| Planning |
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TCSP-1999 Grant Proposals |
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Regional Development & Mobility Principles
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| Project Information | |
| Type of Project Request: | Planning Grant |
| Project Title and Location: | Regional Development & Mobility Principles |
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Research Triangle Region, North Carolina |
| Organization: | Triangle J Council of Governments |
| Key Contact: | Charles Krautler, President |
| Address: | P.O. Box 12276 |
| Research Triangle Park, NC 27709 | |
| Phone/Fax/Email: | 919-549-0551/919-549-9390/krautler@tjcog.org |
| Grant Request: | $450,000 |
Abstract
The Regional Development & Mobility Principles project will develop strategies to change the 6-county Research Triangle region's current pattern of development from a conventional suburban expansion model to one based more on principles supportive of compact urban form with walkable neighborhoods, transit orientation, and greenspace and environmental conservation. The project builds on an extensive effort to examine regional development choices that is culminating in the selec-tion of a preferred development pattern. The project covers a 3,500 square mile metropolitan region with a range of urban, suburban, rural, and natural areas that is home to more than 1 million people.
The Regional Development & Mobility Principles project will have four major elements:
The project can help show other regions that examine different development patterns how to implement their preferred pattern. Completion of the project and its evaluation plan will enable other rapidly growing regions with a history of fragmented regional planning authority to:
Project Description
The Regional Development & Mobility Principles project will develop strategies to change the 6-county Research Triangle region's current pattern of development from a conventional suburban expansion model to one based more on principles supportive of compact urban form with walkable neighborhoods, transit orientation, and greenspace and environmental conservation. In the short term, the project will develop strategies needed to change the development pattern and examine the major consequences of those strategies. Ultimately, the project can result in a regional pattern able to sustain the four core values expressed by citizens in the region: (1) sustained community charac-ter, (2) continued economic development, (3) improved mobility, and (4) preserved greenspace.
The project builds on two on-going regional development and mobility planning projects:
The Regional Development Choices Project created three regional development scenarios and is gauging community sentiment about the scenarios and the development principles embodied by the scenarios. Among other elements, each scenario includes different highway and fixed guideway transit components. A one page summary of the project scenarios is attached. The project will conclude in June 1999 with a recommendation on a preferred regional development pattern and set of development principles.
The Regional Transit Plan has developed a three-phase system of fixed-guideway transit and regional bus routes. The first phase is in preliminary engineering; the viability of the latter two phases is heavily dependent on the pattern of development that unfolds in the region.
The project will also be closely coordinated with the comprehensive transportation planning efforts currently underway by the two Metropolitan Planning Organizations (MPOs) in the Research Triangle Region.
The Regional Development and Mobility Principles project will have four major elements, each addressing a crucial question related to the preferred development pattern:
The proposed project can introduce a unique and innovative planning approach that can not be achieved through the traditional planning processes in place in the Research Triangle region and common to other metropolitan regions. These traditional planning processes are characterized by:
The proposed project will address these concerns by:
The main tasks involved in each of the four major elements of this innovative planning approach are summarized below.
Element #1. Detailed Description and Analysis Comparing the Preferred Regional Pattern to the Current Pattern
The first project element will provide a detailed, Geographic Information System-based description of the preferred regional pattern of development together with a similar detailed description of the current pattern, then conduct a comparative analysis of the two patterns across a wide range of community, mobility, and environmental measures. The preferred pattern will be selected in June 1999 as the culmination of the Regional Development Choices project. The Choices project is described more fully in the Purpose and Criteria section of this proposal. The four main tasks of this element are:
Although the preferred development pattern has not been finalized, community outreach to date suggests that it may differ from the current pattern across 10 principles:
The comparative analysis of the preferred and current patterns will focus on a set of analysis measures related to the regional development principles. Although a final set of measures will be developed by the project partnership, the Triangle J Council of Governments anticipates that the following measures may form part of the analysis set:
Potential Analysis Measures
The Triangle J Council of Governments will use a variety of analysis tools, based on traffic analysis zone level data in Triangle J's GIS databases. Among other tools, TJCOG will use its ARC/INFO GIS software, the new regional transportation model, the state's air quality models, and water quality evaluation models to compare quantitative impacts.
