| FHWA > Engineering > Pavements > Concrete > Evaluation of Procedures for Quality Assurance Specifications > Appendix B |
APPENDIX B: SUMMARY OF AGENCY HMAC SPECIFICATIONS RECEIVEDAlaskaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of the results. The frequency of the testing is determined by the contractor, but must be approved by the engineer prior to construction. Mix design verification is evaluated for the following properties: Marshall stability, Marshall flow, percent voids in mix, dust-to-asphalt ratio, gradation, VFA, density, and VMA. Quality AssuranceThe engineer is responsible for all assurance testing. Assurance testing is conducted for the following characteristics: gradation, in-place density, and asphalt content. The State's assurance tests cannot be used for QC. The results of the tests will be made available to the contractor within 2 working days. AcceptanceAcceptance is based on the results of the assurance tests. Acceptance is based on a lot size of 5000 tons (4535 Mg), with tests conducted on 500-ton (454 Mg) sublots. Acceptance of the material and any associated pay factors are determined using quality-level analysis. Pay FactorsPay factors are assigned for gradation, in-place density, and asphalt content. For density, the density pay factor (DPF) is determined by calculating the quality level of the lot and then selecting a pay factor from a table according to the sample size. The pay factor for gradation and asphalt content (composite pay factor (CPF)) is determined by the following equation: (37)CPF = [ f19mm ( PF19mm ) + f12.5mm ( PF12.5mm ) + ...fAC ( PFAC) ] / Σf where: f factors are determined from the Weight Factors table below After the DPF and CPF are known, the pay adjustment is determined by the following: (38)Price Adjustment = [ ( CPF or DPF )* - 1.00 ] × ( Mg in lot ) × ( PAB ) where: PAB = price-adjustment base (equal to $33.00/Mg) Weight Factors
QC/QA Tests for Alaska
ArkansasQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The sampling location and testing frequency are determined by the contractor with the exception of gradation (one per 750 tons (680 Mg) minimum), and must be sufficient for control of the mix. The contractor is responsible for QC for the following properties: gradation, asphalt content, air voids, VMA, Marshall stability, Maximum theoretical density, in-place density, and water sensitivity. Mix design verification is evaluated for the following properties: gradation, Marshall stability, Marshall flow, air voids, VMA, density, asphalt content, dust-to-asphalt ratio, and water sensitivity. Quality AssuranceThe Arkansas State Highway and Transportation Department (AHDT) is responsible for all assurance sampling and testing. Testing is based on a lot size of 3000 tons (2720 Mg) with 750-ton (680-Mg) sublots. Assurance testing is conducted on gradation, asphalt content, air voids, VMA, Marshall stability, and in-place density. AcceptanceThe contractor's control test cannot be used for acceptance. Under the supervision of the engineer, the contractor must conduct acceptance testing on the materials. The sampling locations will be independent of the QC locations. Acceptance of the material is based on verification of the contractor's acceptance testing by the AHDT's assurance tests. Acceptance and adjustment is by lot. Lot size is 3000 tons (2720 Mg) with 750-ton (680 Mg) sublots. In addition, the engineer will check the smoothness of the pavement by using a rolling straightedge. Variations shall not exceed 5 millimeters (mm) for binder courses and 3 mm for surface courses. At least one pass shall be made for the full length of each lane. If the surface test is deficient, the surface must be corrected at the contractor's expense. Pay FactorsPay factors are assigned for in-place density, asphalt content, Marshall stability, air voids, and VMA. The pay factors for each property are determined according to the following schedule and the total reduction for the lot is the sum of the reductions for each property of the lot. Asphalt Binder: The contract price of the entire lot will be reduced by 12 percent for each deviation outside the compliance limits, up to a maximum of three deviations. One deviation is 0.1 percentage point. Stability: The contract price of the lot will be reduced by 10 percent for each deviation below the compliance limits, up to a maximum of five deviations. One deviation is 0.2 kilonewtons (kN) (45 pounds force (lbf)). Air Voids: The contract price of the lot will be reduced by 10 percent for each deviation outside the compliance limits, up to a maximum of five deviations. One deviation is 0.1 percentage point. VMA: The contract price of the lot will be reduced by 4 percent for each deviation outside the compliance limits, up to a maximum of 10 deviations. One deviation is 0.1 percentage point. Density: The contract price of the lot will be reduced by 4 percent for each deviation outside the compliance limits, up to a maximum of 10 deviations. One deviation is 0.1 percentage points. QC/QA Tests for Arkansas
