 43,265 | 51,245 | 54,790 | ||
| Outlays (gross), detail (unexpired and expired) | ||||||
| 86.90 | Outlays from new discretionary authority | 9,272 | 9,719 | 10,804 | ||
| 86.93 | Outlays from discretionary balances | 22,604 | 22,638 | 25,361 | ||
| 86.97 | Outlays from new mandatory authority | 202 | 207 | 200 | ||
| 86.98 | Outlays from mandatory balances | 805 | 783 | 775 | ||
| 87.00 | Total outlays (gross) | 32,883 | 33,347 | 37,140 | ||
| Offsets: | ||||||
| Against gross budget authority and outlays | ||||||
| Offsetting collections (cash) from: | ||||||
| 88.00 | Federal sources | 43 | 120 | 120 | ||
| 88.95 | Portion of offsetting collection credited to unexpired accounts | 65 | ----- | ----- | ||
| 88.96 | Portion of offsetting collection credited to expired accounts | |||||
| Net budget authority and outlays | ||||||
| 89.00 | Budget authority (net) | 33,398 | 37,999 | 40,945 | ||
| 90.00 | Outlays (net) | 32,840 | 33,227 | 37,020 | ||
DEPARTMENT OF TRANSPORTATION
FEDERAL HIGHWAY ADMINISTRATION
FEDERAL-AID HIGHWAYS
OBJECT CLASSIFICATION
in millions of dollars
| Identification code: 69-8083-0-7-401 | 2006 Actual | 2007 Estimate | 2008 Estimate |
|---|---|---|---|
| Direct obligations: | |||
| Personnel compensation: | |||
| 11.11 Full-time permanent | 23 | 24 | 25 |
| 11.13 Other than full-time permanent | 1 | 1 | 1 |
| 11.15 Other personnel compensation | 1 | 1 | 2 |
| 11.19 Total personnel compensation | 25 | 26 | 28 |
| 11.21 Civilian personnel benefits | 4 | 4 | 5 |
| 12.10 Travel and transportation of persons | 8 | 8 | 9 |
| 12.51 Advisory and Assistance Services | 13 | 13 | 14 |
| 12.52Other services | 318 | 318 | 320 |
| 32.53Purchases of goods and services | |||
| from government accounts | 339 | 339 | 341 |
| 12.57Operation and maintenance of equipment | 5 | 5 | 5 |
| 12.60Supplies and materials | 3 | 3 | 3 |
| 13.10Equipment | 1 | 1 | 1 |
| 14.10Grants, subsidies, and contributions | 30,407 | 39,265 | 38,588 |
| 19.90Limitation on general operating expenses (see separate schedule) | 2 | ----- | ----- |
| 19.90Subtotal, direct obligations | 31,125 | 39,982 | 39,314 |
| Reimbursable obligations: | |||
| Personnel compensation: | |||
| 21.11Personnel compensation: Full-time permanent | 20 | 20 | 21 |
| 21.21Civillian personnel benefits | 5 | 5 | 5 |
| 22.10Travel and transportation of persons | 3 | 6 | 6 |
| 22.33Communications, utilities, and misc. charges | 1 | 2 | 2 |
| 12.51Advisory and Assistance Services | 12 | 23 | 23 |
| 22.52Other services | 3 | 6 | 6 |
| 32.53Purchases of goods and services | |||
| from government accounts | 10 | 44 | 44 |
| 12.57Operation and maintenance of equipment | 1 | 2 | 2 |
| 22.60Supplies and materials | 4 | 8 | 8 |
| 23.10Equipment | 2 | 4 | 3 |
| 29.90Subtotal, reimbursable obligations | 61 | 120 | 120 |
| Allocation accounts - direct: | |||
| Personnel compensation: | |||
| 31.11Full-time permanent | 32 | 33 | 34 |
| 31.13Other than full-time permanent | 4 | 4 | 4 |
| 11.15Other personnel compensation | 1 | 1 | 1 |
| 31.19Total personnel compensation | 37 | 38 | 39 |
| 31.21Civilian personnel benefits | 9 | 9 | 9 |
| 32.10Travel and transportation of persons | 2 | 2 | 2 |
| 32.31Rental payments to GSA | 3 | 3 | 3 |
| 32.51Advisory and assistance services | 1 | 1 | 1 |
| 32.52Other services | 115 | 114 | 114 |
| 32.53Purchases of goods and services | |||
| from government accounts | 4 | 4 | 4 |
| 32.55Research and development contracts | 1 | 1 | 1 |
| 32.60Supplies and materials | 4 | 4 | 4 |
| 33.10Equipment | 4 | 4 | 4 |
| 33.20Land and structures | 22 | 22 | 22 |
| 34.10Grants, subsidies, and contributions | 662 | 662 | 663 |
| 39.90Subtotal, obligations from allocation accounts | 864 | 864 | 866 |
| Limitation account - Direct Obligations: 1/ | |||
| Personnel compensation: | |||
| 61.11Full-time permanent | 183 | 189 | 206 |
| 61.13Other than full-time permanent | 3 | 3 | 3 |
| 61.15Other personnel compensation | 3 | 3 | 3 |
| 61.19Total personnel compensation | 189 | 195 | 212 |
| 61.21Civilian personnel benefits | 53 | 53 | 58 |
| 62.10Travel and transportation of persons | 10 | 10 | 10 |
| 62.20Transportation of things | 1 | 1 | 1 |
| 62.31Rental payments to GSA | 22 | 26 | 27 |
| 62.32Rental payments to others | 1 | 1 | 1 |
| 62.33Communications, utilities, and misc. charges | 3 | 3 | 3 |
| 62.40Printing and reproduction | 1 | 1 | 1 |
| 62.51Advisory and assistance services | 18 | 12 | 12 |
| 62.52Other services | 19 | 15 | 15 |
| 62.53Purchases of goods and services | |||
| from government accounts | 10 | 15 | 17 |
| 62.57Operation and maintenance of equipment | 20 | 21 | 20 |
| 62.60Supplies and materials | 2 | 2 | 2 |
| 63.10Equipment | 6 | 6 | 6 |
| 64.40Refunds | 5 | ----- | ----- |
| 69.90Subtotal, obligations from limitation account | 360 | 361 | 385 |
| 1/ Data revised from amounts reflected in FY 2008 Budget Appendix. | |||
| FEDERAL AID HIGHWAY | |||
| EMPLOYMENT SUMMARY | <