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Summary Report: Using Context Sensitive Solutions to Achieve Context Sensitive Design - Technical Assistance and Virtual Peer Exchanges

November 2016 – October 2017

August 2018

Also in PDF, 412KB

Notice

This document is disseminated under the sponsorship of the U.S. Department of Transportation (USDOT) in the interest of information exchange. The U.S. Government assumes no liability for the use of the information contained in this document.

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Technical Report Documentation Page
1. Report No.
FHWA-HEP-18-072
2. Government Accession No. 3. Recipient's Catalog No.
4. Title and Subtitle
Summary ReportUsing Context Sensitive Solutions to Achieve Context Sensitive Design
Technical Assistance and Virtual Peer Exchanges
5. Report Date
January 30, 2018
6. Performing Organization Code
7. Author(s)
Damon Fordham, Leigh Lane, Gary Toth, Nikiforos Stamatiadis, Teresa Townsend, Ann Steedly, Oana Leahu-Aluas, Carter Purcell
8. Performing Organization Report No.
9. Performing Organization Name and Address
The Cadmus Group LLC
100 Fifth Avenue, Suite 100
Waltham, MA 02451
10.  Work Unit No. (TRAIS)
11.  Contract or Grant No.
DTFH61-11-D-00031, order no. 5007
12. Sponsoring Agency Name and Address
Federal Highway Administration
1200 New Jersey Ave. SE
Washington, D.C.
13. Type of Report and Period Covered
Final Report
14.  Sponsoring Agency Code
15. Supplementary Notes
16. Abstract
The Federal Highway Administration (FHWA) initiated a Context Sensitive Solutions and Design (CSS/D) Targeted Technical Assistance (TA) effort in 2016. FHWA provided TA to six States on CSS/D and held a series of four virtual peer exchanges. The virtual peer exchanges provided practitioners from several State Departments of Transportation (DOTs) with an opportunity to share experiences and lessons learned on four topics related to CSS/D. This report documents how the six States were selected to receive TA; the purpose, schedule, and format of each session; key takeaways; lessons learned and recommendations for future TA activities; topic and purpose of the virtual peer exchanges; key takeaways, highlights, and lessons learned.
17. Key Words
Context Sensitive Solutions, CSS, Context Sensitive Design, CSD, CSS/D, Technical Assistance, Virtual Peer Exchange, Performance Based Practical Design, Design Flexibility, Public Involvement, Resiliency, Sustainability, Rural, Complete Streets, Context Identification, Performance Metrics
18. Distribution Statement
Unrestricted
19. Security Classification (of this report)
Unclassified
20.  Security Classification (of this page)
Unclassified
21. No. of Pages
25
22. Price
N/A
Form DOT F 1700.7 (8-72) Reproduction of completed page authorized

Table of Contents

Acknowledgements

The following are staff from the Federal Highway Administration (FHWA), State Departments of Transportation (DOTs), or other agencies who either led, or provided guidance or local support, for the context sensitive solutions (CSS) and context sensitive design (CSD) technical assistance (TA) effort. Additional thanks are provided to those who presented or otherwise supported the CSS/D virtual peer exchanges. Lists of speakers for each virtual peer exchange are included later in this report.

FHWA
Gary Jensen, Shari Schaftlein, Fleming El-Amin, Shana Baker, Michael Matzke, Elizabeth Hilton, Alexis Kuklenski, Carolyn Nelson, David Cohen, Reena Mathews, Jody McCullough, Spencer Stevens, Megan Jensen, Becky Lupes, R. Keith Moore, Rodney Vaughn, George Merritt, Keith Harrison, Jim Thorne, Mary Ridgeway, Nick Blendy, Yolanda Jordan, Shakira Crandol, Danielle Blackshear, Cathy Kendall, William Stein, Jeffrey Shaw, Don Petersen, Lori Porecca, John Perry, Jason Giard, Stephanie Hickman, Kevin Michel, and Richard Duran.

