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REPORT
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Publication Number:  FHWA-HRT-17-090    Date:  January 2018
Publication Number: FHWA-HRT-17-090
Date: January 2018

 

Guidelines for Informing Decisionmaking to Affect Pavement Performance Measures: Final Report

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FOREWORD

The 2012 Moving Ahead for Progress in the 21st Century Act (MAP-21) required performance measures to be established for the Interstate Highway System (IHS). The succeeding bill, the Fixing America’s Surface Transportation Act, maintained support of the performance management elements established under MAP-21. Subsequently, the Federal Highway Administration (FHWA) issued a Notice of Proposed Rulemaking (NPRM) to establish performance measures to assess the condition of the pavements on the IHS and the National Highway System (NHS) as follows: percentage of pavements on the IHS in good and poor condition and percentage of pavements on the NHS (excluding the IHS) in good and poor condition.

The research study that led to the guidelines contained in this report was intended to validate the proposed pavement performance measures established by the NPRM and to demonstrate their use within asset management. The findings of the validation suggest that the performance measures established by the NPRM and ultimately required by the issuance of the Final Rule by FHWA are appropriate, as all the metrics have an effect on overall condition and performance measures. As a result, guidelines for informing decisionmaking to affect pavement performance measures were developed, and they are presented in this report. The objective of these guidelines is to provide information and guidance to highway agencies on the following key pavement decisionmaking issues: method to identify which condition metric is driving the performance measure, temporal effects on performance measures, and effects of maintenance and rehabilitation treatments on performance measures.

Cheryl A. Richter, Ph.D., P.E.
Director, Office of Infrastructure
Research and Development

Notice

This document is disseminated under the sponsorship of the U.S. Department of Transportation (USDOT) in the interest of information exchange. The U.S. Government assumes no liability for the use of the information contained in this document.

The U.S. Government does not endorse products or manufacturers. Trademarks or manufacturers’ names appear in this report only because they are considered essential to the objective of the document.

Quality Assurance Statement

The Federal Highway Administration (FHWA) provides high-quality information to serve Government, industry, and the public in a manner that promotes public understanding. Standards and policies are used to ensure and maximize the quality, objectivity, utility, and integrity of its information. FHWA periodically reviews quality issues and adjusts its programs and processes to ensure continuous quality improvement.

TECHNICAL REPORT DOCUMENTATION PAGE
1. Report No.
FHWA-HRT-17-090
2. Government Accession No. 3. Recipient’s Catalog No.
4. Title and Subtitle
Guidelines for Informing Decisionmaking to Affect Pavement Performance Measures: Final Report
5. Report Date
January 2018
6. Performing Organization Code
7. Author(s)
Beth A. Visintine, Gonzalo R. Rada, and Amy L. Simpson
8. Performing Organization Report No.
9. Performing Organization Name and Address
Amec Foster Wheeler Environment & Infrastructure, Inc.
12000 Indian Creek Court, Suite F
Beltsville, MD 20705-1242
10. Work Unit No. (TRAIS)
11. Contract or Grant No.
DTFH61-14-C-00041
12. Sponsoring Agency Name and Address
Office of Infrastructure Research and Development
Federal Highway Administration
6300 Georgetown Pike
McLean, VA 22101-2296
13. Type of Report and Period Covered
Final Report; May 2014-April 2017
14. Sponsoring Agency Code
15. Supplementary Notes
The Contracting Officer’s Representative was Larry Wiser (HRDS-30).
16. Abstract
The Federal Highway Administration (FHWA) issued a Notice of Proposed Rulemaking to establish performance measures for the Interstate Highway System (IHS) and the National Highway System (NHS) to assess the condition of the pavement on the IHS and NHS. The performance measures, as proposed by FHWA, to assess the condition of the pavement are based on the percentage of pavements on both the IHS and NHS (excluding the IHS) in good and poor condition. The condition of the pavements is to be determined based on the following metrics: International Roughness Index, cracking percent, rutting, and faulting. The overall objective of the research study that led to the guidelines contained in this report was to validate the proposed pavement performance measures and to demonstrate their use within asset management; this validation study is documented in a companion report. Guidelines for informing decisionmaking to affect pavement performance measures were developed based on the findings from the validation study. The goal of the guidelines is to illustrate to agencies potential strategies to move the overall condition from poor to fair to good. In meeting this goal, the guidelines will enable highway agencies to address critical questions such as the following: What are the drivers of the performance measures? What are the effects of maintenance and rehabilitation treatments on condition metrics and overall condition?
17. Key Words
MAP-21, Long-Term Pavement Performance, LTPP, pavement performance measures, pavement metrics, pavement condition, IRI, cracking, rutting, faulting
18. Distribution Statement
No restrictions. This document is available to the public through the National Technical Information Service, Springfield, VA 22161
http://www.ntis.gov
19. Security Classif. (of this report)
Unclassified
20. Security Classif. (of this page)
Unclassified
21. No. of Pages
47
22. Price
Form DOT F 1700.7 (8-72) Reproduction of completed page authorized.

SI* (Modern Metric) Conversion Factors

TABLE OF CONTENTS

List of Figures

List of Tables

List of Abbreviations

AC asphalt concrete
CRCP continuously reinforced concrete pavement
DOT department of transportation
FHWA Federal Highway Administration
HPMS Highway Performance Monitoring System
IHS Interstate Highway System
IRI International Roughness Index
JPCC jointed portland cement concrete
LTPP Long-Term Pavement Performance
M&R maintenance and rehabilitation
MAP-21 Moving Ahead for Progress in the 21st Century Act
NCHRP National Cooperative Highway Research Program
NHS National Highway System
NPRM Notice of Proposed Rulemaking
PMS pavement management system
PSR Present Serviceability Rating
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