U.S. Department of Transportation
Federal Highway Administration
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Washington, DC 20590
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Federal Highway Administration Research and Technology
Coordinating, Developing, and Delivering Highway Transportation Innovations
REPORT |
This report is an archived publication and may contain dated technical, contact, and link information |
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Publication Number: FHWA-HRT-11-070 Date: July 2012 |
Publication Number: FHWA-HRT-11-070 Date: July 2012 |
In the current economic climate, the need to maintain and preserve existing highway infrastructure assets has taken on a much greater importance. This is reflected by highway agency budgets shifting funding from new construction and/or reconstruction to maintenance. This shift in priorities is not likely to change over the next decade, emphasizing the importance of establishing reliable procedures and developing new and innovative methods for concrete pavement maintenance and preservation.
Studies have shown that proper maintenance and preservation treatments can significantly extend the life of concrete pavement, even well beyond their intended design life. There is a need to identify and implement proven maintenance and preservation practices and techniques and to ensure proper application of those treatments.
Furthermore, many enhancements to existing maintenance and preservation treatments are envisioned. Automation of distress and maintenance need identification, and automation application of maintenance and preservation treatments can greatly reduce the cost and expedite the application of treatments, as well as enhance safety for maintenance workers.
Research in this track will include the following:
There is significant crossover with the problem statements presented in this track and other tracks. Notably, problem statements from track 2 related to effect of improvements in maintenance and preservation treatments on pavement design, problem statements from track 5 related to advancements in equipment automation for maintenance and preservation, and problem statements from track 9 related to the effect of maintenance and preservation on pavement life.
The following introductory material summarizes the goal and objectives for this track and the gaps and challenges for its research program. A table of estimated costs provides the projected cost range for each problem statement, depending on the research priorities and scope determined in implementation. The problem statements, grouped into subtracks, follow.
This track will focus on optimization and deployment of maintenance and preservation treatments for PCC pavements in order to preserve the asset and maximize its lifespan.
The track 7 objectives are as follows:
The track 7 research gaps are as follows:
The track 7 research challenges are as follows:
Table 38 shows the estimated costs for this research track.
Problem Statement | Estimated Cost |
Subtrack 7-1. Optimization and Automation of Pavement Maintenance | |
7-1-1. Advancements in Forensic Analysis of Concrete Pavements | $500,000–$750,000 |
Subtrack 7-2. Optimized Concrete Pavement Preservation | |
7-2-1. Improvements to Concrete Pavement Restoration/Preservation Procedures | $2–$3 million |
7-2-2. Optimizing Procedure for New Design and Future Maintenance and Rehabilitation Capable of Minimizing Total Life-Cycle Costs, Lane Closure Time, and Other Design Goals Over the Range of Design Life | $1–$2 million |
7-2-3. Fully Automated Concrete Pavement Restoration Equipment | $1–$2 million |
7-2-4. Accelerated Concrete Pavement Restoration Techniques | $500,000–$1 million |
Subtrack 7-3. Distress Identification and Preservation Treatment | |
7-3-1. Automated Concrete Pavement Crack Sensing and Sealing | $500,000–$1 million |
7-3-2. Development of Innovative Ways for Detecting Joint Deterioration in New and Older Pavements | $1–$1.5 million |
Subtrack 7-4. Feedback Loop for Concrete Pavement Preservation Effectiveness | |
7-4-1. Strategic Application of Preservation Treatments to Preserve Long-Life Concrete Pavement | $500,000–$700,000 |
7-4-2. Guidelines for a Supplemental Pavement Management System and Feedback Loop for Continuous Concrete Pavement Improvements | $500,000–$750,000 |
7-4-3. The Economic and Systemic Impacts of Concrete Pavement Mix-of-Fixes Strategies | $250,000–$500,000 |
Total | $7.8–$13.2 million |
Track 7 problem statements are grouped into the following four subtracks:
Each subtrack is introduced by a brief summary of the subtrack’s focus and a table listing the titles, estimated costs, products, and benefits of each problem statement in the subtrack. The problem statements follow.