Element #2. Comprehensive Set of Strategies
The heart and soul of the Development and Mobility Principles project will be the creation of a set of implementation strategies that can be adopted by state government, local government, the private sector and non-profit organizations in order for the preferred development pattern to be realized.
These strategies will be organized into three categories:
The strategies will be developed for each of the development and mobility principles described in Major Project Element #1.
Development of the strategies will involve four main tasks:
The extensive partnership established for this project will be able to define the strategies, contribute to the research on the strategies, and provide guidance on authoring the standards, policies and legislation to implement the strategies. Both the partnership and broader community input will be used to select the recommended strategies.
Presentation of the final set of recommended strategies and their implementation steps will receive special focus in the project. A variety of formats will be used; experience from the Development Choices project indicates that different people are receptive to differing formats and levels of detail, ranging from short, simple, graphically-rich fact sheets to more detailed descriptions with supporting documentation.
Special care will also be taken to present the implementation strategies as a comprehensive, cohesive package, stressing that it is the combination of strategies that can achieve the desired result.
Element #3. Computer Visualizations
A critically important element in adopting a new set of development and mobility principles will be to show citizens and decision-makers how places they care about might change or, in some cases, be preserved.
A limited amount of visualization was done in the Regional Choices project, to show how typical urban, suburban, and rural locations might differ under the different scenarios. The community feedback effort indicated that these visualizations were crucial to both educate citizens and garner effective responses to the scenarios.
Exhibit #1. Computer Visualization of Regional Development & Mobility Principles
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| Computer visualization of how places may change if new development and mobility principles are applied can be a crucial tool for public understanding and decision-making, especially in infill locations such as this neighborhood along a proposed regional rail line. | |
Element #4. Community Outreach & Feedback Effort
The proposed project will build on the strong, grass-roots community involvement effort used in the Regional Choices Project. That project is taking three growth scenarios around the region asking people what development pattern they wish to pursue. Thousands of people are getting an opportunity to make their voices heard, not just through traditional public and business meetings, but through outreach to schools, churches, civic groups, and neighborhoods.
The proposed project will use the extensive network of contacts from this previous effort to enable citizens and leaders to:
In addition, the Triangle J Council of Governments will use a web site to display:
Purpose and Criteria
The Regional Development & Mobility Principles project will address each of the Transportation and Community and System Preservation Program's purposes and criteria.
Examine development patterns and identify strategies to encourage private sector development patterns which achieve the goals of the Transportation and Community and System Preservation Program.
The proposed Regional Development & Mobility Principles project is centered on a detailed examination of a new development pattern for the region and the strategies needed to implement the new pattern. The outline for this new pattern is now being finalized as the conclusion to the Regional Development Choices project. A partnership between the Greater Triangle Regional Council, as sponsor, and the Triangle J Council of Governments, as contractor, the Development Choices project has been a substantial, sustained effort to engage in a broad community dialogue about alternative development patterns for the Research Triangle Region. The Development Choices project consisted of 5 tasks:
The Development Choices project is now in the final community outreach phase, which has involved a large regional conference, an outreach video, brochures describing alternative development scenarios, and community presentations to groups as diverse as chambers of commerce, churches, schools, neighborhood organizations, local governments, economic development commissions, and professional associations.
The beginning point for the Regional Development & Mobility Principles project will be the preferred regional development pattern that emerges from this regional visioning effort in the spring of 1999. It will carry forward with the detailed analysis of the preferred pattern and the steps necessary to achieve the preferred pattern. The emerging consensus for a preferred pattern is one that is more compact, promotes walkable neighborhoods and transit orientation, and does more to conserve the green character and environmental quality of the region; goals of the TCSP as outlined below.
Improve the efficiency of the transportation system.