NA = Not applicable ColoradoQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. All QC tests must be independent of assurance and acceptance tests. Acceptable testing standards in order of preference include Colorado procedures, AASHTO, and ASTM. Quality AssuranceColorado DOT ensures QA by conducting check tests to verify that the personnel and equipment conducting the QC tests and acceptance tests are within acceptable tolerances. If the check test is outside the allowable differences, production will stop and the problem will be identified and corrected. AcceptanceAcceptance testing is the responsibility of the Colorado DOT. A minimum of 5 asphalt content, 3 gradation, and 10 density tests are required for each project. The contractor, under the direction of the engineer, obtains acceptance test samples. Acceptance is based on the State's tests only. Pay FactorsPay factors are assigned for gradation, density, and asphalt content. To determine the pay factors, quality-level analysis is used to obtain a quality level for a process with three or more test results. When the process has been completed, the number of random samples (Pn) that it contains will determine the computation of the element pay factor, based on the table and equation below. When the Pn is 3 to 9, or greater than 200, the element pay factor is computed using the equations designated in the table below. When the Pn is equal to or greater than 10, and less than 201, the element pay factor is computed using the following equation: (39)Pay Factor (PF) = [ ( PF1 + PF2 ) / 2 ] + [ ( PF2 + PF3 ) / 2 - ( PF1 + PF2 ) / 2 ] × [ ( Pn2 - Pnx ) / ( Pn2 - Pn3 ) ] where (when referring to the table below):
For pay estimates, each individual element will have the average pay factor (PFa), weighted by the quantities as follows: (40)PFa = [ M1 ( PF1 ) + M2 ( PF2 ) + ... Mj ( PFj ) ] / ΣM where: Mj = quantity represented by the process QC/QA Tests for Colorado
IdahoQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation (3/4 inch (19 mm), 3/8 inch (9.5 mm), #8, and #200), sand equivalent, fracture count, asphalt content, and density. The lot size is 1 day's production, represented by at least four tests. If the day's production is represented by fewer than four tests, the tests will be combined with the following day's production to form one lot. One test must be conducted for every 750 tons (680 Mg) of production (never less than once per day). Asphalt content is the exception to this rule, with testing conducted as needed to control production. Quality AssuranceIdaho DOT is responsible for all assurance testing. Assurance testing is conducted on gradation, sand equivalent, asphalt content, density, and fracture count. The QA testing frequency is two per lot, not to exceed two per day. AcceptanceAcceptance testing is the responsibility of the contractor for the properties of gradation, sand equivalent, and fracture count. These acceptance tests are not to be used as part of the QC testing. The State is responsible for the acceptance testing of asphalt content and density. The lot size is 1 day's production, represented by at least four tests. If the day's production is represented by fewer than four tests, the tests will be combined with the following day's production to form one lot. One test must be conducted for every 750 tons (680 Mg) of production (never less than one per day). Pay FactorsPay factors are assigned for gradation, in-place density, and asphalt content. Quality-level analysis is used to determine the PWL for the lot. If any one pay factor for asphalt content, density, or gradation falls below 0.85, the pay factor for all quality characteristics represented by the same quantity will be determined by the lowest pay factor. Once the individual gradation pay factors for the lots are determined, they are averaged on a weighted basis, considering the amount of material represented by each lot. This average gradation pay factor is then multiplied by 0.3 to obtain the composite pay factor for plant-mix aggregate (CPFPM). The individual pay factors for asphalt content are also averaged on a weighted basis to obtain the average asphalt content pay factor. This factor is then multiplied by 0.3 to obtain the composite pay factor for asphalt content (CPFAC). The same procedure is then performed to obtain the composite pay factor for density (CPFDens). The bonus to be paid or deducted is determined using the following equation: (41)B = ( A ) [ ( CPFPM + CPFAC + CPFDens ) - 1 ] ( Q ) where: B = total bonus QC/QA Tests for Idaho
