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Federal Highway Administration Research and Technology
Coordinating, Developing, and Delivering Highway Transportation Innovations

 
REPORT
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Publication Number:  FHWA-HRT-17-048    Date:  May 2018
Publication Number: FHWA-HRT-17-048
Date: May 2018

 

Enhancing Safety and Operations at Complex Interchanges With Improved Signing, Markings, and Integrated Geometry

Chapter 9. Proposed Treatments

Introduction

In the development of recommendations, the project team identified six categories of recommendations, referred to in this report as treatments. The treatments selected for the development of practice-ready recommendations are those that emerged from applying the working definition of complexity to each of the selected topics in development of the research activities. Each treatment, listed in table 81, is the result of understanding the interrelationships of various attributes within each research topic and the application of those relationships to practice outcomes, including those being evaluated in the field study and simulator study.

Table 81. Selected treatments for practice-ready recommendations.
Treatment Number Treatment Description
1 Ramp terminal arrangements
2 Sign layout—sign legend arrangement and panel configuration
3 Sign placement—arrows, distances, and relationship to geometric design
4 Delineation for exiting lanes and special use lanes
5 Lane-reduction methods, signing, and delineation
6 TCD education and design review workshops

Each treatment is addressed using the format outlined in table 82.

Table 82. Organization of treatment summaries.
Section Title Section Content
Introduction Describes the treatment with examples of undesirable practices and anticipated and observed outcomes
Design guidelines Provides existing design guidelines with a general perspective on implementations in multiple jurisdictions
Research findings Outlines the primary principles of the concept and provides application examples
Recommendations Provides specific recommendations to address undesirable practices
Implementation Summarizes the breadth and depth of implementation options

The discussion of each treatment will describe the purpose and need of the treatment; present observed practices from chapter 5 of this report with sample case descriptions, as appropriate; discuss existing guidelines and research findings from chapters 2 and 5 of this report; and describe the specific treatment applications recommended for implementation.

Each recommendation is numbered according to the six topic areas and then assigned a sequential number within that topic area for ease in referencing the recommendations. Above the heading for each section in which a recommendation is described, applicable indexing symbols, matching those used throughout this report and introduced in chapter 1, are included to aid in quickly identifying the basis of the recommendation (see table 83).

Table 83. Recommended source legend per indexing symbol.
Indexing Symbol Source of Recommendation
Manila folder icon Literature and policy review
Mail envelope icon Practitioner input and insights
Geometric shapes icon Practices evaluation with consistency principle
Graphs with data lines icon Simulator study
Map with location indicators icon Field study

Some recommendations in this report are justified on the basis of the consistency principle, when implementations of the TCDs were observed to be consistent within an agency, among locations, and with the general principles laid out in part 1 and part 2A of the MUTCD. While all the recommendations are considered valid on the basis of research conducted in this report or other literature, the consistency principle provides a means of identifying logical TCD applications and determining, in the absence of data and analysis of outcomes such as comprehension and driver performance, which applications are suitable for immediate implementation, field experimentation, or future research efforts. Practice-ready implementations explicitly validated by research should be considered suitable for inclusion in the MUTCD.

Treatment 1—Ramp Terminal Arrangements and Design

Treatment 1 covers the following topics:

Introduction

In conducting the practices evaluation and literature review, the project team identified practices related to interchange configuration and geometric design that can lead to undesirable driver behaviors (e.g., sudden lane changes and reduced speed). The most notable undesirable practices are summarized in table 84.

Table 84. Practice and case summary for treatment 1.
Practice Sample Case Description
Ramp terminals are placed in close succession with access from a single lane Without progressive guide signing with distances or a diagrammatic guide sign, driver misunderstanding of the exit locations can lead to undesirable behaviors and missed exits
Access to downstream exits is provided upstream of a preceding exit Drivers proceeding with the advancing exit numbers wishing to take exit 64 might find that the exit ramp for that exit is placed in advance of exit 63
Inconsistency exists in the use of auxiliary lanes and acceleration lanes One interchange adds an auxiliary lane, while a subsequent interchange adds a basic lane; without adequate delineation and signing, driver behavior may show a lack of optimal lane use
Unusual ramp designs are inconsistent with the principles of lane balance A two-lane entrance ramp enters a freeway with the tapered design, and no clear driver expectancy exists for yielding behavior and avoiding conflicts

Design Guidelines

While AASHTO’s Green Book addresses exit ramp placement, entrance ramp design, and other design criteria related to interchange design, agencies struggle to retrofit older interchanges.(16) In addition, agency practices for guide signing are often insufficient to address unique and complicated cases and, often, no mechanism exists to retain HFs professionals with experience in freeway sign design and TCD evaluation.

Research Findings

Research findings from the practice evaluation, field study, and simulator study identified practices related to ramp terminal design associated with the attributes in category 4200 and category 4300. Retrofitting existing interchanges to optimize the TCD implementations is a cost-effective means of improving the visibility of ramp terminals and providing explicit, specific guidance related to the navigation task.

Principles

Five basic principles of ramp terminal arrangements and design were identified in practice and policy:

The primary principle for ramp terminal arrangements is, concisely, to provide clarity for lane assignments and ample time for lane changes approaching interchanges. The anticipated outcome of implementing these principles is a reduction in crashes related to abrupt lane changes associated with uncertainty in the navigation task.

Application Examples

The following subsections provide examples of ramp terminal arrangements and design in two states: Washington State and Minnesota.

I-5 at SR 18 in Federal Way, WA

This interchange was reconstructed between 2010 and 2012. The project included the construction of direct-access flyover ramps connecting SR 18 to I-5 for the left-hand movements from SR 18. The entrances to I-5 northbound form two lanes, and the lane reductions occur immediately before an existing structure that was not included in the project scope. The acceleration lane for the eastbound to northbound movement is nearly 4,000 ft in length, despite the design speed of the flyover ramp being set at 40 mi/h. The benefits of increased acceleration lane distance include reduced driver workload, improved flow characteristics, and a more-resilient transportation system.