This subtrack addresses pavement maintenance including optimization and automation of maintenance treatments. Table 39 provides an overview of this subtrack.
Problem Statement | Estimated Cost | Products | Benefits |
7-1-1. Advancements in Forensic Analysis of Concrete Pavements | $500,000–$750,000 | A state-of-the-art forensic study manual. | Forensic analysis that could be tied with the determination of remaining life to develop criteria for selecting appropriate rehabilitation and pavement strengthening actions to extend the existing pavement performance life. |
Many highway departments must evaluate in-service pavements and determine the reasons for good, marginal, or poor pavement performance. Often, a clear understanding of the all the elements of design, materials, construction, and in-service data is necessary to determine precisely what occurred or caused some action. In the past several years, the concrete paving industry has examined many pavements to determine the specific causes of a distress and has spent much time and money pulling together data. This problem statement will create a structure to examining pavements and develop a better way to determine remaining pavement life.
The tasks include the following:
Benefits: Forensic analysis that could be tied with the determination of remaining life to develop criteria for selecting appropriate rehabilitation and pavement strengthening actions to extend the existing pavement performance life.
Products: A state-of-the-art forensic study manual.
Implementation: This research may be divided into separate contracts for tasks 1–4, 5–7, and 8. The research results will be implemented through technology transfer of the forensic study manual.
This subtrack focuses on optimizing concrete pavement preservation in order to mitigate distresses and maximize the life of the pavement. Table 40 provides an overview of this subtrack.
Problem Statement | Estimated Cost | Products | Benefits |
7-2-1. Improvements to Concrete Pavement Restoration/Preservation Procedures | $2–$3 million | Improved guidelines and design procedures for several types of concrete overlays that improve their reliability, viability, and cost effectiveness. | Improved guidelines and design procedures for the several activities involved with restoring and preserving existing concrete pavements, resulting in improved decisionmaking for potential CPR projects in terms of selecting needed treatments (such as DBR), predicting remaining life, and further validating CPR as a reliable alternative. |
7-2-2. Optimizing Procedure for New Design and Future Maintenance and Rehabilitation Capable of Minimizing Total Life-Cycle Costs, Lane Closure Time, and Other Design Goals over the Range of Design Life | $1–$2 million | A comprehensive system that, for a given design project, analyzes a number of alternative initial designs, future preservation treatments, and rehabilitation options. It also determines the optimum combination to minimize life-cycle costs, initial construction costs, the cost of shoulders and widened slabs, or lane closure time. It also addresses other needs of the designer. Such a system could handle varying design lives from 8 to over 60 years. |
New and innovative designs that will improve options to consider for the design and provide more cost-effective and reliable concrete pavement designs. |
7-2-3. Fully Automated Concrete Pavement Restoration Equipment | $1–$2 million | Fully automated one-pass DBRs and patching equipment. | Fully automated DBR and patching equipment that will expedite these CPR processes, requiring less labor and lowering costs. |
7-2-4. Accelerated Concrete Pavement Restoration Techniques | $500,000– $1 million |
Best-practice guidelines for accelerated CPR techniques. | Best-practice guidelines for accelerated CPR techniques. |
Many State highway agencies currently apply preservation techniques to all types of pavements, including concrete. As the Nation’s interstate highways age, more effective CPR and preservation techniques have become daily activities for many State highway agencies. Techniques include joint repair, dowel retrofitting, shoulder replacement (includes retrofitting with tied PCC), slab replacement, full-depth patching with PCC, grouting and fill of voids, and diamond grinding.
Though several guidelines explain these tasks, very few mechanistic-based procedures evaluate the effectiveness of such repairs in preventing or delaying future distress and its progression. One design procedure that uses mechanistic-based procedures to evaluate and determine the feasibility of CPR is found in the MEPDG.(1)
The tasks include the following:
Benefits: Improved guidelines and design procedures for the activities involved with restoring and preserving existing concrete pavements, resulting in improved decisionmaking for potential CPR projects in terms of selecting needed treatments (i.e., DBR), predicting remaining life, and further validating CPR as a reliable alternative.