1 inch = 25.4 mm, 1 ton = 0.907 Mg IllinoisQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation (1/2 inch (13 mm), #4, #8, #30, and #200), BSG, MSG, air voids, and density. The contractor is responsible for providing split samples to the engineer for assurance testing. Quality AssuranceThe engineer is responsible for all assurance testing and acceptance of the material. The assurance tests are conducted on split samples taken by the contractor for QC testing. Additionally, the engineer will witness the sampling and splitting of these samples a minimum of twice a month and will retain these samples for assurance testing. AcceptanceThe contractor's control tests are used for acceptance if they are verified by the engineer's assurance tests. The testing frequencies vary, depending on the property being measured. Acceptance is based on the validation of the QC program, reviewing the contractor's control charts, and by the assurance tests for voids and density. Assurance testing is conducted on gradation (1/2 inch (13 mm), #4, #8, #30, and #200), BSG, MSG, air voids, and density. Pay FactorsPay factors are assigned for thickness and smoothness. Smoothness is determined using a California profilograph. The pay factor for smoothness is presented in the price-adjustment table for smoothness. The lot size for thickness testing shall be 1500 meters (m) (single lane). Each lot is divided into 10 sublots. One core will be taken from each sublot. Any pavement found to be less than 10-percent deficient may remain in place with no additional action required. After analyzing the cores, the PWL for the lot is determined. The following equations allow for the calculation of a bonus or penalty for thickness. (42)Thickness = Pay Factor Percentage = 55 + 0.5PWL (43)Total Payment = PF [ CUP ( SQMPAVT - DEFPAVT ) ] where: PF = total pay factor Smoothness Pay Factors
QC/QA Tests for Illinois
1 inch = 25.4 mm, 1 foot (ft) = 0.305 meter (m), 1 mile (mi) = 1.61 kilometers (km) IowaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: laboratory density, laboratory voids, asphalt content, gradation, MSG, and field density. The contractor must provide split samples to the engineer for assurance testing. One of each control test must be conducted on the first 500 tons (450 Mg) and the remaining day's production is divided into three equal sublots and tested once per sublot. Quality AssuranceIowa DOT is responsible for all assurance testing and acceptance of the material. Assurance testing frequency is at the discretion of the engineer, but must be at least 10 percent of the contractor's QC testing, except for density and thickness, which require a minimum of seven cores per lot. Properties tested include gradation, laboratory density, laboratory voids, asphalt content, MSG, air voids, thickness, and in-place density. AcceptanceThe contractor's control test will be used for acceptance when the test results are verified by Iowa DOT's assurance tests. Pay FactorsPay factors are assigned for in-place density and thickness, based on a quality index for these two properties. The pay factors are based on square yards per lot. The pay factors for density are determined using the following tables: Pay Factors for Density
Pay Factors for Thickness
QC/QA Tests for Iowa
MarylandQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer 30 days prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, density, asphalt content, MSG, VTM, VMA, Marshall flow smoothness, and Marshall stability. The contractor must provide split samples to the engineer for assurance testing. Quality AssuranceMaryland DOT is responsible for all assurance testing. Assurance testing is conducted on split samples provided by the contractor. Properties measured include gradation, density, asphalt content, MSG, VTM, VMA, Marshall flow smoothness, and Marshall stability. Additional assurance samples may be taken and tested if deemed necessary by the engineer. The lot size for all properties is 3000 tons (2720 Mg) with 1000-ton (910-Mg) sublots, except for density, which is 1000 tons (910 Mg) with 200-ton (180-Mg) sublots. AcceptanceIndependent tests on split samples, observing contractor's testing, monitoring control charts, additional sampling as deemed necessary by the engineer, and monitoring the contractor's adherence to the QC plan provides acceptance. The lot size for all properties is 3000 tons (2720 Mg) with 1000-ton (910-Mg) sublots, except for density, which is 1000 tons (910 Mg) with 200-ton (180 Mg) sublots. Pay FactorsPay factors are assigned for gradation, in-place density, asphalt content, and smoothness. A pay factor for density and a composite pay factor for binder content and gradation is computed using quality-level analysis-the standard deviation method to determine the PWL and the associated pay factor. The lot payment is then determined using the following equation: (44)Lot Payment = ( CUP ) ( PFDens ) ( CPFGAC ) ( tonnage ) where: CUP = contract unit price Smoothness is measured by a computerized profilograph that takes measurements in 0.1-mi (0.16-km) increments and must conform to the following:
Areas that are accepted at a reduced price for a profile index deficiency will be adjusted by the factors shown in the following table in conformance with the procedures specified in items 1 through 5 above:
1 inch/mi = 16 mm/km, 1 mi = 1.61 km This adjustment is made at the end of paving and is based on the overall average profile index for the project. Areas that are accepted on incentive projects shall use the following adjustment pay factor schedule and shall be in conformance with items 1 through 5 above.