I-35W at TH 62 in Minneapolis, MN

When this interchange was reconstructed, separation of movements was accomplished with C/D roadways and the design of subsequent splits with distance for multiple overhead sign structures. For example, traffic on I-35W southbound bound for Lyndale Avenue S follows TH 62 westbound by using one of the two right-hand lanes. Further downstream, subsequent to the second split (for eastbound and westbound TH 62), overhead signs and “EXIT ONLY” pavement markings indicate to road users that the right lane is an exit-only lane for Lyndale Ave S. An appropriate sequence of signs with all primary destinations indicated, including on upstream signing, is particularly important in these applications.

Recommendations

Addressing ramp terminal design, ramp arrangements, and complexity caused by contributing attributes related to ramp terminals can be costly. On the other hand, even small changes to signing or ramp terminal characteristics can provide significant improvements in safety performance and traffic operations.

Recommendation 1-1: Provide Overhead Signing

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Where ramps occur in close succession, overhead signing and the use of lane assignment arrows (a white arrow on a green background) can address driver-expectancy issues and improve lane use, improving traffic flow characteristics.

Where escape lanes are present, that is, a short extension of the exiting lane along the mainline beyond the ramp terminal, provision of overhead signing consistent with geometric design can be problematic. Because of this, the use of escape lanes should be limited to locations where extremely short auxiliary lanes precede the ramp terminal. In these cases, clarity in overhead signing is extremely important and, while the signing may not match the geometric design, consistency in application will improve driver performance. The use of “EXIT ONLY” signing upstream of an escape lane, even for very short auxiliary lanes, has the potential to improve driver performance.

Recommendation 1-2: Construct Deceleration Lanes

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In cases where multiple, subsequent exits are closely spaced, the addition of deceleration lanes provides for the placement of overhead signing and marking. The placement of exit-direction signs in areas with deceleration lanes should be consistent with all other interchanges, such that the exit-direction sign is placed adjacent to the point of departure. Aids to the guidance task in a deceleration lane include dotted extension lines across the widening taper, dotted lane lines along the length of the full width of the lane, and a solid lane line in advance of the marked gore area to provide notice that the divergence is about to begin. In addition, vertical delineation can be provided in climates where snow-covered roads hinder the visibility of the pavement markings or reduced shoulder width makes the presence of the auxiliary lane difficult to discern from the width of the roadway adjacent to the through lane.

Recommendation 1-3: Ensure Clarity With Pavement Markings

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Implementing the consistency principle with pavement markings likely means using the lane drop marking or wide dotted lane line for all non-continuing lanes, even very short auxiliary lanes and lanes within cloverleaf interchanges. The broken lane line should, therefore, be used solely to separate lanes that continue on the primary marked route. In addition, lane addition tapers for non-continuing lanes (e.g., a deceleration lane) should be marked from the beginning of the taper to the full width using the dotted extension line. This prevents the large-width unmarked areas that can lead to confusion and cause erratic lane-change behaviors.

In addition, the clear marking of gore areas is especially important in areas where high-speed movements occur, particularly system interchange connections. Figure 72 illustrates the markings in a high-speed system interchange connection, where 24-inch-wide transverse lines, angled downstream on both sides of the single-direction divergence, are outlined by 8-inch-wide edgelines that are white in color until the physical nose of the gore area. RRPMs in crystal (white) outline the transverse markings and provide edgeline–appropriate spacing along the longitudinal lines.

Photo. Gore area markings on a freeway in South Carolina. This night-time photo shows gore area markings that combine well-maintained, plastic-type markings of sufficient width to be visible as transverse markings with raised reflective pavement markers.

Source: FHWA.

Figure 72. Photo. Gore area markings on a freeway in South Carolina.

Recommendation 1-4: Address Entering Lanes

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Some States, such as California and Michigan, have long-established practices of constructing auxiliary lanes wherever possible, even on freeway segments outside of urban areas. Comprehensive interchange type selection, interchange design, and geometric design criteria can provide a framework for selecting appropriate entering lane terminations that are differentiated with signing, marking, and geometric design features.

In particular, entering lanes that are auxiliary to the mainline lanes should be treated in a fashion similar to exit-only lanes that are the termination of a continuing lane. All entering lanes forming an auxiliary lane that is less than 1½ mi in length should be separated from the mainline lanes with a dotted lane line. For auxiliary lane lengths exceeding 1½ mi, the use of the broken lane line is appropriate, given that it is not considerably shorter than the portion of the lane marked with the dotted lane line, which itself will generally be at least ½ mi but typically 1 mi in length, to correspond to overhead signing.

Application of the consistency principle is particularly important in the implementation of signing for the entering lanes. Consistent placement of the W4-1 Merging Traffic sign will aid road users in determining the location of the lane addition. Vertical delineation alongside the inside edges of the mainline and entering roadway provide perceptive information related to the proximity of the marked gore area.

Implementation

Each measure involves construction costs and costs associated with retrofitting existing interchanges. In cases where such retrofits reduce crash rates and reduce congestion, high benefit–cost ratios can be achieved.

Agencies exhibiting a high success rate with these implementations have established rigorous evaluation methods for system performance. These methods identify locations with upstream congestion that also exhibit higher crash rates. A systematic program of improvements with fast-tracked design and a dedicated funding source can improve the consistency of these implementations and provide immediate benefits.

All agencies can benefit from a regular program of pavement marking upgrades and the replacement of pavement markings in areas where markings are degraded because of high traffic volumes. A systematic evaluation of pavement markings in interchange areas and the implementation of a pavement marking standard that adheres to the consistency principle can lead to long-term reductions in maintenance costs and improvements in safety and operations.

Treatment 2—Guide Signing: Sign Legend Arrangement and Panel Configurations

Treatment 2 covers the following topics:

Introduction

As part of the practices assessment, the project team discovered that State transportation departments and local agency implementations of sign panel layout and configuration principles often violated the consistency principle, were incongruous to the principles laid out in the SHS, and often sacrificed latent space on the panel that is considered helpful in grouping legends to aid in legibility and comprehension. The most notable undesirable practices are summarized in table 85.