State DOTs
California: Chris Schmidt
Colorado: Betsy Jacobsen and Jonny Olson
Delaware: Robert McCleary and Jim Pappas
Florida: DeWayne Carver, Billy Hattaway, Jeff Caster, Yvonne Arens, and Dana Reiding
Hawaii: Ed Sniffen
Idaho: Ted Mason, Sonna Lynn Fernandez, and Kevin Sablan
Minnesota: Scott Bradley, Jim Rosenow, Jack Broz, and Charleen Zimmer
Montana: Ivan Ulberg
New Jersey: Andy Swords
North Dakota: Wayne Zacher, Stacey Hanson, Bryon Fuchs, and Paul Benning
Pennsylvania: Brian Shunk
Utah: Shane Marshall
Vermont: Jon Kaplan
Washington: John Donahue
Wyoming: James A. Evensen

MPO
Hillsborough County, FL – Allison Yeh

Other Agencies
Sheri Lares, Federal Aviation Administration

Introduction

This summary report highlights the key takeaways, lessons learned, and recommendations for improving Context Sensitive Solutions and Context Sensitive Design integration with State DOT decision making processes based on the outcomes of targeted technical assistance in 6 States and 4 virtual peer exchanges conducted by FHWA. The purpose of these efforts was to demonstrate how a context based planning and development process can help accelerate project delivery and improve safety. For this report, the use of Context Sensitive Solutions to achieve Context Sensitive Design outcomes is referred to as CSS/D.

Definitions

Context Sensitive Design (CSD)
A design process that not only considers physical aspects or standard specifications of a transportation facility, but also the economic, social, and environmental resources in the community being served by that facility.  A CSD approach helps to ensure projects:

  1. Are safe for all users
  2. Use a shared stakeholder vision as a basis for decisions and for solving problems that may arise
  3. Meet or exceed the expectations of both designers and stakeholders, thereby adding lasting value to the community, the environment, and the transportation system.
  4. Demonstrate effective and efficient use of resources

Context Sensitive Solutions (CSS)
A decision-making process that helps accelerate project delivery by establishing "a collaborative, interdisciplinary approach that involves all stakeholders in providing a transportation facility that fits its setting. It is an approach that leads to preserving and enhancing scenic, aesthetic, historic, community, and environmental resources, while improving or maintaining safety, mobility, and infrastructure conditions."1 The CSS process is guided by the following four principles:

  1. A shared stakeholder vision to provide a basis for decisions.
  2. A comprehensive understanding of contexts.
  3. Continuing communication and collaboration to achieve consensus.
  4. Flexibility and creativity to shape effective transportation solutions, while preserving and enhancing community and natural environments.

Background

From November 2016 through July 2017, FHWA provided targeted technical assistance (TA) on CSS and CSD (CSS/D) implementation in Delaware, Florida, Idaho, Minnesota, North Dakota, and Washington. The TA focused on incorporating CSS/D and Performance Based Practical Design (PBPD) during project development, leveraging CSS/D to advance sustainable transportation planning, applying CSS/D to help streamline projects in rural environments, CSS/D and design flexibility, and incorporating CSS/D to plan and implement Complete Streets.

Following the delivery of the technical assistance, FHWA conducted 4 virtual peer exchanges from August through October 2017, to facilitate a deep dive exchange of ideas on the topics discussed during the TA workshops. The States who received technical assistance, and departments of transportation (DOTs) in California, Colorado, Hawaii, Wyoming, Montana, Utah, Vermont, New Jersey, Pennsylvania, as well as the Hillsborough County (FL) MPO participated in the virtual peer exchanges.

The CSS/D Targeted TA helped to refine the focus and the application of CSS and CSD principles in States where those principles are being implemented, and to build capacity for implementing CSS/D in various phases of transportation decision making throughout the U.S. The first half of this report focuses on the TA sessions while the second half focuses on the virtual peer exchanges.

CSS/Design Targeted Technical Assistance

State Selection Process

The States that participated in the TA sessions were identified through FHWA solicitation in early 2016 to gauge interest in receiving TA and potential TA topic areas. The six States selected to receive CSS/D TA include Delaware, Florida, Idaho, Minnesota, North Dakota, and Washington. FHWA, with support from a team of consultant subject matter experts (SMEs), conducted phone calls with staff members at the respective DOT and FHWA Division Office to assess the specific TA needs for each State. Once the CSS/D needs were identified, a work plan was developed for each State that provided the TA purpose, a list of reference documents, planned activities, a preliminary agenda, logistical considerations, deliverables, and a framework for next steps.

