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Publication Number:  FHWA-HRT-17-098     Date:  January 2018
Publication Number: FHWA-HRT-17-098
Date: January 2018

 

Self-Enforcing Roadways: A Guidance Report

CHAPTER 4. SELF-ENFORCING ROAD CONCEPTS

The self-enforcing roadway concepts may be applied to planned or existing roadways that are programmed for reconstruction. As noted previously, a self-enforcing road is a roadway that is planned and designed to encourage drivers to select operating speeds in harmony with the posted speed limit. The objective of self-enforcing roads is to produce speed compliance. Self-enforcing roads aim to change driver behavior by using geometric elements resulting in operating speeds commensurate with the intended roadway purpose, including the adjacent land use.

According to Fitzpatrick et al. (2003), “a design process is desired that can produce roadway designs that result in a more harmonious relationship between the desired operating speed, the actual operating speed, and the posted speed limit.” While it is thought that achieving speed harmony in geometric design affects the safety of a road, the actual effects are unknown. (Porter et al. 2012) However, when speed harmony exists, the road designs “look and feel” like the intended purpose and can be described as more self-enforcing, or self-explaining. (Fitzpatrick et al. 2003) However, when the operating speeds of a roadway are inconsistent with the design speed in which the roadway features were developed, speed discord results. Speed discord has been defined as a roadway design that produces operating speeds that are higher than the posted speed limit. Donnell et al. (2009) found that speed discord on two-lane rural highways often resulted from the use of above-minimum values of geometric design criteria. In such cases, the 85th-percentile operating speed along a roadway segment often exceeded the posted speed limit and the designated design speed.

Several geometric design procedures have been developed to overcome some of the limitations associated with the design speed concept. Application of minimum (or limiting) value of geometric design criteria in combination with larger-than-minimum (or less-than-limiting) values of criteria may produce design inconsistencies. The concepts described below may be used to design roadways that produce operating speeds consistent with the desired operating speeds of the roadway. The following section describes guidelines for the following six methods that can be used to design self-enforcing roadways:

  1. Applying the speed feedback loop process.
  2. Using the inferred design speed approach.
  3. Applying operating speed models.
  4. Utilizing existing geometric design criteria.
  5. Using a combination of signs and pavement markings.
  6. Setting rational speed limits.

METHOD 1—SPEED FEEDBACK LOOP

One geometric design procedure that reflects the self-enforcing road concept is incorporating a speed feedback loop into the design process. The speed feedback loop process requires checking for consistency among design elements and anticipated operating speeds to determine an appropriate posted speed limit. Use of a speed feedback loop during the design process involves predicting speeds during preliminary engineering and comparing the expected operating speed to the geometric design speed. The objective is to produce a design where the expected operating speed is equal to, or nominally lower than, the designated design speed.

The speed feedback loop process described later in this section is similar to that used in the Geometric Design Guide for Canadian Roads; however, the book refers to the process as the “design domain” concept. (Transportation Association of Canada (TAC) 1999) The design domain concept is a method used to select an appropriate design speed based on a process similar to that of the speed feedback loop. Separate processes are recommended for different road types (e.g., there are different processes for two-lane rural roads, divided roadways, and urban roadways). For two-lane rural local, collector, or arterial roads, the design domain concept process is as follows:

While there are multiple ways to determine the design speed described above, the guide recommends setting the design speed equal to the existing 85th-percentile speed. (TAC 1999) This operating speed approach for the design of two-lane highways is shown in figure 28.

This flowchart depicts the following movement: 'Select Design Speed' flows to 'Select Design Parameters for Highway Geometric Elements,' which flows to 'Trial Alignment,' which flows to 'Estimate 85th-Percentile Speeds,' which flows to 'Check Consistency. Does Estimated Speed Match Design Speed?' If yes, the chart flows to 'Satisfactory Alignment Final Design.' If no, the chart flows to 'Can the Alignment Be Modified?' If yes, the chart flows back to 'Trial Alignment.' If no, the chart flows further back to 'Select Design Parameters for Highway Geometric Elements.'