Table 85. Practice and case summary for treatment 2.
Practice Sample Case Description
Combining multiple, subsequent movements into a single panel Two subsequent exits for a cloverleaf interchange are shown as separate movements on a single sign panel
Single multilane exit signed with multiple, separate sign panels Multiple panels lack distance information to indicate that the location of the primary exiting movement for both destinations is the same
Failure to emphasize unusual configurations Signing for two closely spaced exits lacks the legend “SECOND EXIT/1000 ft” on the sign for the second exit.
Signing omits option lanes Signing for an exit with an option lane omits information indicating the availability of that lane or is mixed with signing that displays the lane, for example, only on the exit-direction sign
Improper legend grouping The inconsistent placement of arrows; suppression of interline and legend-to-panel edge spacing; and inconsistent alignments of legend relative to shields, destinations, and other elements creates difficulty in identifying the purpose and general message of a guide sign from a distance, affecting legibility, comprehension, and reaction time

Design Guidelines

The MUTCD depicts signing for interchanges throughout part 2 and generally separates information for separate movements onto separate sign panels. It does not contain information concerning the use of various separator lines (e.g., those extending to the edge border, those extending within a certain distance, and those with a length determined by the length of an associated text string).

MUTCD figures 2E-11 and 2E-12 show differing treatments of option lanes with regard to, where upstream, the option lane is depicted and how the mandatory movement lane is depicted. This inconsistency has led to State transportation departments adopting various methods of signing for these configurations and omitting the option lane from signing. Positive identification of all lanes available to a destination in a consistent manner is one potential technique for improving lane use in advance of interchanges with option lanes and reducing the likelihood of sudden lane changes.

Research Findings

The simulator study research tested different signing techniques for option lanes and the separation of signing into multiple panels, even upstream of a C/D roadway with and without exclusive downstream lanes for mandatory movements. That research found that separating panels for exits with downstream, high-speed splits resulted in greater subject confidence in upstream lane selection. In addition, it found no significant difference between signing methods for option lanes, and the participant questionnaire found an association between a new type of arrow for blended arrow option lane signing and comprehension of the purpose of the sign. All signs in the simulator study were designed with appropriate legend grouping, spacing, and legend size and composition.

Principles

The following principles should be followed:

Recommendations

Based on the practice evaluation and literature review, the project team proposes the following practice recommendations to address issues related to sign panel layout and configuration. The intent of these recommendations is to use sign panel arrangements to best convey the proximity of exits and their relationships to one another and to ensure that cues related to exit direction, ramp configuration, and the location of the physical gore are all incorporated into the sign design process.

Recommendation 2-1: Provide Separate Panels for Separate Movements

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A key component of guide sign messaging is the use of borders and separate panels to convey to motorists, through those cues, the relative arrangement of exit ramps and continuing lanes on a freeway segment. As part of the practice evaluation, the project team evaluated signing in urban areas in several States to examine locations where single sign panels were used to convey messages for diverging lanes.

Recommendation 2-2: Place Control Cities in Designated Order

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Few agencies address this specifically in their design documents. The placement of control cities, placement of arrows, and other sign legends should follow the “straight–left–right” principle for vertical arrangements and the “left-straight-right” principle for horizontal arrangements. For control cities, those to the left should be listed first and those to the right should be listed second. This is addressed in the simulator study, using the legend listing principles but applying them to a cloverleaf-style interchange, where the first movement is listed second on the sign because it is the right-hand movement.

Recommendation 2-3: Properly Align Exit Numeral Plaques

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Several States continue to center-align exit numbers, some with full-width exit numeral plaques. The alignment of the exit numeral plaques and the straightforward design of the “LEFT” legend within the plaque can contribute to driver understanding of left and right exits.

The sign in figure 73 plaque demonstrates single-line application of the “LEFT” and “EXIT” with number legend layout as compared with what is presently in the MUTCD. The sign depicted on the left facilitates left-to-right reading of the exit number and has the benefit of reduced overall sign height. In addition, by using the “LEFT” inset panel on both the exit number plaque and the primary guide sign itself, additional emphasis is facilitated by means of duplication of identical elements.

Figure 73-A. Single-line LEFT exit tab. This sign uses a single-line application where the LEFT (E1-5aP) plaque is on the same line as, and located to the left of, the “EXIT” text and the exit number.

Source: FHWA.

A. Single-line LEFT exit tab.

Figure 73-B. Multi-line LEFT exit tab. This sign uses the left exit number (E1-5bP) plaque that is currently in the MUTCD. In this version, the LEFT (E1-5aP) plaque is placed on a separate line above the “EXIT” text and exit number.

Source: Adapted from MUTCD Figure 2E-15.

B. Multi-line LEFT exit tab.

Figure 73. Graphics. Advance guide sign for left exit with “LEFT” inset panels.

Recommendation 2-4: Provide Revisions to the MUTCD on Legend Sizes

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The current structure of the MUTCD groups legend sizes into categories based on the roadway cross section and roadway classification (e.g., MUTCD table 2B-1) and type of interchange (e.g., MUTCD table 2E-4). These categories, however, do not take into account the roadway design speed, mounting of signs on both sides of the roadway, or the roadway cross section beyond two lanes. In not explicitly addressing sign sizes based on the factors that influence legibility distance, the tables in the MUTCD do not provide explicit information to practitioners for use in designing signs that fall outside of what is accommodated in the tables.

In practice, signing on conventional roads, including primary highways, often fails to provide legends of sufficient size for the design speed. In addition, in urban areas, placement of regulatory and warning signs on both sides of the roadway improves visibility for road users and sign sizes can often be reduced. One potential solution to the right-sized selection of sign sizes and legend elements is the use of a two-step process for selecting legend sizes. The first step is to use the posted speed limit (or 85th-percentile speed) in conjunction with the cross section to determine the size class that will meet those requirements. A sample size-class table, currently blank pending future research, is included as figure 74.