Products: Improved guidelines and design procedures for several types of concrete overlays that improve their reliability, viability, and cost effectiveness.
Implementation: This research will provide practical technological improvements to CPR that will be implemented immediately into design procedures. This problem statement is linked to problem statement 2-3-4.
The MEPDG evaluates a trial design provided by the designer.(1) The proposed design must make several trial runs before an acceptable design is established, and this is only for the first performance period. The design procedure does not consider future rehabilitations, nor does it provide optimization procedures to minimize life-cycle costs or even first costs. An optimization procedure to be incorporated into the current and future versions of the pavement design guide is needed.
The tasks include the following:
Benefits: New and innovative design options that will improve options to consider for the design and provide more cost-effective and reliable concrete pavement designs.
Products: A comprehensive system that, for a given design project, analyzes a number of alternative initial designs, future preservation treatments, and rehabilitation options and determines the optimum combination to minimize life-cycle costs, initial construction costs, the cost of shoulders and widened slabs, or lane closure time. The system also addresses other needs of the designer. Such a system could handle varying design lives from 8 to over 60 years.
Implementation: Current mechanistic-based procedures in the MEPDG do not optimize.(1) This capability is needed and will be implemented into design procedures immediately. This problem statement is linked to problem statement 3-2-5.
DBR has become a well-established and proven technique for restoring load transfer across concrete pavement cracks and joints. Full- and partial-depth patching techniques commonly repair failed slab segments and spalling, respectively. However, these techniques are still labor intensive and time consuming. This research will conceptualize and develop fully automated equipment for both DBR and slab patching. The equipment should complete these CPR techniques in a one-pass process. For DBR, this will include cutting and cleaning slots across a crack or joint, inserting the dowel bars, and patching the slots. If possible, the process will also incorporate diamond grinding. Patching will include sawing and removing the existing concrete, inserting tie/dowel bars as necessary, and placing, consolidating, and curing patching material. In all cases, the equipment should adequately retrofit an entire lane width in a single pass.
The tasks include the following:
Benefits: Fully automated DBR and patching equipment that will expedite these CPR processes, requiring less labor and lowering costs.
Products: Fully automated one-pass DBR and patching equipment.
Implementation: This work will result in fully automated DBR and concrete slab patching equipment. This problem statement is linked to problem statement 5-6-3.
Rehabilitation of high-volume rigid pavements requires techniques that minimize disruption to traffic. Usually this restricts construction to nighttime. However, many techniques that have been developed and proven effective for CPR have not been evaluated fully as they pertain to accelerated construction. Research is needed to develop guidelines to help select strategies for rehabilitating high-volume rigid pavements that consider constraints such as lane closures and construction windows. Repair of UTW is one such technique that needs to be investigated, as there are no established guidelines for UTW repair under short time constraints for lane closures. Likewise, partial-depth repair of PCC pavement has shown promise, but guidelines have not been developed for this technique. Full-depth repair of CRCP is another CPR technique that requires guidelines for materials and construction practices. Additionally, environmental effects of CPR techniques must be addressed. For example, slurry from the diamond grinding process is considered by some State regulatory agencies to be an environmental hazard that could contaminate groundwater supply. While many States do not regard the slurry as hazardous, the concrete pavement industry needs to examine ways to contain and dispose of the slurry in response to certain State regulatory agencies’ decisions. In general, all aspects of accelerated CPR techniques need to be fully documented including materials, construction practices, and environmental effects.
The tasks include the following:
Benefits: Best practice guidelines for accelerated CPR techniques.
Products: Best practice guidelines for accelerated CPR techniques.
Implementation: This research will result in best practice guidelines for common CPR techniques This problem statement is linked to problem statement 8-4-7.
This subtrack addresses automated methods for distress identification and appropriate preservation treatments. Table 41 provides an overview of this subtrack.