©Transportation Association of Canada. Reproduced with the express written
authority of Transportation Association of Canada (TAC). Excerpted from the TAC
publication Geometric Design Guide for Canadian Roads (1999).

Figure 28. Flowchart. Operating speed approach for design of two-lane, two-way roadways. (TAC 1999, figure 1.2.3.1)

Similar to the design approach utilized in Canada and presented in figure 28, a speed feedback loop may be integrated into the existing AASHTO Green Book geometric design process. (AASHTO 2011) A proposed framework for a speed feedback loop process within the existing AASHTO Green Book geometric design framework is shown in figure 29.

This flowchart depicts three blocks—labeled 'Land Use,' 'Functional Classification,' and 'Topography'—all of which flow into 'Anticipated Operating or Target Speed,' which flows into 'Design Speed Determination,' which flows into 'Determine Geometric and Cross-Section Elements,' which flows into 'Check for Consistency Among Design Elements.' If yes, 'Final Design and Construction' flows into 'Observe Actual Operating Conditions,' which flows into 'Set Speed Limit.' If no, 'Predict Operating Conditions' flows back into 'Anticipated Operating or Target Speed.'

©ITE. Reproduced with the express written authority of ITE CDROM Proceedings of the ITE 2002 Annual Meeting and Exhibit.

Figure 29. Flowchart. Proposed framework to improve design speed concept. (Adapted from Donnell et al. 2002, figure 4)

The primary modification to the existing AASHTO geometric design process is the “check for consistency among design elements” step in figure 29. A detailed description of how this step can be integrated into the existing geometric design process is as follows:

Step 1—Consider the Land Use, Topography, and Functional Class

The first step in the speed feedback loop process is to consider and record the existing and intended land use of the surrounding area, the topography, and the intended functional class of the roadway. The considerations can include rural, suburban, or urban environments and level, rolling, or mountainous terrain. Electronic databases such as Google® Maps™ or field visits can aid in determining land use, topography, and functional class. Land use maps may also be used to identify intended land uses.

Step 2—Determine a Target or Anticipated Operating Speed

The land use, topography, and functional class, considered in step 1, are then used to determine the target speed or anticipated operating speed. For example, lower operating speeds may be anticipated in urban environments, while higher speeds might be expected on rural highways.

Step 3—Determine the Design Speed of the Roadway

The third step of the speed feedback loop process is to select an appropriate designated design speed, which will then be used to determine the geometric and cross-section elements of the roadway. This is accomplished using the target or anticipated operating speed determined in step 2. For the self-enforcing road concept, the design speed can be replaced by the target speed because the target speed thus becomes the posted speed limit. (ITE 2010) The designated design speed is chosen based on the target speed such that it is consistent with the target or anticipated operating speed. The Green Book recommends design speeds for roadways based on different functional classification and terrain type. (AASHTO 2011) However, the target speed becomes the primary control used in determining the geometric design values for roadway features. (ITE 2010) Refer to chapter 5 of the Green Book for Local Roads and Streets, chapter 6 for Collector Roads and Streets, and chapter 7 for Rural and Urban Arterials.

Step 4—Acquire Roadway Geometric Information

Once the designated design speed is determined (in step 3), the Green Book design criteria can be used to establish the geometric features of the roadway. (AASHTO 2011) The radius of curvature, SSD, length of vertical curvature, and HSO are directly related to the designated design speed. The lane and shoulder width on two-lane rural highways can be determined based on the roadway classification, the design traffic volume, typical cross-sections, and the available cross-section width.

Step 5—Check for Consistency Between Design Elements and Anticipated Operating Speeds

Once all geometric and cross-section elements have been designed, the next step of the speed feedback loop process involves checking for consistency between design elements. Consistency between design elements may result in operating speed uniformity along highway corridors. To assess geometric design consistency, 85th-percentile operating speed models may be used, such as those described briefly in this section; however, a more detailed discussion of operating speed models can be found in the method 3 discussion below. Chapter 4 also includes examples of operating speed prediction models that may be used to check for consistency between design elements.