QC/QA Tests for Maryland
NA = Not applicable, 1 mi = 1.61 km, 1 ton = 0.907 Mg MichiganQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation (#4, #30, and #200), air voids, VMA, TMD, binder content, and crushed particle content. Quality AssuranceMichigan DOT is responsible for all assurance testing and acceptance of the material. QA testing on loose mix and on compacted mix will be done at the field laboratory. AcceptanceAcceptance is based on verification of the contractor's QC tests. If the engineer's tests and the contractor's tests are within allowable tolerances for the job mix formula, the material is considered to be acceptable. Testing is conducted on equal sublot sizes with a maximum size of 1200 tons (1090 Mg). Five consecutive sublots constitute a lot. Pay FactorsPay factors are assigned for gradation, TMD, binder content, crushed particle count, density, and VMA. The criteria for each of the pay factors are not available at this time. However, the negative price adjustments for the bituminous mixture contract unit price is cumulative according to the following equation: (45)Price Adjustment = ( CUP ) ( Pavement density + Mixture properties + Failure to suspend operations ) where: CUP = contract unit price QC/QA Tests for Michigan
MinnesotaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, asphalt content, Marshall BSG, MSG, air voids, VMA, TSR, crushed count, and moisture content. Testing frequency is determined by taking the day's planned production, dividing by 1000, then rounding that figure to the next whole number. Quality AssuranceMinnesota DOT is responsible for all assurance testing and acceptance of the material. At least one set of assurance tests is run on one set of production tests per day. Assurance is accomplished by testing, observing the contractor's QC sampling and testing, taking additional samples, and monitoring QC control charts. AcceptanceThe contractor's control test cannot be used for acceptance. Acceptance is based on Minnesota DOT's assurance tests. Pavement smoothness is the exception. The contractor's testing for smoothness is observed by the engineer and is used for acceptance and pay adjustments. Pay FactorsPay factors are assigned for gradation, VMA, asphalt content, density, profile index, and air voids. Pay factors for gradation, VMA, asphalt content, and air voids are determined from the following table, with the lowest single payment applied: Payment Schedule
The pay factor for in-place density is determined on a lot-by-lot basis, with the number of lots determined by the following table: Determination of Lots for Density
1 ton = 0.907 Mg When the density of a lot of compacted mixture is less than the specified minimum, payment will be made at an adjusted price as specified in the following table: Adjusted Payment Schedule for Maximum Density (Disincentive)
An incentive is available for density exceeding the specified minimum according to the following table: Adjusted Payment Schedule for Maximum Density (Incentive)
The profile index is determined using a California-type profilograph. Profiles will be made for segments of 0.1 km. The following table determines the pay factor for smoothness: Payment Schedule for Smoothness
QC/QA Tests for Minnesota
1 ton = 0.907 Mg MontanaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, density, asphalt content, and fractured faces. Quality AssuranceMontana DOT is responsible for all assurance sampling and testing. Assurance testing is conducted on the properties evaluated for QC. Assurance is conducted on a sublot size of 600 tons (540 Mg). AcceptanceThe contractor's control test cannot be used for acceptance. Acceptance is determined by evaluating the QA tests for compliance with the JMF tolerances for gradation, in-place density, and asphalt content. Quality incentives and disincentives are established by determining if the mix is within the allowable tolerances of the JMF. Acceptance is based on a 3000-ton (2720-Mg) lot. Pay FactorsPay factors are assigned for gradation, in-place density, and asphalt content. The factors are determined according to the following equations and the Price Reduction Factors table. All of the individual test results in the lot for the element to be evaluated will be averaged and the percentage of price reduction for the lot will be determined by the applicable equation:
where: P = percent reduction in the contract price Price Reduction Factors
1 inch = 25.4 mm If P < 3 or a negative quantity, the lot is accepted as being in conformance. If one or more elements for a contract item show a positive P-value, the positive values are added and the resulting sum is used to determine whether the lot is in conformance. If P = 3 to 25, corrective action is required or the lot is accepted at a reduced price. If P = 25+, remove and replace. An incentive pay factor of 1.05 is allowed when the aggregate gradation for #4, #40, and #200 sieves is not more than one-half the allowable tolerance from the JMF. Additionally, a pay factor of 1.05 will be applied when the average density of the lot is from 97 percent to 98 percent, inclusive, from the target field Marshall density and the range is 3 or less. QC/QA Tests for Montana