Problem Statement | Estimated Cost | Products | Benefits |
7-3-1. Automated Concrete Pavement Crack Sensing and Sealing | $500,000– $1 million |
Automated crack sensing and crack sealing equipment/vehicle. | Automated concrete pavement crack sensing and crack sealing equipment that requires less labor and minimal traffic control and provides a safer working environment for crack sealing. |
7-3-2. Development of Innovative Ways for Detecting Joint Deterioration in New and Older Pavements | $1–$1.5 million | Validated and implementable procedures and guidelines for rapidly and reliably evaluating existing concrete pavement joints to determine preservation and repair treatments as well as structural and functional condition. | Procedures to evaluate and recommend preservation and repair actions for existing joints. |
Crack sealing is necessary maintenance that prevents water and debris from intruding into PCC pavement cracks. Water and debris intrusion can result in corrosion of the reinforcement and spalling at the cracks. However, crack sealing is time consuming and labor intensive. Research is needed to investigate the viability of automated crack sensing and crack sealing equipment. Automated processes would not only eliminate much of the manual labor involved, but it would also create a safer working environment, possibly eliminating the need for traffic control during sealing operations. Automated crack sensing equipment could be vehicle-mounted and could use visual imaging, laser scanning, or other techniques to detect cracks. After crack detection, vehicle-mounted sealing equipment could then seal the crack with epoxy, asphalt, or other material. Although automated sealing would be impossible at high speeds, vehicle-mounted equipment would only require a moving traffic control setup.
The tasks include the following:
Benefits: Automated concrete pavement crack sensing and crack sealing equipment that requires less labor and minimal traffic control and provides a safer working environment for crack sealing.
Products: Automated crack sensing and crack sealing equipment/vehicle.
Implementation: This work will result in automated concrete pavement crack sensing and crack sealing equipment. This problem statement is linked to problem statement 5-6-2.
The condition of longitudinal and transverse joints is critical for identifying the appropriate preservation or rehabilitation strategy. Detailed joint condition information is also important for evaluating joint design effectiveness. Thus, the ability to detect and monitor the following potential problems is important for characterizing joint performance:
Various devices capable of providing tomographic images of concrete may be used in this application, including the impact-echo device and the MIT-SCAN-2 for locating the dowels and tie-bars. This research will develop a mostly nondestructive method for evaluating and quantifying functional (e.g., faulting and spalling) and structural joint condition (e.g., LTE, opening, and closing). Adequate concrete consolidation around the dowel bars is important for good joint performance, both immediately after construction and over time, and must be measured.
The tasks include the following:
Benefits: Procedures to evaluate and recommend preservation and repair actions for
existing joints.
Products: Validated and implementable procedures and guidelines for rapidly and reliably evaluating existing concrete pavement joints to determine preservation and repair treatments as well as structural and functional condition.
Implementation: The joint deterioration detection methods developed in this research will be implemented immediately. This problem statement is linked to problem statement 6-2-2.
This subtrack addresses the need for a continuous feedback look on the effectiveness of concrete pavement preservation treatments in preserving and extending pavement life. Table 42 provides an overview of this subtrack.
Problem Statement | Estimated Cost | Products | Benefits |
7-4-1. Strategic Application of Preservation Treatments to Preserve Long-Life Concrete Pavement | $500,000–$700,000 | Recommendations on the type, design, construction, and optimum application timing of restoration or rehabilitation treatments for extending pavements service life or indefinitely preserving the original pavement structure. | Recommendations on the optimum application timing of restoration or rehabilitation treatments that will extend pavement service life or indefinitely preserve the original pavement structure, as well as a tool for practicing engineers to use in designing long-life, cost-effective concrete pavements with minimal restoration. |
7-4-2. Guidelines for a Supplemental Pavement Management System and Feedback Loop for Continuous Concrete Pavement Improvements | $500,000–$750,000 | Guidelines for developing a supplemental PMS that includes design, construction, materials, and rehabilitation data in a format conducive to engineering decisionmaking. | PMS that provides sufficient information for improving design, construction, materials, and rehabilitation and guidelines that produce information sufficient for key engineering decisions. |
7-4-3. The Economic and Systemic Impacts of Concrete Pavement Mix-of-Fixes Strategies | $250,000–$500,000 | Advanced mix-of-fixes strategies that address a variety of performance and budget requirements. Demonstration of the need to develop additional concrete pavement products that meet price and performance criteria. | Quantifications of a reasonable percentage of concrete pavement work with service life needs anywhere from 10 to 60 years. |
Through strategic use of restoration and rehabilitation techniques, extending the service life of concrete pavements may be possible. This research will investigate the feasibility of applying restoration or rehabilitation treatments to preserve and further extend the service life of long-life pavements. All possible alternatives should be considered, including CPR treatments and concrete overlays. The optimum application timing, based on pavement condition and rehabilitation objectives, should also be determined. Finally, the feasibility of indefinitely preserving the original pavement structure should be investigated.