Site-specific features are used as input variables in the operating speed model and to estimate 85th-percentile operating speed. This output is compared for successive roadway design elements and compared to design consistency performance criteria. Design consistency criteria from the IHSDM can be used to assess the expected results of the initial geometrics. The criteria are as follows: “Good” is associated with speed differences less than 6 mph; speed differences greater than 6 mph (9.7 km/h) and less than 12 mph (19.3 km/h) are considered “fair”; and speed differences greater than 12 mph (19.3 km/h) are considered “poor.” Example criteria include the difference in expected 85th-percentile operating speed and the geometric design speed for each feature along the roadway, or the difference in the 85th-percentile operating speed between successive design features. Large magnitude differences in design consistency metrics indicate that the design features are not producing operating speeds that are consistent between elements or with the designated design speed of the roadway.

The speed feedback loop process should be repeated. The geometric and cross-section elements should be redesigned to produce desired operating speeds. Once new operating speed values are calculated, the 85th-percentile speed prediction equations should be used again to check for consistency. If consistency has been achieved at a sufficient level, the project then advances into final design and construction.

Step 6—Set Posted Speed Limit

After the geometric elements have been designed and consistency has been achieved, the next step in the speed feedback loop design process is to determine an appropriate posted speed limit. The most common methods used to set a regulatory speed limit are as follows:

The speed limit should be set according to one of these two approaches.

METHOD 2—INFERRED DESIGN SPEED APPROACH

Another concept that can be utilized to design self-enforcing or self-explaining roadways is the inferred design speed approach. When creating a self-enforcing roadway, the inferred design speed, operating speeds, and posted speed limit should be in harmony with one another. The inferred design speed approach is used to assess the relationship among these speed measures by plotting them graphically.

An inferred design speed is defined as “the maximum speed for which all critical design-speed-related criteria are met at a particular location” and applies only to design criteria that are based on the designated design speed. (Donnell et al. 2009) The designated design speed and inferred design speed will differ when using larger-than-minimum values (or lower-than-limiting values) of geometric design criteria. When applying this method, the inferred and designated design speeds are plotted on a two-dimensional plot (speed versus roadway length) to evaluate design consistency. This graphic can provide information about setting an appropriate regulatory speed limit that is related to the anticipated operating speeds of a roadway. Large differentials (defined as “poor” in method 1) between the inferred and designated design speeds will likely produce operating speeds that are higher than anticipated in the design process. Figure 30 displays an example of a speed profile based on the inferred design speed approach.

This figure is a generated speed profile for the study segment. Direction of travel is right to left. Overall the figure demonstrates that maximum speed for which all critical design-speed-related criteria are met at a particular location. Note that the designated design speed and inferred design speed will differ when using larger-than-minimum values (or lower-than-limiting values) of geometric design criteria. Also note that large differentials between the inferred and designated design speeds likely will produce operating speeds that are higher than anticipated in the design process. Figure 30 is presented in two parts. The top section is a graph with seven lines depicting field data collected to provide information about setting an appropriate regulatory speed limit that is related to the anticipated operating speeds of a roadway. The vertical axis depicts speed in miles per hour, ranging from 20 to 80 in increments of 10. The horizontal axis depicts longitudinal distance in feet, ranging from 0 to 8,000 in increments of 1,000. Inferred design speed for horizontal curves range from 39 to 80 miles per hour. A maximum inferred design speed was used at some locations, typically along tangents. For these segments, there are no geometric features to limit operating speeds, which could be high. Line 1, labeled 'Inferred Design Speed,' is a dashed green line that zigzags from left to right; it does not dip below approximately 39 due to slight distance restrictions on the vertical axis but extends beyond the highest point of 80 on the vertical axis. Line 2, labeled 'Designated Design Speed,' is a solid, horizontal magenta line at 60 on the vertical axis. Line 3, labeled 'Posted Speed Limit,' is a sold, horizontal yellow line at 55 on the vertical axis. Line 4, labeled '85th-percentile Speed,' is a curved red line that ranges between approximately 53 and 62 on the vertical axis. Line 5, labeled 'Mean Speed,' is a curved blue line that ranges between approximately 47 and 52 on the vertical axis. Line 6, labeled '15th-percentile Speed,' is a curved orange line that ranges between approximately 41 and 51 on the vertical axis. Line 7, labeled 'Advisory Speed,' is a solid, horizontal olive green line at 40 on the vertical axis. The bottom section of the figure is a speed profile plot that shows advisory speeds of 40 miles per hour posted at four horizontal curves and of 50 miles per hour at two other curves, together with the eighty-fifth percentile operating speeds for the successive horizontal curves and tangents. Generally, this demonstrates the effectiveness of a self-enforcing roadway. To illustrate this, the figure shows profile open parentheses a curved solid line close parentheses, datum open parentheses a horizontal dashed line close parentheses, and a bar graph showing radius in feet of the curves in the speed profile.