Purpose of the Technical Assistance Sessions

As stated above, the overall purpose of conducting targeted TA was to help improve and accelerate project delivery by expanding the application of CSS/D principles and build implementation capacity in States needing improvements in these areas. Within each State, FHWA and the DOT collaborated to identify one CSS/D related issue to address. The primary purpose of the TA in each State was as follows:

Technical Assistance Schedule and Format

The TA sessions were held between November 2016 and July 2017. Each session was in the format best-suited to meet the desire outcome and purpose (workshop, interview sessions, etc.). A schedule of the TA sessions, including their format, and locations, where applicable, is provided below.

Delaware Department of Transportation

Florida Department of Transportation

Idaho Transportation Department

Minnesota Department of Transportation

North Dakota Department of Transportation

Washington State Department of Transportation

Technical Assistance Key Takeaways

Summary reports documenting each of the TA sessions are available on FHWA's CSS/D website at https://www.fhwa.dot.gov/planning/css/resources/cssta1617/. Each report details the background and objectives of the TA, lists TA key takeaways, and describes all TA presentations and sessions. A summary of each TA and its key takeaways are listed below.

Delaware Department of Transportation

The purpose of this technical assistance was to examine Delaware DOT's current project development procedures in conjunction with several statewide resiliency studies and identify opportunities to integrate durable roads strategies into transportation planning, project development, and delivery practices using a CSS/D approach. FHWA helped DelDOT identify gaps with their existing resiliency policies and determined strategies to better incorporate CSS/D principles, and worked collaboratively to establish a framework for a new unified policy document to help inform future decision making.

The TA workshop included key DelDOT staff and representatives of Delaware's Department of Natural Resources and Environmental Control (DNREC) was convened to examine DelDOT's current procedures, review findings from key State studies and national research, and identify opportunities to integrate key State resiliency strategies into transportation planning, development, and delivery, using a CSS/D approach.

The TA workshop resulted in identification of implementation actions for resiliency and an assessment of the ways in which CSS/D could be leveraged to support these implementation efforts. The workshop results are highlighted below.

Florida Department of Transportation

The purpose of this technical assistance was to support the Florida Department of Transportation (FDOT) with using CSS/D to advance the goals of their Complete Streets Implementation Guidebook. FHWA helped FDOT identify the challenges and prioritize strategies using CSS/D principles to help streamline project delivery of Complete Streets at the FDOT District level and statewide.

In September 2014, FDOT released its Complete Streets Policy. FDOT incorporates CSS/D principles throughout its Complete Streets effort and strives to provide more context-sensitive roads by putting "the right street in the right place." In support of the policy, FDOT released its Complete Streets Implementation Plan in December 2015 and the external draft of both the Complete Streets Handbook and FDOT Design Manual in April 2017. Comments received on the Handbook informed FDOT's decision to move forward with the FDOT Context Classification guide. This document was published in August 2017. The full Complete Streets Handbook is still in draft form.

Through a facilitation exercise, participants at the TA workshop discussed key challenges that they associated with FDOT's Complete Streets implementation effort. The challenges that emerged were then sorted into five categories:

The goal of the Complete Streets policy is to increase the balance of multimodal elements in FDOT projects and the Handbook adds a new process related to the determination of eight land-use context classifications.

District personnel participants discussed challenges with the new process and ways to approach it successfully, in a manner that would not overburden existing staff resources, causing them to fall behind schedule on projects already in the capital program pipeline.

After discussing the challenges associated with Complete Streets implementation, participants brainstormed strategies to overcome them. The top strategies that emerged were:

Idaho Transportation Department

The purpose of this technical assistance was to support the Idaho Transportation Department (ITD) in development of a CSS/D and practical design checklist that could be used throughout the State in conjunction with their project charter. FHWA helped ITD identify 8 key focus areas to better integrate CSS/D principles into their transportation decision-making process and worked collaboratively to establish a CSS/D checklist for use during the project delivery process.

