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This Directive was canceled September 7, 2001.

Notice
Subject
APPORTIONMENT OF FISCAL YEAR (FY) 2001 SURFACE TRANSPORTATION PROGRAM FUNDS
Classification Code Date Office of Primary Interest
N 4510.439 October 1, 2000 HABF-10

  1. What is the purpose of this Notice? The purpose of this Notice is to transmit the certificate of apportionment of Surface Transportation Program funds authorized for FY 2001 pursuant to the Transportation Equity Act for the 21st Century (TEA-21). The apportionment is effective immediately.

  2. What is the availability of these funds?

    1. The Surface Transportation Program funds resulting from this apportionment are available for obligation until September 30, 2004. Any amounts not obligated by the State on or before September 30, 2004, shall lapse.

    2. The funds resulting from this apportionment will be subject to obligation controls in force at the time of obligation.

    3. The Federal participating rate for these funds is 80 percent or 90 percent if used on the Interstate System (except for adding lanes that are not high-occupancy lanes or auxiliary lanes), with sliding scale rates not to exceed 95 percent.

    4. Funds will be transferred from the apportionment (Table 1) to the States' 402 Safety Program for those States which failed to meet the provisions of title 23, U.S.C. section 154, Open Container Requirements (1.5 percent); and title 23, U.S.C. section 164, Minimum Penalties for Repeat Offenders (1.5 percent). Tables 2 and 3 illustrate the amounts to be transferred subject to a determination by the States under sections 154(c)(5) and 164(b)(5) which allows the States to designate the funds to be transferred.

    5. Supplementary tables providing the sub-allocations of these funds will be issued in a separate Notice.

  3. What action is required? Division Administrators should ensure that copies of this Notice are provided to State Departments of Transportation.

Kenneth Wykle Signature
Kenneth R. Wykle
Federal Highway Administrator



CERTIFICATE OF APPORTIONMENT FROM
THE SUM OF $5,702,651,000
FOR THE SURFACE TRANSPORTATION PROGRAM
AUTHORIZED TO BE APPROPRIATED
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2001

TO--

The Secretary of the Treasury of the United States and the State Transportation Agencies:

Pursuant to section 9503 of the Internal Revenue Code of 1986, the Transportation Equity Act for the 21st Century, title 23, United States Code, and the delegation of authority from the Secretary of Transportation to the Federal Highway Administrator in section 1.48, title 49, Code of Federal Regulations, I certify--

First, that the Secretary of the Treasury has made the estimate required by section 9503(d) of the Internal Revenue Code of 1986, and based on that estimate, I have determined that the amount that can be apportioned for the Surface Transportation Program for the fiscal year ending September 30, 2001, is $5,702,651,000, which is 100 percent of the amount authorized to be appropriated for that Program for that fiscal year pursuant to section 1101(a)(4) of the Transportation Equity Act for the 21st Century.

Second, that in compliance with section 104(a) of title 23, United States Code, I have estimated that it will be necessary for administering the provisions of title 23, United States Code, to deduct 1.50 percent from the amount authorized to be appropriated for the fiscal year ending September 30, 2001, for the Surface Transportation Program, and I have deducted said 1.50 percent from the sum of $5,702,651,000 authorized to be appropriated for the fiscal year ending September 30, 2001, by section 1101(a)(4) of the Transportation Equity Act for the 21st Century.

Third, that in compliance with section 104(f) of title 23, United States Code, and after making the deduction authorized by section 104(a) of title 23, United States Code, I have deducted one percent of the sums remaining from the authorization of $5,702,651,000 for the fiscal year ending September 30, 2001, for the purpose of carrying out section 134 of title 23, United States Code.

Fourth, that pursuant to sections 104(d)(1) and 104(d)(2) of title 23, United States Code, I have set aside $5,750,000 in total from the sums authorized to be appropriated for the fiscal year ending September 30, 2001, for the Surface Transportation Program by section 1101(a)(4) of the Transportation Equity Act for the 21st Century to carry out sections 104(d)(1) and 104(d)(2) of title 23, United States Code.

Fifth, that pursuant to sections 140(b) and 140(c) of title 23, United States Code, I have set aside $20,000,000 in total from the sums authorized to be appropriated for the fiscal year ending September 30, 2001, for the Transportation Equity Act for the 21st Century to carry out sections 140(b) and 140(c) of title 23, United States Code.