The tasks include the following:
Benefits: Recommendations on the optimum application timing of restoration or rehabilitation treatments that will extend pavement service life or indefinitely preserve the original pavement structure, as well as a tool for practicing engineers to use in designing long-life cost-effective concrete pavements with minimal restoration.
Products: Recommendations on the type, design, construction, and optimum application timing of restoration or rehabilitation treatments for extending pavements service life or indefinitely preserving the original pavement structure.
Implementation: This research will be coordinated closely with work in track 2 and will provide a product needed to ensure that long-term preservation treatments are considered fully and available. This problem statement is linked to problem statement 9-2-3.
Current highway agency PMSs are used primarily for programming highway rehabilitation activities. However, with few exceptions, they cannot provide sufficient information for improving the engineering aspects of design, construction, materials, and rehabilitation. The key reason is that many of these systems cannot link various types of information (e.g., design, construction, rehabilitation, maintenance, and traffic) on specific segments of the current highway network to each other. Another reason is that insufficient data are being collected. These deficiencies make it difficult to use the system to assess problems, enhance designs, improve material and construction specifications, and optimize rehabilitation and
life-cycle costing.
This research will develop guidelines for a supplement to a PMS that includes concrete pavement design, construction, materials, and rehabilitation data in a format conducive to engineering decisionmaking. NCHRP 1-19 developed a system for concrete pavements in the 1980s that could serve as a starting point for this work.(10) In addition, recent FHWA research into the use of PMS data for engineering decisions should be reviewed fully, including an existing National Highway Institute (NHI) course on the engineering uses of PMS data.
The tasks include the following:
Benefits: PMSs that provide sufficient information for improving design, construction, materials, and rehabilitation and guidelines that produce information sufficient for key engineering decisions.
Products: Guidelines for developing a supplemental PMS that includes design, construction, materials, and rehabilitation data in a format conducive to engineering decisionmaking.
Implementation: This research will produce implementation documents that highway agencies can use to assess their PMS and make better design, construction, materials, and rehabilitation engineering decisions.
The mix-of-fixes concept, developed by the Michigan Department of Transportation (MDOT), identifies a family of renewal solutions for pavements and bridges that can be incorporated into capital improvement projects. These solutions vary in cost and expected service life. Relative costs could vary greatly per square unit of work, while service life could vary from 3–5 years for surface treatments and thin overlays to 50 years or more for total reconstruction. Generally, a longer desired service life (one that minimizes downstream project traffic disruptions) requires a higher initial cost. However, while MDOT recognizes the need for the mix of fixes, it also recognizes the limited effectiveness of certain preservation strategies. The need for accelerated renewal and minimal disruption does not necessarily mark all infrastructure elements within a corridor for total reconstruction, replacement, and longest life solutions. How, then, can mix-of-fixes options be applied cost effectively while minimizing both current and downstream disruption?
The tasks include the following:
Benefits: Quantifications of a reasonable percentage of concrete pavement work with service life needs anywhere from 10 to 60 years.
Products: Advanced mix-of-fixes strategies that address a variety of performance and budget requirements; demonstration of the need to develop additional concrete pavement products that meet price and performance criteria.
Implementation: The analysis of economic and systemic impacts of mix-of-fixes strategies resulting from this research will be made available and useful through technology transfer activities. This problem statement is linked to problem statement 11-2-2.