The involvement of stakeholder groups in the workshop allowed ITD staff to gain a better understanding of the unique perspectives defining project context. The workshop format and facilitation strategy allowed participants to think in an integrated, collaborative manner to explore specific process elements to improve CSS/D integration. By using "real world" case studies, participants could think critically about project issues, interest, challenges and opportunities. Through facilitation exercises, participants at the workshop came up with key focus areas to be considered for better integrating CSS/D and practical solutions principles into ITD's decision-making process. The focus areas that emerged were:

Participants then developed and refined questions relevant to each focus area for the ultimate purpose of developing a practical solutions/design checklist. Because the workshop allowed for flexibility in terms of discussions and desired outcomes, the participants decided that a checklist was not appropriate. Instead, the participants decided that the questions informed specific recommendations for improving the stages of the project delivery process through ITD's project charter.

In conjunction with the recommendations, ITD's Planning Services Section created a list of action items for themselves detailing how ITD's existing guides, manuals, and processes will be altered to enhance CSS/D and public involvement outreach efforts. These action items were:

Minnesota Department of Transportation

The purpose of this technical assistance effort was to observe the "Advanced Flexibility in Design" workshop, hosted biannually by Minnesota DOT, and identify ways to enhance the workshop so that participants are more prepared and inclined to integrate CSS/D into their business practices. FHWA provided recommendations MnDOT can use to better incorporate CSS/D in their "Advanced Flexibility in Design" workshop.

MnDOT was an original adopter of CSS/D and participated in the initial pilot conducted by FHWA. Since the early 2000s, MnDOT has championed the integration of CSS/D into its business practices and phases of decision-making. To this end, MnDOT has developed policies, guidance, process improvement approaches, and training, all in support of CSS/D integration efforts. In 2009, MnDOT considered CSS/D one of its flagship initiatives. Most recently, MnDOT has focused on applying a performance-based, data-driven practical design process that maximizes performance outcomes in a cost-effective manner.

Upon their observations of the "Advanced Flexibility in Design" workshop, SMEs provided a set of recommendations to the workshop organizers and instructors for improving the workshop. Overall, the SMEs thought the course was well-constructed and included an appropriate duration and quantity of content, and they would not recommend structural modifications. Instead, their recommendations related mainly to the content of the sessions. High-level descriptions of those recommendations are listed below:

North Dakota Department of Transportation

The purpose of this technical assistance was to assist the North Dakota Department of Transportation (NDDOT) with developing a case study of the U.S. Highway 85 Watford City Southwest Bypass Project. The case study involved interviewing NDDOT staff and other relevant stakeholders impacted by the project, as well as conducting a site visit of the project. The case study documents NDDOT's approach of incorporating CSS/D principles, tribal consultation, and other activities on a major transportation project that demonstrated how understanding context, shared stakeholder vision, interagency coordination, and design flexibility can help expedite project development and streamline project schedules. The case study will be used as a training and capacity building tool for NDDOT staff and other local government agencies, as well as a national case study other States can use when embarking on a transportation project.

The case study was developed by conducting interviews with project staff and visiting the site of the bypass. The interviews revealed a set of themes and key highlights summarized below. These areas are further described in the case study alongside photos and other visuals to help tell the story of the bypass project: 

Washington State Department of Transportation

The purpose of the technical assistance was help WSDOT create a process for better applying the principles of context identification and performance metrics to actual project design and construction. FHWA assisted WSDOT with examining their existing guidance and identify opportunities to improve it by collaborating with a cross section of State transportation engineers, planners, and key policy personnel, and by including input from key stakeholder groups.

WSDOT is a leader in applying CSS/D and practical solutions principles to its transportation project planning process. WSDOT has developed and circulated valuable guidance to its project teams regarding CSS/D and multimodal approaches for effective design and planning. It has also incrementally adapted its design manual to provide increasing design flexibility based on urban and rural context.  Over the last several years, WSDOT has introduced several new policies and guidance materials supporting CSS/D principles, each building upon the last and ultimately leading to the development of the Practical Solutions Process. WSDOT has promoted practical solutions as a framework for implementing practical design, good asset management, performance-based decision making, community engagement, and least cost planning.