Sixth, that under the provisions of section 153(h) of title 23, United States Code, Use of Safety Belts, 3 percent of the amount required to be apportioned to the State of New Hampshire will be transferred to the apportionment of the State under section 402 of title 23, United States Code.

Seventh, that under the provisions of section 154(c) of title 23, United States Code, the Open Container Requirement law, 1.5 percent of the amount required to be apportioned to the States of Alaska, Arkansas, Colorado, Connecticut, Delaware, Georgia, Indiana, Louisiana, Maryland, Massachusetts, Mississippi, Missouri, Montana, New Mexico, Tennessee, Texas, Vermont, Virginia, West Virginia, and Wyoming will be transferred to the apportionment of the State under section 402 of title 23, United States Code, subject to a determination by the States in accordance with title 23, United States Code, section 154(c)(5).

Eighth, that under the provisions of section 164(b) of title 23, United States Code, the Minimum penalties for repeat offenders for driving while intoxicated or driving under the influence law, 1.5 percent of the amount required to be apportioned to Alaska, California, Connecticut, Delaware, Georgia, Illinois, Kansas, Louisiana, Maryland, Massachusetts, Minnesota, Missouri, Montana, New Mexico, New York, North Dakota, Ohio, Oregon, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Vermont, West Virginia, Wisconsin, and Wyoming will be transferred to the apportionment of the State under section 402 of title 23, Unites States Code, subject to a determination by the States in accordance with title 23, United States Code, section 164(b)(5).

Ninth, that after making the deductions and set asides, I have computed the apportionment to each State and the District of Columbia of the remainder of the amount authorized to be appropriated for the Surface Transportation Program in the manner provided by law in accordance with the formula in section 104(b)(3) of title 23, United States Code.

Tenth, that subject to the foregoing deductions and set asides, the sums that are hereby apportioned to each State and the District of Columbia, effective immediately, are respectively as follows:



U. S. DEPARTMENT OF TRANSPORTATION
TABLE 1
FEDERAL HIGHWAY ADMINISTRATION
APPORTIONMENT OF FUNDS FOR
SURFACE TRANSPORTATION PROGRAM
AUTHORIZED FOR FISCAL YEAR 2001
STATE AMOUNT
ALABAMA $113,763,480
ALASKA 27,675,951
ARIZONA 93,802,075
ARKANSAS 78,842,517
CALIFORNIA 536,190,377
COLORADO 82,064,416
CONNECTICUT 52,911,235
DELAWARE 27,675,951
DIST. OF COL. 27,675,951
FLORIDA 249,762,711
GEORGIA 195,135,484
HAWAII 27,675,951
IDAHO 34,099,810
ILLINOIS 196,879,496
INDIANA 138,694,958
IOWA 80,510,234
KANSAS 88,462,721
KENTUCKY 94,032,281
LOUISIANA 89,473,185
MAINE 29,017,931
MARYLAND 88,632,597
MASSACHUSETTS 93,849,894
MICHIGAN 196,190,830
MINNESOTA 108,818,034
MISSISSIPPI 80,385,279
MISSOURI 141,592,299
MONTANA 35,626,829
NEBRASKA 56,593,245
NEVADA 36,535,234
NEW HAMPSHIRE 27,675,951
NEW JERSEY 124,790,000
NEW MEXICO 48,554,976
NEW YORK 214,424,636
NORTH CAROLINA 152,195,422
NORTH DAKOTA 35,382,288
OHIO 194,456,797
OKLAHOMA 107,261,567
OREGON 74,875,056
PENNSYLVANIA 199,580,626
RHODE ISLAND 27,675,951
SOUTH CAROLINA 97,142,271
SOUTH DAKOTA 38,571,376
TENNESSEE 124,664,053
TEXAS 447,528,299
UTAH 45,482,446
VERMONT 27,675,951
VIRGINIA 146,948,573
WASHINGTON 106,038,566
WEST VIRGINIA 44,737,110
WISCONSIN 119,281,301
WYOMING 27,675,951
TOTAL
$5,535,190,123
APPROVED EFFECTIVE October 1, 2000
Kenneth Wykle Signature
Kenneth R. Wykle
FEDERAL HIGHWAY ADMINISTRATOR



