Performance Requirements Summary
Requirements Summary | NHPP | HSIP | CMAQ | Freight Movement | Implementation Schedule
The MAP-21 legislation integrates performance into many federal transportation programs and contains several performance elements. The FHWA -TPM team is organized to help with coordinating the alignment of MAP-21 requirements, providing guidance, and resources. To assist with this effort FHWA has provided here more information about the specific performance management requirements outlined in MAP-21. Below is more information regarding the performance requirements for the National Highway Performance Program (NHPP) as established in MAP-21.
For any comments or questions please email rule PerformanceMeasuresRulemaking@dot.gov.
The National Highway Performance Program (NHPP)
| Performance Element |
Performance Requirements for NHPP |
Performance Measures |
- Not later than 18 months after date of enactment USDOT, in consultation with State DOTs, MPOs, and other stakeholders will promulgate a rulemaking that establishes measures.
- Provide not less than 90 days to comment on regulation.
- Take into consideration any comments.
- Limit performance measures to those described under 23USC150(c).
- For purposes of carrying out National Highway Performance Program USDOT will establish Measures for States to use to assess:
- Condition of Pavements
- Interstate System
- National Highway System (excluding the Interstate)
- Condition of Bridges
- Performance of:
- Interstate System
- National Highway System (excluding the Interstate)
- USDOT will establish the data elements that are necessary to collect and maintain standardized data to carry out a performance-based approach
|
Performance Targets |
- States must coordinate, to the maximum extent practical with relevant MPOs in selecting a target to ensure for consistency
- MPOs must coordinate, to the maximum extent practical, with the relevant State/s in selecting a target to ensure consistency
- Coordination required with public transportation providers.
- States and MPOs must integrate other performance plans into the performance-based process
|
Performance Plans |
- Asset Management Plan
- Risk-based asset management plan
- States encouraged to include all infrastructure assets within the right-of-way
- Plan Contents
- pavement and bridge inventory and conditions on the NHS,
- objectives and measures,
- performance gap identification,
- lifecycle cost and risk management analysis,
- a financial plan, and
- investment strategies
- USDOT, in consultation with State DOTs, will establish the process to develop the plan through a rulemaking no later than 18 months after 10/1/2012
- States must have a plan developed consistent with the process by the 2nd fiscal year, otherwise federal share for NHPP will be reduced to 65%
- Process certification
- USDOT 90 days review period to determine certification
- States have 90 days to cure deficiencies if not certified
- Recertification required every 4 years
- Management Systems
- USDOT will establish minimum standards for States to use in developing and operating:
- Bridge management systems
- Pavement management systems
- Minimum standards established through a rulemaking
- Minimum 90 day comment period
- USDOT will promulgate a rulemaking not later than 18 months after date of enactment
|
Target Achievement |
- "A State that does not achieve or make significant progress toward achieving the targets... for 2 consecutive reports"
- Document in 23USC150(e) report actions the State will take to improve their ability to achieve the target
|
Special Performance Rules |
- Interstate Pavement Condition
- Minimum condition level established by USDOT through rulemaking
- Condition falls below threshold set by USDOT for 2 consecutive reports then:
- NHPP funding set aside to address Interstate pavement
- STP funds transferred to NHPP to address Interstate pavement conditions
- This obligation requirement stays in effect until the minimum thresholds can be met (checked annually)
- National Highway System Bridge Condition
- Greater than 10% of total deck area of bridges on the NHS are located on bridges classified as structurally deficient for 3 consecutive years then:
- NHPP funding set aside to address bridge conditions on the NHS
- This obligation requirement remains in place until minimum condition requirement is met (checked annually)
|
Performance Reporting |
- State Report on Performance Progress
- Required initially by October 1, 2016 and every 2 years thereafter
- Report includes:
- Condition and performance of NHS
- Effectiveness of investment strategy for the NHS
- Progress in achieving all State performance targets
- Metropolitan System Performance Report
- Required in transportation plan every 4 or 5 years
- Report includes:
- Evaluate condition and performance of transportation system
- Progress achieved in meeting performance targets in comparison with the performance in previous reports
- Evaluation of how preferred scenario has improved conditions and performance, where applicable
- Evaluation of how local policies and investments have impacted costs necessary to achieve performance targets , where applicable
- Statewide Transportation Plan
- No required frequency
- Optional report on system performance
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