Understanding how a new set of development and mobility principles can improve the efficiency of the existing and planned transportation system will be a crucial element of the project. A new process to develop the state Transportation Improvement Program (TIP) in North Carolina has resulted in a much more realistic set of projects by including a revised costing mechanism. One consequence has been to significantly scale back the amount of new road construction covered in the two draft metropolitan TIPs for the region. Analyzing how the preferred development pattern might influence the efficiency of the current road network, the local transit systems, the planned regional transit system and the fledgling bike and pedestrian network will help local leaders make better-informed transportation investment decisions.
The project will also incorporate the evolving Intelligent Transportation Systems planning in the region, based on the 1995 Plan for the Deployment of Advanced Transportation Systems in the Triangle Region and specific project proposals such as the ITS surveillance and detection project for the 13-mile NC 55 corridor leading to the Research Triangle Park.
Reduce the impacts of transportation on the environment.
The Development & Mobility principles project will address environmental impacts of transportation in a number of ways, focusing on water quality, air quality, open space preservation and wildlife corridor and habitat impacts. One of the principal issues addressed in the development scenarios was the extent of new road construction within water supply watersheds and across major river and stream corridors. In addition, air quality measures will be addressed through the new regional transportation model that is under development and that will serve as an analysis tool for comparing the preferred development pattern to the current pattern. In addressing air quality impacts, the project will draw heavily on the experience, expertise and guidance of four of the committed project partners who have been participating in North Carolina's ongoing Air Quality Coordination meetings: the N.C. Department of Environment and Natural Resources, the N.C. Department of Transportation and the two Metropolitan Planning Organizations.
The project will also incorporate local and regional open space planning efforts, many of which focus on the region's river and stream corridors, and the corresponding wildlife corridor and habitat fragmentation concerns associated with new development and the extension of infrastructure. More extensive preservation of open space is one of the principle components of the emerging consensus around a preferred development pattern.
Reduce the need for costly future investments in public infrastructure.
The project will compare costs of extending highway and fixed guideway transit infrastructure under the current and the preferred development patterns, based on cost factors from the on-going comprehensive transportation planning efforts and the Triangle Transit Authority's regional rail plan.
A similar cost-factor methodology will be used to estimate cost differences for other major infrastructure, such as water and wastewater systems, based on an analysis of system information within the region, and alternative development pattern studies from other North American locations.
Ensure efficient access to jobs, services, and centers of trade.
More than 20,000 households in the region have no automobile available. Although employment in the region has been increasingly suburban, as in other regions, much of the employment, both older urban and newer suburban, remains spread along the spine of the region that will serve as Phase I for the Triangle Transit Authority's regional rail plan. These locations include the downtowns of Raleigh and Durham, the Research Triangle Park, Duke University, North Carolina State University and north Raleigh suburban office sites. The project will examine extensions of regional rail under the preferred development pattern to determine to what degree more people are linked to this "string of pearls" employment distribution.
The project will also incorporate two non-traditional employment access programs in the region which have not been part of the traditional transportation planning process:
These non-traditional approaches to improving employment access are especially important in regions such as the Research Triangle, where the metropolitan-wide unemployment rate is 1.6%. Improving access through programs such as these can help regions expand employment opportunities for those without dependable transportation options or those seeking to better balance work with other needs.
Other Criteria
The evaluation plan methodology is described in greater detail later in this proposal.
Coordination
Project coordination, and the partnerships that will enable this coordination, are a crucial part of the proposed project. A series of nine regional planning case studies prepared by the Triangle J Council of Governments as part of the Development Choices project indicated the importance of an institutionalized regional framework for effective regional planning. This project will contribute to the creation of such a framework in the Research Triangle region and can help guide other regions in creating similar frameworks.
The Triangle J Council of Governments is a regional planning and service agency consisting of the municipal and county governments in the six-county region. Triangle J's newly formed Smart Growth Committee, with appointees from member local governments, will provide oversight for the project. Triangle J's land use planners, environmental staff, and GIS specialists will staff the project and provide links to their counterparts in local governments in the region.