Graphic. Sample size class selection table. This grid graphic is a proposed size-class tabular template pending further research. It includes 7 tabular-format columns. The left-most column lists posted speed limits in rows from 20 to 90 miles per hour in 5-mile-per-hour increments. Left to right, the next six columns are headed—“one lane sign on one side,” “two lanes sign on one side,” “two lanes signs on two sides,” “three lanes sign on one side,” “three lanes signs on two sides,” and “overhead sign.”

Source: FHWA.

Figure 74. Graphic. Sample size class selection table.

Once a size class has been determined by selecting the size from the appropriate intersecting row and column in the size class selection table, that size class is carried over to the legend and element size table (see figure 75). By reading down the column for the appropriate size class, the practitioner can readily determine legend sizes for various elements of signs for all size classes.

Graphic. Excerpt from sample legend and element size table. This grid graphic shows legend and elements in tabular-format columns and rows. Rows consist of sign characteristics, grouped as primary or secondary guide signing. Ten columns are numbered from 3 through 12, plus a far-right column for sign text examples.

Source: FHWA.

Figure 75. Graphic. Excerpt from sample legend and element size table.

The use of size classes and one single table for guide sign design (and, as it is developed, regulatory and warning sign size selection) will aid agencies in uniformly applying sign design principles on low-speed roadways and high-speed, multilane, limited-access highways.

Recommendation 2-5: Clarify Requirements for Larger Initial Capital Letters

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While cardinal directions should include larger initial capital letters, the use of larger initial capitals for action messages and legends (e.g., “TO” and “BYPASS”) has also been observed. The MUTCD should explicitly clarify that the legend height is uniform for these words to improve consistency in practice.

Recommendation 2-6: Include Option Lane Signing Conforming to Consistency Principle in MUTCD

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The participant questionnaire from the simulator study included questions about various advance guide signs for option lanes. While all signs were found to perform consistently in the simulator, the participant questionnaire revealed that subjects reported a better understanding of the sign design used in alternatives C1 and C2 as compared to the sign design from alternative C4.

Statistical analysis on question 3-4 revealed that 67 percent of respondents indicated that the sign design from alternative C2 “provides clearer direction” to the destinations than the sign design in alternative C4.

The advance guide sign in figure 76, using the method from alternative C2 of the simulator study, indicates the downstream configuration of the lanes addressed by the sign. The left lane and right lane both serve the destination via exit 301, as indicated by the arrowheads. Unlike the conventional practice of using down arrows over the lanes, which was also found to be suitable for option lane signing in the simulator study, the null-terminated two-headed arrow method provides the benefit of indicating that the lanes continue straight before exiting. In addition, the null-terminated two-headed arrow, in lacking an arrowhead pointing up, has the potential to avoid confusion of the blended arrow signing of alternative C4, where arrowheads point right and straight into the same legend, the legend pertaining to the destination served by the exit.

Figure 76-A. Graphic. Advance guide sign. This sign uses the null-terminated two-headed arrow method which indicates that the left and right lane both serve the detination via exit 301, but also provides the benefit of indicating that the two lanes continue straight before exiting.

Source: FHWA.

A. Advance guide sign.

Figure 76-B. Exit-direction sign. This exit direction sign uses the typical directional arrows indicating the direction of the exit, and also indicated that both the left lane and the right lane serve the destination via exit 301.

Source: FHWA.

B. Exit-direction sign.

Figure 76. Graphics. Option lane signing using the discrete arrow method with a null-terminated two-headed arrow in place of down arrow over option lane.

The design of the null-terminated two-headed arrow was inspired by similar designs on guide signs for roundabouts, where the circulating lane is terminated without an arrow, because no information about the destination of the circulating lane is provided on the guide sign.

Implementation

Implementation costs vary for different groups of signing changes. MnDOT conducted a statewide sign modification in the mid-2000s to move all center-aligned exit plaques to the side of the sign corresponding with the exiting movement. The provision of separate signs for separate movements is difficult to estimate, as costs for structures can vary widely case-by-case, depending on the existing structure type, while the calculation of costs for fabrication and installation of sign panels (assuming a typical size of 12 ft 6 inches by 15 ft 0 inches) is relatively straightforward.

Treatment 3—Guide Signing: Sign Placement and Use of Arrows and Distances

Treatment 3 covers the following topics:

Introduction

In conducting the practices evaluation and literature review, the project team identified practices related to sign panel legend selection and placement of the signs themselves that can contribute to driver-expectancy violations. Some of these are related to existing policy, and others are violations of existing practice literature likely borne of designer inexperience and insufficient familiarity with HFs guidelines. The notable undesirable practices are summarized in table 86.

Table 86. Practice and case summary for treatment 3.
Practice Sample Case Description
Placement of exit-direction sign in accordance with MUTCD figures 2E-38 and 2E-39 An agency places exit-direction signs at the beginning of the ramp taper, while another agency places the exit-direction signs more consistently at the beginning of the exiting movement itself. In inclement weather and reduced visibility conditions, this can lead to driver-expectancy issues related to the point of departure.
Use of angled type A and type B arrows to indicate a lane change as opposed to indicating an exiting movement An agency uses angled type A and type B arrows on overhead signing to indicate a lane change. In low-visibility conditions where pavement markings are obscured, this could lead to erratic behavior. Down arrows or word messages would eliminate confusing these arrows with arrows used at the point of departure.
Lack of distance information on signs Without “closing distances” on guide signing, motorists may be unsure of the point of departure, particularly where APL (combination arrow) signs are used.
Multiple identical signs in advance of the exit gore Because a bridge blocks the view of a downstream overhead sign, an agency installs an additional upstream sign on the bridge without providing type C arrows or a distance to the exit in conjunction with either down arrows or type C arrows.

Design Guidelines

In cases where geometric design and other factors influence the placement of signs, designers often make choices that do not consider the overall use of sign panel separation, arrows, and other cues.