NA = Not applicable NebraskaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, BSG, ESG, binder content, TMD, air voids, VMA, and density. Mix design verification is evaluated for the following properties: number of Marshall blows, Marshall stability, Marshall flow, percent voids in mix, dust-to-asphalt ratio, binder content, VMA, crushed face, TMD, BSG, and ESG. Quality AssuranceNebraska Department of Roads (DOR) is responsible for all assurance testing and acceptance of the material. All assurance test samples are split samples obtained from the contractor under the direction of the Nebraska DOR. From each sample, three Marshall samples are made and tested. Cores for density testing are obtained by Nebraska DOR. Assurance testing is conducted on the properties evaluated for QC. AcceptanceAcceptance is based on verification of the contractor's QC tests for air voids, VMA, gradation, BSG, and in-place density by Nebraska DOR's assurance tests. If the results are verified, Nebraska DOR's tests are used for acceptance. Pay FactorsA pay factor is assigned for density. The appropriate pay factor is then multiplied by the contract unit price. The pay factor for density is determined according to the following tables: Density of Asphalt Concrete (First Lot)
Density of Asphalt Concrete (Subsequent Lots)
QC/QA Tests for Nebraska
NA = Not applicable NevadaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor must conduct QC tests on the following properties: gradation, liquid limit and plastic index, in-place density, absorption, fractured faces, theoretical MSG, moisture content, binder temperature, and mix temperature. The contractor is responsible for providing split samples to the engineer for verification and referee testing. Nevada DOT is responsible for conducting the QC tests for Hveem stability, ITS, and TSR. Quality AssuranceThe contractor is responsible for all assurance testing. The testing frequencies vary, depending on the property being measured. Nevada DOT conducts verification testing to determine if the contractor's assurance test results are within acceptable limits. If the test values are not within the tolerances, referee testing is conducted. AcceptanceAcceptance is based on the results of the QC tests, assurance tests, verification tests, and referee tests (if required). A production lot is four equal sublots. The sublot size is agreed upon by the contractor and the engineer prior to construction and may be 250, 500, or 750 tons (230, 450, or 680 Mg). Pay FactorsPay factors are assigned for gradation, in-place density, asphalt content, and profile index. The pay factors for each of these properties is determined from the following tables: Pay Factors for Profile Index
Pay Factors for Gradation
Pay Factors for Asphalt Content
Pay Factors for In-Place Air Voids
Note: If the average in-place air void for a sublot is less than 2.5 or greater then 12.0, the entire sublot must be removed. Once the pay factors have been determined, the pay calculation is as follows: A = HMA set price × Placement quantity × Production pay factor B = HMA set price × Placement quantity tested for air voids × Placement pay factor C = HMA set price × Placement quantity tested for rideability × Ride pay factor The total pay quantity (TPQ) shall be based on the applicable pay adjustment factors for production, placement, and ride quality: For production only: TPQ = A The incentive or disincentive pay amount is the difference between the standard pay quantity (SPQ) and the TPQ. QC/QA Tests for Nevada
NA = Not applicable North DakotaQuality ControlThe contractor must use a mix design developed by North Dakota DOT. It is the contractor's responsibility to meet the design requirements of the JMF. In addition, the contractor is responsible for providing a QC plan that must be approved by the engineer prior to construction and for providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, plastic index, lightweight aggregate, fractured faces, MSG, BSG, air voids, asphalt content, and density. The contractor must provide split samples for the engineer to conduct assurance testing. Quality AssuranceNorth Dakota DOT is responsible for all assurance testing and acceptance. The engineer may select any or all of the split samples for assurance testing. Assurance testing is conducted on the properties evaluated for QC. AcceptanceAcceptance is based on the contractor's QC tests if the results are verified by North Dakota DOT's assurance testing. The testing frequencies vary, depending on the property being measured. For density, the lot size is 1 day's production, with two core samples for each equal sublot being averaged. Pay FactorsPay factors are assigned for gradation, asphalt content, and density. The determination of the pay factors was not available; however, the total pay adjustment is determined by successively multiplying the pay factors for gradation, asphalt content, and density by the contract unit price. QC/QA Tests for North Dakota
1 ton = 0.907 Mg OhioQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, asphalt content, air voids, MSG, and density. The contractor must provide split samples to the engineer for assurance testing. Quality AssuranceOhio DOT is responsible for all assurance testing and acceptance of the material. Assurance testing is conducted on the properties evaluated for QC. AcceptanceThe contractor's control test can be used for acceptance for gradation, density, and asphalt content if the results are verified by Ohio DOT's assurance tests. Pay FactorsA pay factor is assigned for gradation, density, and asphalt content. The determination of the pay factors was not provided. However, the pay factors are cumulative. The sum is then multiplied by the contract unit price to determine the amount of the bonus or penalty. QC/QA Tests for Ohio