The Triangle J Council of Governments is one of three regional organizations with membership on the technical coordinating committees of both MPOs serving the Research Triangle Region. Triangle J also participates in the activities of the Regional Model Team that is preparing a new transportation model for the region. Triangle J will work through the existing MPO framework to coordinate the activities of the Regional Development & Mobility Principles project with the ongoing comprehensive transportation planning and modeling efforts of the MPOs. In addition, Triangle J serves on management and advisory committees for the Triangle Transit Authority's regional fixed guideway planning efforts and will coordinate this project with the Authority.
Partners
Building a successful, sustained project partnership will be an essential component of the project. Efforts to adopt regional strategies to guide and coordinate land use planning, infrastructure provision and environmental protection in North America have been most successful in regions with a sophisticated regional planning institutional structure, a high level of investment in planning, and state or provincial requirements and incentives for planning, places such as Portland, Oregon, the Minneapolis-St. Paul region and Toronto, Ontario. The rapidly growing sunbelt regions of the United States lack most or all of these conditions.
The Triangle J Council of Governments has placed great emphasis on building a high-level, effective partnership consisting of organizations with decision-making authority and community influence. The project will involve at least 12 organizational partners, plus special state legislative and executive partners, all of whom have pledged their involvement (see attached letters of commitment). The formal project partners, the strengths the partners bring to the project, and their roles and responsibilities, are summarized below.
All of the project partners have designated project liaisons. These senior level staff members will serve as technical advisors to the overall project in addition to serving as liaisons to business, local government, civic, and state elected leaders.
The project will also include special state legislative and executive leadership partners consisting of:
Representatives of the legislative delegation and the Governor's office have committed to providing guidance on strategies requiring state legislative or administrative action.
In addition to the formal organizational and state legislative and executive partners who have pledged staff level participation and/or matching funding, the Triangle J Council of Governments will solicit the involvement of other non-traditional civic and educational partners, specifically:
Initial contact with these civic and educational partners has indicated a keen interest in project participation. Representatives from many of these groups also serve on the technical team of the Triangle J Council of Government's Smart Growth Committee, the committee that will oversee the Development and Mobility Principles project.
Schedule
The project will be completed over an approximately two-year period, with an anticipated ending date of June 2001 for the analysis, strategy development, visualization, and community outreach elements of the project and August 2001 for the evaluation component. All four major project elements will proceed in concert. Reports will be made quarterly to the Triangle Smart Growth Committee, the Board of the Triangle J Council of Governments, the Greater Triangle Regional Council, the two MPOs, and other project partners as desired. A more detailed project schedule, including major milestones is shown below.
Project Element & Task Category |
2Q 99 |
3Q 99 |
4Q 99 |
1Q 00 |
2Q 00 |
3Q 00 |
4Q 00 |
1Q 01 |
2Q 01 |
3Q 01 |
| Comparative analysis of preferred and current development pattern scenarios | ||||||||||
| Detail current and preferred patterns |
x |
x |
x |
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| Map current and preferred patterns in GIS |
x |
x |
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| Define transportation, environmental, and community analysis measures |
x |
x |
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| Perform transportation, environmental, and community analysis |
x |
x |
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| Develop implementation strategies | ||||||||||
| Define range of implementation strategies |
x |
x |
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| Research strategies |
x |
x |
x |
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| Select recommended strategies |
x |
|||||||||
| Prepare design and development standards, infrastructure policies, fiscal mechanisms, and legislation to implement strategies |
x |
x |
x |
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| Visualizations of strategic locations | ||||||||||
| Identify visualization sites |
x |
|||||||||
| Obtain aerial and ground photography |
x |
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| Develop site visualizations |
x |
x |
x |
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| Community outreach and feedback | ||||||||||
| Solicit ideas & preferences from formal and informal partners |
x |
x |
x |
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| Make presentations & receive input from partners |
x |
x |
x |
x |
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| Evaluation, management and contingency | ||||||||||
| Convene Project Partner Team |
x |
x |
x |
x |
x |
x |
x |
x |
x |
x |
| Report to Smart Growth Committee, Triangle J COG Board, Greater Triangle Regional Council |
x |
x |
x |
x |
x |
x |
x |
x |
x |
x |
| Evaluation performance measurement |
x |
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| Evaluation focus group meetings |
x |
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| TCSP national meetings |
x |
x |
Budget and Resources
The total project will cost $540,000 to undertake, including estimated in-kind staff time from the project partners. The Triangle J Council of Governments will provide $50,000 in matching funds to the project to help offset personnel costs. The N.C. Department of Transportation will provide $5,000 in direct matching funds towards the development of strategies to revamp road standards to support the principles of the preferred development pattern. Based on estimates prepared by organization partners, the partners will provide in-kind staff time valued at $35,000 over the two-year period, resulting in a total of $90,000 in direct and in-kind matching funds. Federal funding is requested for the remaining $450,000.