In figure 77, the overcrossing roadway obscures the view of the exit-direction sign in the gore area, while the upstream location of another sign is too far in advance for placement of an exit-direction sign. The design of the first sign does not include a distance, reference to the auxiliary lane, or an arrow consistent with this application. The second sign indicates dual exit-only lanes, which is not the case in this interchange, where only one lane is mandatory movement and the second lane is an auxiliary lane. No specific language in the MUTCD addresses these types of cases.

Photo. Use of multiple signs approaching a single departure point. This aerial photo depicts how an overcrossing roadway obscures the view of two exit direction signs in the gore area, while the upstream location of a third sign is too far in advance for placement of an exit direction sign. In figure 77, the obscured signs are identified in a superimposed red circle.

Source: FHWA.

Figure 77. Photo. Use of multiple signs approaching a single departure point.

Research Findings

The simulator study found that regardless of signing alternative used, participants were generally able to successfully navigate complex interchanges as long as good signing practices and consistent implementations were followed.

Recommendations

Based on the practice evaluation and literature review, the project team is proposing the following practice recommendations to address issues related to the interaction of sign placement locations and the arrows and distance information displayed on sign panels. The intent of these recommendations is to use sign panel legends and placement of signs to best convey the proximity of exits and their relationships to one another and to ensure cues related to exit direction, ramp configuration, and the location of the physical gore.

Recommendation 3-1: Provide Distances to the Departure Point on All Primary Guide Signing

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Numerous States, particularly those implementing large APL signs, omit advance distances on some guide signs, especially exit-only and diagrammatic signs, where distances are especially important. Addressed in part 5, this is an issue of compliance with the MUTCD and is related to agency perceptions on the excessive size of the blended arrow signing.

Recommendation 3-2: Use Arrows Appropriate for the Sign Location and Geometry

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Addressing the use of downward-pointing and upward-pointing arrows is essential to ensuring that arrows use can be applied consistently in practice. In addition, application of the consistency principle indicates that the use of upward-pointing arrows should be restricted to only those locations where geometric design includes an exit ramp or angled departure from the lane and should not be used in conjunction with lane changes.

In figure 78, access to the general-purpose lanes of a freeway is provided from the managed lanes by an exiting maneuver that involves a tapered lane addition. On the sign, the angled-up arrow is placed roughly in alignment with the beginning of the exiting movement taper; this use is consistent with using angled-up arrows for departing movements only, as the downstream double-white line provides a legal separation similar to a median or barrier. To the driver, this looks similar to a conventional exit, and the driver’s maneuver into the lane formed by the taper is unimpeded by any adjacent traffic. The use of the angled type A arrow is appropriate here, then, because the setting matches many other settings where angled type A arrows are applied.

Photo. Use of a tapered lane addition to enter the general-purpose lanes of a freeway from the managed lanes. This aerial photo shows access to general-purpose freeway lanes from managed lanes by an exiting maneuver that involves a tapered lane addition. A guide sign on the left includes an angled-up arrow placed roughly in alignment with the beginning of the exiting movement taper.

Source: FHWA.

Figure 78. Photo. Use of a tapered lane addition to enter the general-purpose lanes of a freeway from the managed lanes.

In contrast, the configuration of the freeway in figure 79 does not include the addition of a lane or an exit-type maneuver. Rather, the access point for the general-purpose lanes is parallel lanes and lane changes, not an exiting maneuver, and motorists are required to access the general-purpose lanes from the managed lane. An angled-up arrow, typically reserved for geometry with an exiting movement, is used to indicate a lane-change movement far ahead of the break in the double-white lines, which prohibit these movements. The use of the angled type A arrow in this case is misleading, because road users who previously saw its use associated with a non-lane-change maneuver may make errant maneuvers, particularly in inclement weather where pavement markings are obscured. This broadening application of the angled type A arrow is incongruous with the consistency principle and violates road-user expectancy of the specific meaning of the arrow; namely, that there is an exit available proximate to the exit-direction sign.

Photo. Use of misleading signing and parallel lanes and lane changes to access the general-purpose lanes of a freeway from the managed lanes. This aerial photo shows a freeway configuration that does not include the addition of a lane or an exit-type maneuver. The access point for the general-purpose lanes is parallel lanes and lane changes, not an exiting maneuver. Motorists are required to access general-purpose lanes from the managed lane. In a guide sign, an angled-up arrow indicates a lane-change movement far ahead of the break in the double-white lines, which prohibits these movements.

Source: FHWA.

Figure 79. Photo. Use of misleading signing and parallel lanes and lane changes to access the general-purpose lanes of a freeway from the managed lanes.

The use of down arrows should be similarly restricted to those locations where there is not an immediate exit from the lane to which the down arrow applies. In Colorado, for example, down arrows are used on “EXIT ONLY” panels in advance of the exit and also at the departure point. When distances are omitted, this practice leads to broadening use of the down arrow, such that it is no longer restricted to upstream locations where a continuing lane is present, whether or not that lane is marked as “EXIT ONLY.”

Table 87 provides recommendations on the use of arrows such that use of arrow type and orientation is consistent with geometric design and accommodates legend grouping.