U.S. DEPARTMENT OF TRANSPORTATION
TABLE 2
FEDERAL HIGHWAY ADMINISTRATION
TRANSFERS PURSUANT TO 23 U.S.C. 154 (Open Container Requirements)
FOR THE INTERSTATE MAINTENANCE, NATIONAL HIGHWAY SYSTEM, and SURFACE TRANSPORTATION PROGRAMS
AUTHORIZED FOR FY 2001
TRANSFERS ASSESSED APPORTIONMENTS Total Transfers Assessed
Pursuant to 23 U.S.C. 154
PURSUANT TO 23 U.S.C. 104(b) PURSUANT TO 23 U.S.C. 105(c)
State Interstate
Maintenance
National
Highway
System
Surface
Transportation
Program
Interstate
Maintenance
National
Highway
System
Surface
Transportation
Program
Interstate
Maintenance
National
Highway
System
Surface
Transportation
Program
Total
Alabama $0 $0 $0 $0 $0 $0 $0 $0 $0 $0
Alaska 306,997 379,623 415,139 412,236 509,758 557,449 719,233 889,381 972,588 2,581,202
Arizona 0 0 0 0 0 0 0 0 0 0
Arkansas 759,552 1,049,310 1,182,638 144,156 199,149 224,453 903,708 1,248,459 1,407,091 3,559,258
California 0 0 0 0 0 0 0 0 0 0
Colorado 925,543 1,153,223 1,230,966 86,436 107,699 114,960 1,011,979 1,260,922 1,345,926 3,618,827
Connecticut 606,968 564,640 793,669 228,223 212,307 298,423 835,191 776,947 1,092,092 2,704,230
Delaware 105,634 538,122 415,139 16,688 85,011 65,583 122,322 623,133 480,722 1,226,177
Dist. of Col. 0 0 0 0 0 0 0 0 0 0
Florida 0 0 0 0 0 0 0 0 0 0
Georgia 2,210,852 2,113,713 2,927,032 701,078 670,275 928,184 2,911,930 2,783,988 3,855,216 9,551,134
Hawaii 0 0 0 0 0 0 0 0 0 0
Idaho 0 0 0 0 0 0 0 0 0 0
Illinois 0 0 0 0 0 0 0 0 0 0
Indiana 1,581,847 1,663,863 2,080,424 478,312 503,112 629,070 2,060,159 2,166,975 2,709,494 6,936,628
Iowa 0 0 0 0 0 0 0 0 0 0
Kansas 0 0 0 0 0 0 0 0 0 0
Kentucky 0 0 0 0 0 0 0 0 0 0
Louisiana 1,014,613 985,871 1,342,098 146,249 142,106 193,454 1,160,862 1,127,977 1,535,552 3,824,391
Maine 0 0 0 0 0 0 0 0 0 0
Maryland 986,002 1,075,375 1,329,489 134,131 146,289 180,858 1,120,133 1,221,664 1,510,347 3,852,144
Massachusetts 986,993 992,746 1,407,748 174,490 175,507 248,875 1,161,483 1,168,253 1,656,623 3,986,359
Michigan 0 0 0 0 0 0 0 0 0 0
Minnesota 0 0 0 0 0 0 0 0 0 0
Mississippi 751,215 1,024,840 1,205,779 114,052 155,595 183,066 865,267 1,180,435 1,388,845 3,434,547
Missouri 1,585,862 1,643,220 2,123,884 194,654 201,695 260,693 1,780,516 1,844,915 2,384,577 6,010,008
Montana 627,764 851,410 534,402 248,555 337,105 211,590 876,319 1,188,515 745,992 2,810,826
Nebraska 0 0 0 0 0 0 0 0 0 0
Nevada 0 0 0 0 0 0 0 0 0 0
New Hampshire 0 0 0 0 0 0 0 0 0 0
New Jersey 0 0 0 0 0 0 0 0 0 0
New Mexico 826,800 907,719 728,325 177,117 194,452 156,022 1,003,917 1,102,171 884,347 2,990,435
New York 0 0 0 0 0 0 0 0 0 0
North Carolina 0 0 0 0 0 0 0 0 0 0
North Dakota 0 0 0 0 0 0 0 0 0 0
Ohio 0 0 0 0 0 0 0 0 0 0
Oklahoma 0 0 0 0 0 0 0 0 0 0
Oregon 0 0 0 0 0 0 0 0 0 0
Pennsylvania 0 0 0 0 0 0 0 0 0 0
Rhode Island 0 0 0 0 0 0 0 0 0 0
South Carolina 0 0 0 0 0 0 0 0 0 0
South Dakota 0 0 0 0 0 0 0 0 0 0
Tennessee 1,501,345 1,541,604 1,869,961 247,756 254,400 308,586 1,749,101 1,796,004 2,178,547 5,723,652
Texas 4,455,144 5,546,140 6,712,924 1,236,493 1,539,292 1,863,124 5,691,637 7,085,432 8,576,048 21,353,117
Utah 0 0 0 0 0 0 0 0 0 0
Vermont 216,406 427,351 415,139 28,766 56,806 55,182 245,172 484,157 470,321 1,199,650
Virginia 1,716,173 1,674,123 2,204,229 339,666 331,343 436,262 2,055,839 2,005,466 2,640,491 6,701,796
Washington 0 0 0 0 0 0 0 0 0 0
West Virginia 542,188 548,283 671,057 52,465 53,055 64,935 594,653 601,338 735,992 1,931,983
Wisconsin 0 0 0 0 0 0 0 0 0 0
Wyoming 631,048 1,080,337 415,139 57,178 97,887 37,615 688,226 1,178,224 452,754 2,319,204
Apportioned $22,338,946 $25,761,513 $30,005,181 $5,218,701 $5,972,843 $7,018,384 $27,557,647 $31,734,356 $37,023,565 $96,315,568