This proposal builds on the work of the Regional Development Choices Project, which was sponsored by the Greater Triangle Regional Council and undertaken by the staff of the Triangle J Council of Governments. The Choices project involved over $250,000 in resources from the private sector, universities, and foundations.
The budget for the four major project elements, plus evaluation and management is:
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$195,000 |
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$214,000 |
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$ 52,000 |
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$ 30,000 |
|
$ 49,000 |
Total budget: |
$540,000 |
Project costs by major element, type, and source are summarized on the next page.
Development and Mobility Principles Project Budget
| Project Element and Cost Category |
Direct Match |
In-Kind Partner Match |
Federal Grant |
Total |
| Comparative analysis of preferred and current development patterns |
$25,000 |
$9,000 |
$161,000 |
$195,000 |
| Organizational partner staff costs |
$9,000 |
$9,000 |
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| Contract transport & environmental analysis services |
$23,000 |
$23,000 |
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| GIS services |
$28,000 |
$28,000 |
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| Personnel costs |
$25,000 |
$108,000 |
$133,000 |
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| Publications and materials |
$2,000 |
$2,000 |
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| Development of implementation strategies |
$30,000 |
$26,000 |
$158,000 |
$214,000 |
| Organizational partner staff costs |
$26,000 |
$26,000 |
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| Development of revised road standards |
$5,000 |
$5,000 |
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| Personnel costs |
$25,000 |
$140,000 |
$165,000 |
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| Publications and materials |
$2,000 |
$2,000 |
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| Contract research and services |
$16,000 |
$16,000 |
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| Visualizations of strategic locations |
$52,000 |
$52,000 |
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| Aerial and ground photography |
$2,000 |
$2,000 |
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| Materials |
$2,000 |
$2,000 |
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| Contract computer visualization services |
$45,000 |
$45,000 |
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| Personnel costs |
$3,000 |
$3,000 |
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| Community outreach and feedback |
$30,000 |
$30,000 |
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| Design and publication expenses |
$15,000 |
$15,000 |
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| Personnel costs |
$15,000 |
$15,000 |
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| Evaluation, management and contingency |
$49,000 |
$49,000 |
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| Management personnel costs |
$9,000 |
$9,000 |
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| Contract services for focus groups |
$17,500 |
$17,500 |
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| Personnel costs for evaluation |
$6,000 |
$6,000 |
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| Contingency @ 3% of project cost (excluding in-kind support from organizational partners) |
$15,000 |
$15,000 |
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| Travel (2 meetings) |
$1,500 |
$1,500 |
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| Project Totals | $55,000 | $35,000 | $450,000 | $540,000 |
Project Evaluation Plan
A three-part project evaluation plan is proposed that can address short-term, medium-term, and long-term concerns. The plan will provide valuable, measurable results that can be used both in the Research Triangle Region to track progress and guide further efforts, and by the FHWA and other regions to make similar projects more effective.