Table 87. Recommended uses of currently approved guide sign arrows.
Arrow Type Arrow Use Information from Angle
Short black arrow pointing down A down arrow always indicates a lane that continues on along the mainline, even if that lane terminates downstream in a service interchange. The exception to this use is that down arrows may be used on more than one sign at a junction if the additional movements are considered primary movements, such as at a major split of two marked routes of equal importance along a freeway corridor. The degree of the angle of installation of a down arrow, when not 0 degrees off the vertical, indicates the curvature of the mainline movement or primary movement(s) within an interchange, used only on signs placed at the departure point. Angled down arrows are only applied in conjunction with overhead exit-direction signs.
Black arrow pointing up and to the right Type A and type B arrows are typically restricted to use on exit-direction signs at service interchanges. Type A arrows are used to the side of text at angles up to 45 degrees off the vertical when two or more lines of text are adjacent. Type A arrows pointing left or right are used underneath text, and an upward angled type A arrow may be used under all text on a ground-mounted guide sign. Type A arrows never point down into a lane from an overhead sign. The upward angle of a type A arrow is indicative of the severity of the exiting movement. Type A arrows generally are slanted 30 degrees off the vertical for primary guide signing and exit gore signing, with 45-degree angles appropriate for ramps with a greater curvature.
Short black arrow pointing up and to the right Type A and type B arrows are typically restricted to use on exit-direction signs at service interchanges. Type B arrows are used to the side of text when pointing left or right and adjacent to a single line of text when pointing up or angled. Type B arrows may be used under all text on an overhead guide sign or between the legend text “EXIT,” “LEFT,” or “RIGHT” and “ONLY.” Type B arrows never point down into a lane from an overhead sign. The upward angle of a type B arrow is indicative of the severity of the exiting movement. A type B arrow may point down into a lane from a ground-mounted sign immediately adjacent to the lane to which the arrow applies.
Curved black arrow pointing up and to the right Type C arrows are used on guide signs that are placed in advance of but in close proximity to the departure point and typically used only where no sign is present at the departure point. Except in cases where no sign is provided at the departure point and the sign with the type C arrow is installed where the departure point is visible, a distance to the departure point should be provided. The upward angle of a type C arrow indicates the severity of the exiting movement. Type C arrows generally are slanted 30 degrees off the vertical for primary guide signing and exit gore signing, with 45-degree angles appropriate for ramps with a greater curvature.

Recommendation 3-3: Provide One Arrow Shaft Over Each Lane

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The MUTCD specifically prohibits the use of multiple arrows pointing into one lane or associated with a single lane. Continuing instances of this practice can be addressed with information on the use of various traffic signing arrows.

Recommendation 3-4: Accommodate Angled Down Arrows

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Additional MUTCD language prohibits the use of angled down arrows. This research observed numerous instances where angled down arrows are used to effectively convey a change in alignment of the primary route or exiting movement for a high-speed movement. Specific language on the use of angled down arrows will limit their use in this way while explicitly prohibiting the use of more than one arrow over a single lane.

Recommendation 3-5: Place Exit-Direction Signs Adjacent to the Departure Point

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Addressed in chapter 5 of this report, the placement of exit-direction signs is critical information to the guidance task. MUTCD figures should be revised so that exit-direction sign placement is consistently illustrated as being adjacent to the point of departure, near the gore area. When this placement cannot be provided, the use of a 45-degree type C arrow should be considered for any exit-direction sign placed in advance of the point of departure.

Implementation

The implementation of these measures is not expected to considerably increase the cost of signing for interchanges. Marginal height increases (18 to 24 inches) on some signs will be offset by significant reductions in sign heights because of the altered arrow designs of recommendation 2-6, even as continued use of the down arrows on the conventional practice is made.

Treatment 4—Delineation for Exiting Lanes and Special Use Lanes

Treatment 4 covers the following topics:

Introduction

In conducting the practices evaluation and literature review, the project team identified practices related to delineation that can contribute to driver-expectancy violations. Many agencies neglect to use dotted lane lines (in lieu of broken lane lines) in advance of mandatory exiting movements. Other agencies do not differentiate between the dotted lane line and the dotted extension line, either in width or pattern, leading to confusion concerning the presence of a full-width lane and the applicability of that lane. The most notable undesirable practices are summarized in table 88.

Table 88. Practice and case summary for treatment 4.
Practice Sample Case Description
Failure to use dotted lane line for all mandatory exiting movement lanes An agency occasionally uses dotted lane lines in advance of exit-only movements on the freeway but never uses them in cloverleaf ramp configurations.
Omitting markings at critical points In a busy urban area, a long deceleration lane is provided with a full lane width but no pavement markings are provided between the continuing lanes and the deceleration lane, leading to confusion about the purpose and termination of the lane.
Sporadic use of dotted extension lines A ramp located on a left-hand curve includes the addition of an exiting lane on the left following a tunnel. Because no white dotted extension lines are provided in the transition area, traffic veers into and then out of the lane.
Multiple identical signs in advance of the exit gore Because a bridge blocks the view of a downstream overhead sign, an agency installs an additional upstream sign on the bridge without providing type C arrows or a distance to the exit in conjunction with either down arrows or type C arrows.

Design Guidelines

Few States require the use of dotted extension lines along the lane addition tapers leading into restricted use or mandatory movement lanes. In Illinois and Virginia, dotted extension markings are used in lane addition tapers for left turn and right turn lanes on arterial routes. In North Carolina, dotted extension lines are used for all lane addition and lane-reduction tapers.

States typically avoid the use of dotted extension markings along the lane addition tapers where a continuing general-purpose lane is being added because motorist movement into that lane is typically not discouraged. In figure 80, the lane addition taper (marked with a broken red line) is not delineated with dotted extension lines, leading to veering behavior by westbound motorists leaving the tunnel and approaching the apex of the short crest vertical curve.

Photo. The use of a lane addition taper (marked with a broken red line) not delineated with dotted extension lines. This aerial photo pictures a lane addition taper not delineated with dotted extension lines. In figure 80, the taper is marked with a superimposed dotted red line.

Source: FHWA.

Figure 80. Photo. The use of a lane addition taper (marked with a broken red line) not delineated with dotted extension lines.

Research Findings

The simulator study used dotted lane lines along all exit-only lanes. For clarity and to avoid additional effects, no word or symbol markings are used.

Recommendations

Based on the practice evaluation and literature review, the project team proposes the following practice recommendations to address issues related to the interaction of sign placement locations and the arrows and distance information displayed on sign panels. The intent of these recommendations is to use sign panel legends and placement of signs to best convey the proximity of exits and their relationships to one another and to ensure cues related to exit direction, ramp configuration, and the location of the physical gore.

Recommendation 4-1: Provide Differentiated Markings

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Differentiated markings should be provided for continuing lanes, mandatory movement lanes, and areas of transition (lane-reduction tapers and lane addition tapers for exit-only lanes). For full-width lane areas, solid, broken, or dotted lane lines are used. For transition areas (lane addition and lane-reduction tapers), the dotted extension line provides a visual cue about the taper while also providing a boundary for vehicles intending to remain in the adjacent lane.