Source: FHWA.

Figure 30. Illustration. US Route 6 speed profile. (Donnell et al. 2009b)

The framework for the inferred design speed approach process is shown in figure 31. As illustrated, the inferred design speed approach can be used for existing or planned roadways. The information needed for either approach is shown. Example calculations to compute the inferred design speed based on existing or planned roadway features are shown in appendix B.

This flowchart depicts the following movement starting at the left. 'Existing Roadways' flows into 'Obtain Design Documentation' open parenthesis 'Roadway Construction Plans' close parenthesis, which flows into 'Designated Design Speed Determination,' which flows into 'Use Design Plans or Field Measurements.' On the right, 'Planned Roadways' flows into three blocks—'Land Use,' 'Functional Classification,' and 'Topography'—which flow into 'Anticipated Operating Speed or Target Speed,' which flows into 'Designated Design Speed Determination,' which flows into 'Design Roadway Geometry.' 'Use Design Plans or Field Measurements' on the left and 'Design Roadway Geometry' on the right both flow into 'Acquire Roadway Geometric Information,' which flows into 'Calculate Inferred Design Speed for Each Geometric Feature,' which flows into 'Select Lowest Inferred Design Speed for Each Location,' which flows into 'Create Speed Profile Plot,' which flows into and ends with 'Set Speed Limit.'

Source: FHWA.

Figure 31. Flowchart. Framework for inferred design speed approach.

Step 1—Determine the Designated Design Speed of the Roadway

The first step of the inferred design speed approach is to determine the designated design speed of the roadway, which is used to establish the horizontal alignment, vertical alignment, and cross-section elements of the planned roadway. For existing roadways, the designated design speed is typically found in the design documentation, usually located on the cover sheet of the roadway construction plans. For new roadways, the designated design speed needs to be selected. To choose a design speed, the land use, functional classification, and topography need to be identified and considered. Taking those characteristics into consideration, the target speed or anticipated operating speed can be determined, and the design speed can be set based on the target speed. This process is consistent with that found in the 2011 AASHTO Green Book.

Step 2—Acquire Roadway Geometric Information

The next step in the inferred design speed approach requires that all relevant roadway geometric information be used to determine the inferred design speeds. The geometric elements that need to be either identified for existing facilities or designed for planned facilities include the following:

For existing facilities, the dimensions of the geometric elements can be determined using the design plans or measured in the field. For planned facilities, this information can be found on the plan, profile, and cross-section sheets of the design plans.

Step 3—Calculate Inferred Design Speed for Geometric Features

Once all the dimensions of the geometric elements have been calculated and determined across the entire roadway segment, the inferred design speeds associated with each geometric element can be calculated. The inferred design speed is calculated differently for the various geometric features. Each method for calculating the inferred design speeds is described below.

0.01 times e plus f equals the quotient of V to the second power divided by 15 times R.

Figure 32. Equation. Horizontal curve.

Where:

V = speed (mph (km/h)).
e = rate of superelevation (percent).
f = side-friction demand factor.

A equals the absolute value of vertical bar G subscript 2 minus G subscript 1 vertical bar.

Figure 33. Equation. Algebraic difference in grades. (AASHTO 2011)

Where G1and G2 are grades (percent).

L equals the quotient of A times open parenthesis SSD to the second power close parenthesis divided by 2158. For SSD less than L.

Figure 34. Equation. Length of crest vertical curve when SSD is less than the length. (AASHTO 2011)

L equals 2 times open parenthesis SSD close parenthesis minus the quotient of 2158 divided by A. For SSD greater than L.