The short term evaluation will be a process evaluation, consisting of assessment of citizens and community leaders who participate in the project along with measures of the number and characteristics of participants. Medium term evaluation will be a product evaluation, involving monitoring the implementation of the recommended development strategies. Longer term evaluation will include outcome evaluation, tracking how the region's development pattern changes over time.
An effective, systematic evaluation of the project will require continued evaluation beyond the two-year project term. Therefore, as part of the evaluation plan, the Triangle J Council of Governments is committed to continuing to monitor both strategy implementation and the region's development pattern beyond the project term.
The three evaluation components -- short term process evaluation, medium term product evaluation, and long term outcome evaluation -- are summarized below.
Short Term Process Evaluation
The short term process evaluation component will assess the project's four main tasks, with the following objectives:
A focus group methodology will be employed to assess the process. The project team will identify appropriate types of groups, e.g. local elected officials, state legislators, businesspeople, participating citizens, then contract with a firm to conduct the focus group analysis. Data obtained from the analysis will be used in the project report so that others can learn of the strengths and weaknesses of the process used in the project.
The focus group-based evaluation task is indicated in the project budget and schedule; results will be available immediately after completion of the four major project elements.
Medium Term Product Evaluation
The Triangle J Council of Governments will conduct the medium-term product evaluation which will track the implementation of the recommended strategies. Within the two-year project term, Triangle J will establish the format for tracking the strategies at the local, state, and regional levels, and for public, private, academic and civic sector organizations. Also within the two-year project term, Triangle J will prepare an initial status report on the strategies.
This review-based methodology will track design and development standards, infrastructure policies and fiscal mechanisms of state and local governments, the private sector, and non-profit organizations.
Continued strategy monitoring will occur on an annual basis beyond the term of the project under the auspices of the Triangle Smart Growth Committee.
The project schedule and budget include the staff resources and timing to undertake the portion of the medium term product evaluation that will occur during the duration of the project grant.
Long Term Outcome Evaluation
The most important evaluation component is the long term outcome evaluation that will monitor changes in development in the region. Because both the preferred development pattern and the current development pattern will be mapped on a Geographic Information System, the Triangle J Council of Governments will be able to periodically compare actual development trends relative to both the preferred and current patterns defined by this project.
Triangle J's GIS is compatible with all the local government GISs in the region and with that of the North Carolina Center for Geographic Information and Analysis. Triangle J also has a history of cooperative ventures in GIS with the state, local governments and regional organizations such as the Triangle Land Conservancy and the Triangle Transit Authority.
Using this GIS-based methodology, Triangle J will prepare an annual development pattern report based on regional development and transportation GIS coverages. The report will be based on data conforming to the analysis measures selected for the project (refer to page 4 of this proposal for a potential list of measures).
Within the two-year project term, Triangle J will establish the format for tracking these development pattern changes. Continued development pattern monitoring will occur on an annual basis beyond the term of the project under the auspices of the Triangle Smart Growth Committee.
The project schedule and budget include the staff resources and timing to undertake the portion of the long term output evaluation that will occur during the duration of the project grant.
Conclusion
The Triangle J Council of Governments believes that the proposed Regional Development and Mobility Principles project provides a unique opportunity to take a carefully crafted vision for regional development and mobility, subject the principles of that vision to a rigorous comparative analysis, then establish the detailed strategies needed to transform the vision into a workable, fundable blueprint for regional development.
What makes this effort unique is the established civic partnership, private sector commitment, and broad community support that will stand behind the preferred development scenario and its development principles. This approach will be a valuable model for other fast-growing regions seeking to find realistic solutions to the challenges of maintaining economic development while sustaining the mobility, environment and community character valued by citizens.
The project will help show other regions how they can integrate the often-fragmented planning for land use, transportation, and environmental quality into a comprehensive approach that does not replace current institutional structures, but brings these structures into a partnership that can better achieve their goals. And it will help show other regions undertaking regional visioning exercises how they can adopt the tools and techniques needed to translate the vision into a reality.
Respectfully Submitted,
Charles Krautler, President
Triangle J Council of Governments