Recommendation 4-2: Provide Lane Use Arrows for All Exiting Lanes

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Several States provide lane use arrows and, for all single-headed arrows, the word “ONLY” in the exiting lanes along approaches to movements with multiple exiting lanes. This practice, when combined with the use of dotted lane lines, provides additional aids to recognition of the change in lane state and destination, even when overhead signing is not visible.

Recommendation 4-3: Provide Solid Line Markings Upstream and Downstream of Decision Points

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Solid lines discourage lane changes in critical areas, where drivers are navigating an exit ramp, also emphasizing the presence of multiple exiting lanes in areas where auxiliary lanes occur. Wide solid lane lines should be considered where operations exhibit excessive lane changes in these areas.

Implementation

The implementation of these measures is not expected to considerably increase the cost of signing for interchanges.

Treatment 5—Lane-Reduction Methods, Signing, and Delineation

Treatment 5 covers the following topics:

Introduction

In conducting the practices evaluation and literature review, the project team identified practices related to sign panel legend selection and placement of the signs themselves that can contribute to driver-expectancy violations. Some of these are related to existing policy, and others are violations of existing practice literature likely borne of designer inexperience and insufficient familiarity with HFs guidelines. The notable undesirable practices are summarized in table 89.

Table 89. Practice and case summary for treatment 5.
Practice Sample Case Description
Using a mixture of W9-1 “RIGHT LANE ENDS,” W9-2 “LANE ENDS MERGE LEFT,” and W4-2 symbol signs in advance of lane reductions Numerous agencies mix the use of the W9-1, W9-2, and W4-2 signs at the advance placement distance, leading to confusion about the location of the beginning of lane-reduction taper relative to the placement of the warning sign. One partner agency uses the W9-1 sign exclusively in advance.
Omitting dotted extension lines along lane-reduction taper A lane-reduction taper occurring in a curve causes vehicles to drift into the adjacent lane in a wide area of unmarked pavement. A dotted extension line along the lane-reduction taper would assist in delineating the thru lane and clearly visually indicating the reduction in lane width.
Failure to use lane-reduction arrows A vertical curve and ambiguous lane-reduction signing causes a crash problem and recurring congestion in advance of a lane reduction on a freeway segment. An entrance ramp terminating in a long acceleration lane is delineated from the mainline lanes with a dotted line marking, leading drivers to assume the lane is an auxiliary lane, as no lane-reduction arrows or lane-reduction signing is provided.
Multiple identical signs in advance of the exit gore Because a bridge blocks the view of a downstream overhead sign, an agency installs an additional upstream sign on the bridge without providing type C arrows or a distance to the exit in conjunction with either down arrows or type C arrows.

Design Guidelines

Washington State, Florida, and Minnesota (project partners in the working group) have strong pavement marking standards development and integration into the design process. Each State differentiates between dotted lane lines and dotted extensions. All three States use lane-reduction arrows in conjunction with a physical reduction in the number of lanes, with Washington State using arrows along in a progressive fashion.

Part 3 of the MUTCD specifically differentiates between the dotted line and dotted extension markings in both the pattern and width. Dotted extension markings are also not required by a standard statement to be placed in the 1:3 ratio, and some States, including Minnesota and Washington State, have numerous installations using a 1:4 ratio to further differentiate the lane lines (e.g., solid lane divider line markings, dotted line markings, and broken line markings) from the guide lines.

Research Findings

In addition to researching the effectiveness of guide signs relative to lane choice, the simulator study also included several lane reductions. These lane reductions were treated in various ways to judge participant reaction to warning signs with a participant survey. The participant survey found that the majority of participants, including those who did not observe the sign in figure 81, interpreted the meaning of the sign to be that the lane was ending up ahead, in close proximity to the sign.

Graphic. Proposed W4-3X sign for multilane entrances. This sign graphic depicts a yellow diamond sign showing two curved up-angled arrows divided by a solid lane marker followed by a dashed lane marker.

Source: FHWA.

Figure 81. Graphic. Proposed W4-3X sign for multilane entrances.

The W4-3X warning sign is a design that was developed for locations where tapered multilane entrances exist. While these are becoming less common, there are nearly 20 such instances in northeastern Illinois on roadway systems managed by 2 authorities, and other locations in urban areas where space constraints preclude the construction of multilane entrance ramps of the parallel type. This sign was not evaluated in the field because of construction conflicts at the evaluation site, but it is recommended for further study to replace the six designs observed in use in the United States. Future comprehension testing subsequent to a synthesis of signs is recommended.

Recommendations

Based on the practice evaluation and literature review, the project team is proposing further evaluations that specifically address warning sign placement and lane additions, in addition to pavement markings for entering and exiting lanes. The practice and research recommendations here are intended to apply the consistency principle in the placement of markings that convey the proximity of exits, the downstream duration and function of entering lanes, and their relationships to one another. In addition, these recommendations are predicated on the principle that warning signs should be sequenced so that they can function independently, as part of a system, and with or without associated markings, for all lane reductions. This enables practitioners to use just a single sign near the beginning of the lane-reduction taper, even if upstream signing cannot be provided.

Recommendation 5-1: Provide Sign to Indicate Beginning of Lane-Reduction Tapers

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A sign that warns about the location for the lane-reduction taper would help provide an enhanced warning in addition to pavement markings. Several potential signs could be used, and it is recommended that a consistent method be chosen. Figure 82 shows a MnDOT-designed sign, referred to here as the merge point sign (provisionally assigned MUTCD code W9-2A), that has been in use in work zones in Minnesota since the 1960s and, within the last decade, implemented in permanent installations as a means of clearly identifying the beginning of the lane-reduction taper. The high recognition score of the sign’s purpose, from the simulator study and an application that conforms to the consistency principle, indicates that this sign would be a useful addition to lane-reduction warning sign implementations. It is intended to be placed only adjacent to the outside lane to which it applies.

Graphic. MnDOT-designed W9-2A(L). This sign graphic depicts a yellow diamond “MERGE” sign showing a horizontal left-pointing arrow.