Lessons learned from the TA included:

The following recommendations were provided to WSDOT as it begins updating its 2017 design manual:

CSS/Design Virtual Peer Exchanges

Topic and Purpose of Each Virtual Peer Exchange

The purpose of the virtual peer exchanges was to provide an opportunity for State DOTs to share experiences and lessons learned on four topics related to CSS/D. Each virtual peer exchange began with a brief Federal overview of the topic, followed by presentations from DOTs, and concluding with an interactive discussion among all participants. Each virtual peer exchange featured at least one speaker from a DOT that had received TA. The topics and purpose of each virtual peer exchange were as follows, listed in the order they occurred:

August 22, 2017
The purpose of the peer exchange was to share experiences and lessons learned from incorporating CSS/D and PBPD concepts in statewide design guidance manuals. Presenters from DOTs in Minnesota, Washington, Pennsylvania, and Florida discussed incorporating CSS/D principles and PBPD in design standards, as well as the connection between these efforts and the Expanded Functional Classification System (Expanded FCS), which focuses on the creation of a CSS-approach.

August 31, 2017
The purpose of the peer exchange was to share approaches and lessons learned from transportation agencies using a CSS/D approach to plan, design, build, and maintain sustainable transportation infrastructure. Presenters from DOTs in Colorado, Delaware, Hawaii, and Utah, as well as a presenter from an MPO in Florida, discussed how they define sustainable transportation, including what key focus areas inform their decision-making processes for all phases of project development and delivery. In addition, they highlighted policies, practices, and innovations within their organizations that support sustainability and resiliency using a context-sensitive approach. Examples of sustainable transportation showcased include infrastructure; natural disaster/catastrophic events/emergency planning; and environment, energy, and economic solutions.

September 29, 2017
The purpose of the peer exchange was to share experiences and lessons learned incorporating CSS/D during planning, design, construction, and operations and maintenance of highways in rural environments and smaller communities. Presenters from DOTs in Idaho, North Dakota, Wyoming, and Montana discussed their experiences incorporating CSS/D to improve project delivery. The discussion highlighted effective CSS/D practices, as well as information on how State DOTs are either working towards or delivering context-sensitive transportation solutions in support of improved community quality of life.

October 25, 2017
The purpose of the peer exchange was to accelerate the learning curve for State DOTs working to incorporate CSS/D for multimodal thoroughfares into their policies and standards. Presenters from DOTs in Florida, Vermont, New Jersey, Colorado, and California discussed their experiences incorporating CSS/D and Complete Streets principles to promote multimodal accessibility and ensure roads are safe for people of all ages and abilities. The discussion highlighted how CSS/D can help advance goals of creating and maintaining multimodal networks by balancing the needs of different modes, supporting local land uses, economic development, cultural resources, and improving the human environment.

Virtual Peer Exchange #1: Incorporating CSS and Performance Based Practical Design

Speaker List

The featured speakers for this virtual peer exchange are listed below, in speaking order.

Peer Exchange Discussion - Key Highlights and Takeaways

Federal Highway Administration
Minnesota Department of Transportation
Washington State Department of Transportation
Pennsylvania Department of Transportation
Florida Department of Transportation
Discussion

Virtual Peer Exchange #2: Leveraging CSS/Design for Sustainable Transportation

Speaker List

The featured speakers for this virtual peer exchange are listed below, in speaking order.

Peer Exchange Discussion - Key Highlights and Takeaways

Federal Highway Administration
Delaware Department of Transportation
Hawaii Department of Transportation
Hillsborough Metropolitan Planning Organization (Hillsborough County, FL)
Utah Department of Transportation
Colorado Department of Transportation
Discussion

Virtual Peer Exchange #3: Delivering Context-Sensitive Projects in Rural Environments

Speaker List

The featured speakers for this virtual peer exchange are listed below, in speaking order.

Peer Exchange Discussion - Key Highlights and Takeaways

Federal Highway Administration
Idaho Transportation Department
North Dakota Department of Transportation
Wyoming Department of Transportation
Montana Department of Transportation
Discussion

Virtual Peer Exchange #4: Incorporating CSS/Design and Multimodal Thoroughfares (Complete Streets)

Speaker List

The featured speakers for this virtual peer exchange are listed below, in speaking order.

Peer Exchange Discussion - Key Highlights and Takeaways

Federal Highway Administration
Vermont Agency of Transportation
Colorado Department of Transportation
New Jersey Department of Transportation
California Department of Transportation
Florida Department of Transportation
Discussion

1 Federal Highway Administration. (2017). "What is CSS?" https://www.fhwa.dot.gov/planning/css/what_is_css/

Updated: 8/20/2018
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