NA = Not applicable OntarioQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the contract administrator prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow assurance samples to be taken to a certified laboratory at the request of the owner. The contractor is responsible for QC for the following properties: gradation, asphalt content, air voids, and density. Quality AssuranceThe owner is responsible for all assurance testing. Owner assurance testing is conducted on gradation, air voids, VMA, Marshall stability, Marshall flow, and asphalt content. AcceptanceThe contractor is responsible for all acceptance testing. The contractor's control test can be used for acceptance if the results agree with the owner's assurance results. In the event that the two results do not agree, additional samples will be taken for referee testing by an independent laboratory. Acceptance testing is conducted for the following characteristics: gradation, air voids, VMA, Marshall stability, Marshall flow, and asphalt content. Acceptance is based on the PWL for each lot. Sublot sizes vary and are decided on by the owner and the contractor, but usually consist of 500-metric ton sublots. Pay FactorsPay factors are assigned for gradation, in-place density, asphalt content, and air voids. The individual pay factors are weighted and summed to arrive at the composite pay factor. The composite pay factor is then multiplied by the contract unit price to determine the amount of the bonus or penalty. QC/QA Tests for Ontario
OregonQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, asphalt content, MSG, moisture content, air voids, VMA, TSR, dust-to-asphalt ratio, and density. The contractor must supply the engineer with split samples for assurance testing. Quality AssuranceOregon DOT is responsible for all assurance testing. Assurance testing is conducted on the properties evaluated for QC. All control and assurance tests are conducted on 1000-Mg sublots. AcceptanceThe contractor's control test cannot be used for acceptance. Acceptance testing is conducted for the following characteristics: gradation, in-place density, asphalt content, and moisture content. Acceptance is on a lot-by-lot basis where a lot is represented by all the material produced under the JMF. Test results are used to establish an acceptable quality level using quality-level analysis. Pay FactorsPay factors are assigned for gradation, in-place density, asphalt content, and moisture. Once the PWL for an element is determined, the pay factor is taken from a table and then weighted according to the following equation: (48)WPF = ( PF ) × fi where: fi = weighting factor The following table determines these factors: Weighting Factors
The composite pay factor is then determined by the following equation: (49)CPF = ΣWPF / Σfi The composite pay factor is then multiplied by the quantity in the lot and by the contract unit price to determine the total amount of payment for the lot. The following table is a summary of the QC/QA tests: QC/QA Tests for Oregon
NA = Not applicable PennsylvaniaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, stability, flow, voids, asphalt content, mix temperature, and density. These properties must be tested once per 250-ton (230 Mg) sublot. Quality AssurancePennsylvania DOT is responsible for all assurance sampling and testing. The assurance tests are independent of the contractor's control tests. Assurance testing is conducted for gradation, asphalt content, and density. AcceptanceAcceptance is based on certification at the plant when QC and assurance tests conform to the JMF tolerances, except for in-place density. Acceptance for density is accomplished by verification of the QC tests by the QA tests in the field. Acceptance properties are asphalt content, gradation (#200), stability, flow voids, and density. Pay FactorsPay factors are assigned for gradation, in-place density, and asphalt content. The pay factors are based on the deviation from the specification limits. The following tables provide the pay factor for asphalt content, gradation, and density: Adjustment of Contract Price Relative to the Specification Limits
*Indicates remove and replace. QC/QA Tests for Pennsylvania
NA = Not applicable South CarolinaQuality ControlThe contractor is responsible for all QC testing. Prior to the start of construction, the contractor must submit a QC program for approval by the engineer. This plan must include, at a minimum, the name of the QC manager, sampling frequency and procedure, testing procedures, method of recording results, and the procedure for managing variable test results. The contractor must provide a certified level 1 technician to monitor gradation and binder content. The contractor is also required to develop and submit a JMF that conforms to all South Carolina DOT requirements. The technician must make all test results available to the engineer and the engineer must be permitted to observe all testing of material. The JMF is verified based on gradation, asphalt content, Marshall stability, Marshall flow, air voids, TSR, VMA, and dust-to-asphalt ratio. The contractor shall use the test methods identified in the table below to perform the plant QC tests and verifications at a frequency not less than that indicated. Required QC Tests and Verifications