Figure 35. Equation. Length of crest vertical curve when SSD is greater than the length. (AASHTO 2011)

The equations in figure 36 and figure 37 are from the 2011 Green Book; they can be used to calculate the inferred design speed for sag vertical curves. (AASHTO 2011)

L equals 2 times SSD minus the quotient of 200 times open parenthesis H plus S times the tangent of beta close parenthesis divided by A. For SSD greater than L.

Figure 36. Equation. Length of sag vertical curve when SSD is greater than the length. (AASHTO 2011)

Where:

β = incline angle of the headlight beam relative to the horizontal plane of the car.
H = height of headlight above the roadway (ft (m)).

L equals the quotient of A times open parenthesis SSD to the second power close parenthesis divided by 200 times open parenthesis H plus S times the tangent of beta close parenthesis. For SSD less than L.

Figure 37. Equation. Length of sag vertical curve when SSD is less than the length. (AASHTO 2011)

For the sag and crest vertical curve equations shown above, once the SSD has been determined, the inferred design speed can be determined using the Green Book and identifying which design speed is associated with the SSD.

SSD equals 1.47 times V times t plus 1.075 times the quotient of V to the second power divided by a.

Figure 38. Equation. Available SSD. (AASHTO 2011)

Where:

SSD = available stopping sight distance (ft (m)).
V = inferred design speed (mph (km/h)).
t = perception-reaction time (2.5 s).
a = deceleration rate (11.2 ft/s2 (km/s2)).

When more than one inferred design speed is calculated for a location, the lower value controls the inferred design speed for that location. When a section of highway does not have an inferred design speed, such as a tangent section with no sight distance restrictions, the inferred design speed is infinity; however, a practical limit for such sections should be used. Examples from past research on two-lane rural highways have used 100 mph (160.9 km/h) as the maximum inferred design speed. (Donnell et al. 2009)

Step 4—Create a Speed Profile

After the inferred design speeds have been determined for all roadway sections, a speed profile plot can be created. An example speed profile is shown in figure 30. The designated design speed and inferred design speeds are plotted along a roadway section. On planned roadways, the inferred design speed, designated design speed, and predicted 85th-percentile operating speed should be plotted to assess how drive speed choice may relate to the design speed measures and the intended posted speed limit. For existing roadways, the speed profile plots may also include the 85th-percentile operating speed, posted speed limit, and other site-specific speed metrics (e.g., advisory speeds, mean speed).

Step 5—Set Speed Limit

Using the speed profile plot created in the previous step, an appropriate speed limit can be selected for the roadway. To create a self-enforcing roadway, the inferred design speed, actual or desired operating speeds, and posted speed limit should be within an acceptable range that should be determined early in the design process. The relationships between the speeds on the speed profile plot provide insights regarding an appropriate posted speed limit. An example of attaining speed harmony is when a posted speed limit is equal to the 85th-percentile operating speed, and both are equal to or lower than the designated or inferred design speed.

METHOD 3—DESIGN CONSISTENCY METHODS

The use of design consistency methods, such as operating speed models, is another method used to design self-enforcing roadways that involves setting speed limits based on a predicted operating speed. These models aid in analyzing roadway design consistency by predicting operating speeds based on the geometry of the design. Design consistency can be evaluated manually using a series of equations, or the design values can be input into an automated computer operating speed model, such as the DCM of the FHWA's IHSDM.

While the equations produce anticipated operating speeds, the IHSDM is also able to estimate operating speeds, identify potential inconsistencies in speeds, and estimate crash frequency (using the Crash Prediction Module rather than the DCM), among other features. Using a design consistency method requires detailed geometric design data. These data are often not available in early project planning efforts or when geometric configurations are being planned. However, computer-aided files (or geometric design data) can be entered into the software. The IHSDM estimates 85th-percentile operating speeds, including acceleration and deceleration rates approaching and departing curves, and compares operating speeds on successive design elements. It also compares the designated design speed to the 85th-percentile operating speed. Speed differences less than 6 mph (9.7 km/h) are considered “good,” while speed differences greater than 6 mph (9.7 km/h) are considered “fair” (if less than or equal to 12 mph (19.3 km/h)) or “poor” (if greater than 12 mph (19.3 km/h)).