U.S. DEPARTMENT OF TRANSPORTATION
TABLE 3
FEDERAL HIGHWAY ADMINISTRATION
TRANSFERS PURSUANT TO 23 U.S.C. 164 (Minimum Penalties for Repeat Offenders for Driving While Intoxicated or Driving Under the Influence)
FOR THE INTERSTATE MAINTENANCE, NATIONAL HIGHWAY SYSTEM, and SURFACE TRANSPORTATION PROGRAMS
AUTHORIZED FOR FY 2001
  TRANSFERS ASSESSED APPORTIONMENTS Total Transfers Assessed Pursuant to 23 U.S.C. 164  
PURSUANT TO 23 U.S.C. 104(b) PURSUANT TO 23 U.S.C. 105(c)
State Interstate
Maintenance
National
Highway
System
Surface
Transportation
Program
Interstate
Maintenance
National
Highway
System
Surface
Transportation
Program
Interstate
Maintenance
National
Highway
System
Surface
Transportation
Program
Total
Alabama $0 $0 $0 $0 $0 $0 $0 $0 $0 $0
Alaska 306,997 379,623 415,139 412,236 509,758 557,449 719,233 889,381 972,588 2,581,202
Arizona 0 0 0 0 0 0 0 0 0 0
Arkansas 0 0 0 0 0 0 0 0 0 0
California 5,137,942 6,564,681 8,042,856 676,636 864,529 1,059,196 5,814,578 7,429,210 9,102,052 22,345,840
Colorado 0 0 0 0 0 0 0 0 0 0
Connecticut 606,968 564,640 793,669 228,223 212,307 298,423 835,191 776,947 1,092,092 2,704,230
Delaware 105,634 538,122 415,139 16,688 85,011 65,583 122,322 623,133 480,722 1,226,177
Dist. of Col. 0 0 0 0 0 0 0 0 0 0
Florida 0 0 0 0 0 0 0 0 0 0
Georgia 2,210,852 2,113,713 2,927,032 701,078 670,275 928,184 2,911,930 2,783,988 3,855,216 9,551,134
Hawaii 0 0 0 0 0 0 0 0 0 0
Idaho 0 0 0 0 0 0 0 0 0 0
Illinois 2,462,845 2,122,777 2,953,192 301,796 260,124 361,883 2,764,641 2,382,901 3,315,075 8,462,617
Indiana 0 0 0 0 0 0 0 0 0 0
Iowa 0 0 0 0 0 0 0 0 0 0
Kansas 772,833 1,054,543 1,326,941 48,520 66,207 83,309 821,353 1,120,750 1,410,250 3,352,353
Kentucky 0 0 0 0 0 0 0 0 0 0
Louisiana 1,014,613 985,871 1,342,098 146,249 142,106 193,454 1,160,862 1,127,977 1,535,552 3,824,391
Maine 0 0 0 0 0 0 0 0 0 0
Maryland 986,002 1,075,375 1,329,489 134,131 146,289 180,858 1,120,133 1,221,664 1,510,347 3,852,144
Massachusetts 986,993 992,746 1,407,748 174,490 175,507 248,875 1,161,483 1,168,253 1,656,623 3,986,359
Michigan 0 0 0 0 0 0 0 0 0 0
Minnesota 1,066,042 1,284,315 1,632,271 126,268 152,121 193,335 1,192,310 1,436,436 1,825,606 4,454,352