1 ton = 0.907 Mg Compaction control and the number and types of rollers shall be the contractor's responsibility. The contractor shall have a nuclear density gauge at the site during all HMA placement and compaction operations and shall use the gauge to assist in QC of the compaction process. Quality AssuranceThe contractor is responsible for conducting all acceptance testing. South Carolina DOT personnel may witness the sampling and testing being performed by the contractor. South Carolina DOT will conduct its own tests to verify the contractor's test results. The verification tests for asphalt binder content will be on the split samples retained by the contractor. For most paving, the verification tests for in-place density will be on cores retained by the contractor. For thin-lift surface courses, verification tests for in-place density analysis will be at independent locations determined and tested by South Carolina DOT using the same type of nuclear density gauge as used by the contractor. In general, the frequency of South Carolina DOT's verification tests will be equal to or greater than 10 percent of the tests required for the contractor. AcceptanceThe contractor shall use the test methods identified in the table below to perform the plant acceptance tests at a frequency not less than that indicated. Required Acceptance Tests
1 ft = 0.305 m The engineer is responsible for determining the air voids and VMA from Marshall samples. The technician is responsible for determining the binder content. Density is determined by coring and is the responsibility of the contractor at the direction of the engineer. Lot size is 1 day's production. Test frequency is at the discretion of the engineer; however, the minimum requirements are listed in the table. Pay FactorsFor asphalt binder content and the Marshall volumetric properties of air voids and VMA, a lot is normally defined as 1 day's production. The acceptance and pay factors for asphalt binder content and the Marshall volumetric properties of air voids and VMA will be based on the percentage of the lot that is within the specification limits (PWL) based on the quality index calculated using the test results from the lot. The pay factor for each property is determined based on the total percent within limits (TPWL) value from the following equation: (50)PF = 55 + 0.5 ( TPWL ) The percent pay factor for the lot (LPF) will be determined by multiplying the percent pay factors for asphalt binder content, air voids, VMA, and in-place density by weighted coefficients as shown in the equation below. The LPF will be calculated to the nearest tenth (0.1) and rounded up to the next whole percent (1.0). The LPF will be determined from the following equation: (51)LPF = 0.2 ( PFAC ) + 0.35 ( PFAV ) + 0.1 ( PFVMA ) + 0.35 ( PFDen ) where: LPF = percent pay factor for the lot TexasQuality ControlThe contractor is responsible for providing a QC plan that must be approved by the engineer prior to construction and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. To complete the required testing, the contractor must provide technicians certified at levels I through IV, depending on the test being conducted. The standard lot size is 6000 square yards (5000 m2) of surface area of PCC pavement of the same thickness. A sublot is equal to one-fifth of the surface area of a lot. If the final lot is 3000 square yards (2500 m2 ) or greater, it will be considered a full lot. QC must be exercised on all properties contained in the table entitled QC/QA Tests for Texas. Quality AssuranceQA is accomplished through verification testing conducted by Texas DOT. Independent assurance testing is conducted to review the QC testing and to check the accuracy of the equipment used for verification testing. AcceptanceAcceptance of the material is based on the QC tests and the verification tests. If the contractor's QC test results and the engineer's verification test results are not within tolerances, referee testing will be conducted. If referee tests are requested, the referee test results shall govern. Pay FactorsPay factors are assigned for ride quality, thickness, and flexural strength. The pay factor for flexural strength is based on the following table:
1 pound force per square inch (lbf/inch2) = 6.89 kilopascals (kPa) The pay factor for ride quality was not provided. The pay factor for thickness is determined using the following table:
1 inch = 25.4 mm The pay adjustment factor for each lot is calculated as AF = (SF)(TF). The pay adjustment for each lot is then calculated to be Payment = (BP)(AF)(Q), where BP = bid price and Q = lot quantity of acceptable pavement. QC/QA Tests for Texas
VirginiaQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. Mix design verification is evaluated for the following properties: Marshall stability, Marshall flow, MSG, gradation, BSG, VMA, VFA, VTM, dust-to-asphalt ratio, and asphalt viscosity. The contractor is responsible for QC for the following properties: air voids, VFA, VMA, dust-to-asphalt ratio, density, temperature, and fractured faces. The contractor must cooperate with the engineer to obtain samples for assurance testing. The contractor must perform at least one set of tests per day or one set per 1000 metric tons. Quality AssuranceQA is achieved through the QC testing by the contractor and by independent monitoring (assurance) tests conducted by Virginia DOT. Assurance testing may be conducted on air voids, VFA, VMA, dust-to-asphalt ratio, density, temperature, and fractured faces. The frequency of testing is at the engineer's discretion. AcceptanceThe contractor's control test can be used for acceptance if the results are verified by the assurance tests conducted by Virginia DOT. The testing frequencies vary, depending on the property being measured. Pay FactorsPay factors are assigned for gradation and asphalt content. The pay factors are assigned on an adjustment point system. Adjustment points are assigned for each sieve size and for asphalt content. Any lot receiving 25 or more points must be removed. Any lot with fewer than 25 adjustment points may be left in place with a 1-percent reduction in the unit bid price per point. A summary of the QC/QA tests follows: QC/QA Tests for Virginia