Source: FHWA.

Figure 82. Graphic. MnDOT-designed W9-2A(L).

The sign is intended to supplement the upstream primary warning sign, the W4-2 pavement width transition symbol (see figure 83). The W9-2A sign is a replacement for the word message W9-2 sign and should be used opposite the W9-1L or R; the W9-2A simplifies the message for the motorist by providing a clear needful action.

Graphic. Schematic of proposed lane-reduction signing. This composited graphic shows a black line-art roadway with lane markers and merge left arrows in the bottom lane. Three yellow diamond signs are positioned in the roadway—reading, left to right, “Right Lane Ends” over a yellow square sign reading “XXXX Feet”; followed by “Right Lane Ends”; followed by “Merge” with a horizontal left-point arrow.

Source: FHWA.

Figure 83. Graphic. Schematic of proposed lane-reduction signing.

Placement of the merge point sign, in contrast to the W9-2 and W4-2 signs, is uniformly located for all lane reductions. Such a consistent placement location, close to or adjacent to the beginning of the lane-reduction taper, aids motorists in identifying the taper in any situation where the sign is used. In situations where advance warning signs (e.g., the W9-1 sign) cannot be provided (e.g., short acceleration lanes associated with entrance ramps of the parallel design), the W9-2A sign can always be used in the location proximate to the beginning of the lane-reduction taper. With this consistent application, road users will always be able to identify their proximity to the lane-reduction taper and plan lane change and speed change maneuvers accordingly. Because lane-reduction tapers are based on speed, the placement of the sign relative to the beginning of the taper needs not vary on roadways with different speed limits and design speeds.

Recommendation 5-2: Provide Differentiated Pavement Markings

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Provide differentiated markings for lane reductions that are dissimilar from the markings used for auxiliary lanes. For example, the use of the dotted lane line adjacent to a solid line would provide a pattern significantly different from the standard dotted line markings that separate auxiliary lanes from continuing lanes. The contrast between the entering lane forming an auxiliary exit-only lane and the entering lane forming an acceleration lane is illustrated in figure 84. Depiction BC illustrates the use of the solid line adjacent to the continuing lane, indicating that free access to the acceleration lane is not intended, as it is with the auxiliary exit-only lane in depiction B1.

Figure 84-A. Graphic. An entering lane forming an exit-only lane. This illustration is labeled “B1” and shows dashed lane markers indicating that free access to the acceleration is intended.

A. An entering lane forming an exit-only lane.

Source: FHWA.

Figure 84-B. Graphic. An entering lane forming an acceleration lane. This illustration is labeled “BC” and shows solid, dashed, and dotted lines, indicating that free access to the acceleration lane is not intended.

B. An entering lane forming an acceleration lane.

Source: FHWA.

Figure 84. Graphic. Comparison of markings for auxiliary exit-only lanes and acceleration lanes.

Use of such a pattern on short- to medium-length acceleration lanes, with the solid line on the side of the continuing lanes, will indicate that the continuing lane traffic is not to cross over into the acceleration lane. In cases where acceleration lanes are marked with the dotted line, road users may mistake the lane as an auxiliary lane that continues to the next interchange and move into the acceleration lane.

Recommendation 5-3: Provide Lane-Reduction Arrows for All Lane Reductions

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Washington State, California, Florida, Minnesota, and several other States provide lane-reduction arrows in advance of physical reductions in the number of lanes. The lane-reduction arrow orientation sets the long axis of the arrow along the longitudinal center of the lane. Lane-reduction arrows are never used in auxiliary lanes terminating as exit-only lanes, where lane use markings are appropriate.

Recommendation 5-4: Improve Maintenance Practices

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In most urban interchanges, high traffic volumes and the large fraction of lane changes typically lead to accelerated degradation of pavement markings. Several agencies provide for an “at-risk markings” biennial pavement marking renewal program, particularly in climates where snow removal is performed and ice control products are used. Targeted, limited renewal of solid lane lines, dotted lane lines, gore markings near the leading edge, and lane-reduction arrows ensures that TCD effectiveness is not reduced. This is particularly important in the spring, following winter snow removal, when wet roads further impede visibility.

Implementation

The cost of retrofitting existing markings can be incorporated into existing maintenance activities; new construction will not incur significant additional costs. The cost of additional markings (e.g., word and symbol legends) is a marginal addition to new contracts and would be an addition to regular maintenance activities.

Treatment 6—TCDs Education and Design Review Workshops

Treatment 6 covers the following topics:

Introduction

In conducting the practices evaluation and literature review, the project team identified practices related to sign panel legend selection and placement of the signs themselves that can contribute to driver-expectancy violations. Some of these are related to existing policy, and others are violations of existing practice literature likely as a result of designer inexperience and insufficient familiarity with HFs guidelines. Some example practices that result in inconsistent design are summarized in table 90.

Table 90. Practice and case summary for treatment 6.
Practice Sample Case Description
Signing plans are developed in preliminary planning stages subsequent to detailed geometric design Large-scale projects without up-front attention to complex signing often require adjustments to geometric design after a traffic engineering and operations review, usually because the necessary signing cannot be provided in the longitudinal distances provided along additional lanes.
Use of overhead structures or structures of sufficient size is curtailed because of insufficient project budgets A project subjected to value engineering is modified and overhead sign structures for exit-only lanes are removed. On another project, shortened cantilever structures prevent appropriate sign layout and legend spacing.
Different consulting firms design various segments of a large project One consulting firm is experienced with signing and fabrication drawings while another produces drawings that are complicit in fabrication errors. This leads to inconsistent quality in signing along a roadway segment.

Design Guidelines

Addressing these issues may require changes to internal policy and procedures and may require modifications to specifications and special provisions for some types of contracts. In many cases, further guidance documents may be useful to encourage consistent practices.

Recommendations

While practitioners should determine appropriate policy and practice recommendations concerning the design, approval, fabrication, and installation of signs, it is important to do the following:

Implementation

The implementation of these measures is not expected to considerably increase the cost of signing for interchanges when incorporated early in the design process.

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