Mississippi 0 0 0 0 0 0 0 0 0 0
Missouri 1,585,862 1,643,220 2,123,884 194,654 201,695 260,693 1,780,516 1,844,915 2,384,577 6,010,008
Montana 627,764 851,410 534,402 248,555 337,105 211,590 876,319 1,188,515 745,992 2,810,826
Nebraska 0 0 0 0 0 0 0 0 0 0
Nevada 0 0 0 0 0 0 0 0 0 0
New Hampshire 0 0 0 0 0 0 0 0 0 0
New Jersey 0 0 0 0 0 0 0 0 0 0
New Mexico 826,800 907,719 728,325 177,117 194,452 156,022 1,003,917 1,102,171 884,347 2,990,435
New York 1,968,285 2,496,074 3,216,370 335,019 424,853 547,453 2,303,304 2,920,927 3,763,823 8,988,054
North Carolina 0 0 0 0 0 0 0 0 0 0
North Dakota 352,883 957,729 530,734 49,237 133,630 74,053 402,120 1,091,359 604,787 2,098,266
Ohio 2,465,921 2,287,570 2,916,852 338,027 313,579 399,840 2,803,948 2,601,149 3,316,692 8,721,789
Oklahoma 0 0 0 0 0 0 0 0 0 0
Oregon 801,944 1,035,085 1,123,126 89,492 115,509 125,334 891,436 1,150,594 1,248,460 3,290,490
Pennsylvania 0 0 0 0 0 0 0 0 0 0
Rhode Island 129,066 514,691 415,139 24,939 99,454 80,218 154,005 614,145 495,357 1,263,507
South Carolina 1,031,636 1,048,694 1,457,134 310,843 315,983 439,050 1,342,479 1,364,677 1,896,184 4,603,340
South Dakota 414,169 805,901 578,571 67,604 131,545 94,438 481,773 937,446 673,009 2,092,228
Tennessee 1,501,345 1,541,604 1,869,961 247,756 254,400 308,586 1,749,101 1,796,004 2,178,547 5,723,652
Texas 4,455,144 5,546,140 6,712,924 1,236,493 1,539,292 1,863,124 5,691,637 7,085,432 8,576,048 21,353,117
Utah 0 0 0 0 0 0 0 0 0 0
Vermont 216,406 427,351 415,139 28,766 56,806 55,182 245,172 484,157 470,321 1,199,650
Virginia 0 0 0 0 0 0 0 0 0 0
Washington 0 0 0 0 0 0 0 0 0 0
West Virginia 542,188 548,283 671,057 52,465 53,055 64,935 594,653 601,338 735,992 1,931,983
Wisconsin 1,027,207 1,610,610 1,789,220 280,621 440,000 488,795 1,307,828 2,050,610 2,278,015 5,636,453
Wyoming 631,048 1,080,337 415,139 57,178 97,887 37,615 688,226 1,178,224 452,754 2,319,204
Apportioned $34,235,389 $40,978,824 $48,083,551 $6,705,081 $7,993,479 $9,377,477 $40,940,470 $48,972,303 $57,461,028 $147,373,801
Federal Highway Administration | 1200 New Jersey Avenue, SE | Washington, DC 20590 | 202-366-4000