1 ton = 0.907 Mg WashingtonQuality ControlThe contractor must submit materials to be used in the mix to Washington State DOT for mix design development. The contractor must allow 15 working days for the development and approval of the design. In addition, the contractor is responsible for providing a QC plan that must be approved by the engineer prior to construction and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, asphalt content, density, fractured faces, and sand equivalent. The frequency of the QC testing is established and agreed upon by the contractor and the engineer in a preconstruction conference establishing the control plan. Quality AssuranceWashington State DOT is responsible for all assurance sampling and testing. The assurance testing frequencies vary, depending on the property being measured and are established by the engineer. Assurance testing is conducted on the properties evaluated for QC. AcceptanceAcceptance testing is the responsibility of Washington State DOT. The contractor's control test cannot be used for acceptance. Acceptance is based on the following characteristics: gradation, in-place density, smoothness, and asphalt content. A lot is considered to be all material produced using the same JMF. Sublot sizes vary, but cannot exceed 800 tons (730 Mg). Acceptance and the corresponding pay factors are based on the PWL. Pay FactorsPay factors are assigned for gradation, in-place density, and asphalt content. The individual pay factors for an element are determined using quality-level analysis. These individual pay factors are weighted with an f-factor. The composite pay factor is then determined according to the following equation: (52)CPF = f1 ( PF1 ) + f2 ( PF2 ) + ... fi ( Pfi ) / Σfi QC/QA Tests for Washington
1 inch = 25.4 mm WisconsinQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor must conduct QC tests for the following properties: gradation (1/2 inch (13 mm), 3/8 inch (10 mm), #4, #8, #30, and #200), asphalt content, Marshall BSG, MSG, air voids, and VMA. The contractor must supply the engineer with split samples for assurance testing. The number of samples required depends on the amount of material produced. The number of required tests is as follows: Sampling Frequencies
Quality AssuranceWisconsin DOT is responsible for all assurance testing and acceptance. The assurance testing frequencies must be at least 10 percent of the contractor's QC frequency. Assurance testing is conducted on the properties evaluated for QC. AcceptanceThe contractor's control tests are used for acceptance if the results are verified by Wisconsin DOT's assurance tests. Pay FactorsPay factors are assigned for gradation, asphalt content, air voids, and VMA. The pay factors are assigned if the contractor's test results and the assurance test results are not within specified tolerances. The pay factors are presented in the following table: Percent Payment for Mixture
The minimum single payment applies. QC/QA Tests for Wisconsin
WyomingQuality ControlThe contractor is responsible for developing the mix design for the project, providing a QC plan that must be approved by the engineer prior to construction, and providing qualified personnel and equipment to conduct QC testing. The contractor must allow the engineer access to the laboratory to observe any and all testing procedures, calculations, test documentation, and plotting of results. The contractor is responsible for QC for the following properties: gradation, liquid limit and plastic index of virgin material, moisture content of mix, in-place density, test strip, and mix verification. Mix design verification is evaluated for the following properties: LA abrasion, number of Marshall blows, Marshall stability, Marshall flow, percent voids in mix, dust-to-asphalt ratio, minimum asphalt percentage, minimum TSR, film thickness, and VMA. Quality AssuranceWyoming DOT is responsible for all assurance testing. Assurance testing is conducted on the properties evaluated for QC. AcceptanceThe contractor's control test cannot be used for acceptance. The testing frequencies vary, depending on the property being measured. Acceptance testing is conducted on the following characteristics: gradation, in-place density, and asphalt content. Pay FactorsPay factors are assigned for gradation, in-place density, and asphalt content. Determination of the pay factors uses quality-level analysis. Once the quality level and corresponding pay factor are determined, the pay adjustments are calculated using the following equations: (53)PAA = 0.67 × PMP × ( PFA - 1 ) × LSA (54)PAD = 1.33 × PMP × ( PFD - 1 ) × LSD (55)PAAC = 0.67 × PMP × ( PFAC - 1 ) × LSAC where: PAA = pay adjustment for aggregate gradation QC/QA Tests for Wyoming
NA = Not applicable FHWA-HRT-04-046
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This page last modified on 06/09/06 |
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