The design consistency framework is shown in figure 39.

This flowchart depicts three blocks—labeled 'Design Plans,' 'Field Measurements,' and 'Computer Software Design File'—that flow into 'Acquire Roadway Geometric Information,' which flows into 'Determine Operating Speed Method,' which flows into two blocks: 'Manual Approach open parenthesis e.g., speed prediction equations close parenthesis' on the left and 'Automated Approach open parenthesis e.g. IHSDM close parenthesis' on the right. 'Manual Approach open parenthesis e.g. speed prediction equations close parenthesis' flows into 'Input Geometric Features Into Operating Speed Equations.' 'Automated Approach open parenthesis e.g. IHSDM close parenthesis' flows into 'Input Roadway Design Into Software.' 'Input Geometric Features Into Operating Speed Equations' and 'Input Roadway Design Into Software' flow into 'Check Consistency Among Anticipated Operating Speeds.' If yes, 'Check Consistency Among Anticipated Operating Speeds' flows into 'Set Speed Limit in Accordance With Predicted Operating Speed.' If no, 'Check Consistency Among Anticipated Operating Speeds' flows into either 'Revise Alignment' on the left or 'Revise Alignment' on the right. 'Revise Alignment' on the left flows up and returns to 'Manual Approach open parenthesis e.g., speed prediction equations close parenthesis.' 'Revise Alignment' on the right flows up and returns to 'Automated Approach open parenthesis e.g. IHSDM close parenthesis.'

Source: FHWA.

Figure 39. Flowchart. Framework for using design consistency methods.

The process for designing a self-enforcing road using operating speed models is described below.

Step 1—Acquire Roadway Geometric Information

In order to apply the operating speed prediction models (equations) or to use the automated methods included in the ISHDM to design self-enforcing roads, specific roadway geometric design information is needed. The dimensions for the following geometric design features and other design components should be assembled when using the IHSDM DCM, if applicable:

Other geometric design feature dimensions that may be needed when using a design consistency method different from the IHSDM DCM are as follows:

The geometric information can be measured in the field for existing roadways or record drawings. Alternately, if available, design plans can be referenced for both existing and planned facilities.

Step 2—Determine Operating Speed Method to Use and Apply

After acquiring all roadway geometric information, the next step in the operating speed model approach to design self-enforcing roadways is to determine which operating speed method should be used. Manual approaches assess design consistency using equations developed by Fitzpatrick et al. (2000a, 2000b); automated design consistency approaches can apply computer software such as the IHSDM.

The 85th-percentile operating speeds can be approximated using the equations shown in table 15. Each equation shown has various alignment conditions for which it can be applied. Anticipated operating speeds should be calculated at all points along the roadway when the geometry changes. By calculating operating speeds at all points along a roadway segment, all operating speeds can be compared, and it can be determined if there is consistency among the operating speeds.

Table 15. Equations used to calculate vehicle operating speeds.
No. Study Year Equation R2 Conditions/Notes
1 Fitzpatrick et al. 2000a V subscript 85 equals 106.30 minus the quotient of 3595.29 divided by R. 0.92 Horizontal curve on grade:
0 ≤ G < 4 or horizontal curve combined with sag vertical curve
2 Fitzpatrick et al. 2000a V subscript 85 equals 96.46 minus the quotient of 2744.49 divided by R. 0.56 Horizontal curve on grade:
4 ≤ G < 9
3 Fitzpatrick et al. 2000a V subscript 85 equals 100.87 minus the quotient of 2720.78 divided by R. 0.59 Horizontal curve on grade:
-9 ≤ G < 0
4 Fitzpatrick et al. 2000a V subscript 85 equals 101.90 minus the quotient of 3283.01 divided by R. 0.78 Horizontal curve combined with limited sight distance crest vertical curve
5 Fitzpatrick et al. 2000a V subscript 85 equals 111.07 minus the quotient of 175.98 divided by K. 0.54 Vertical crest curve with limited sight distance on horizontal tangents
6 Fitzpatrick et al. 2000a V subscript 85 equals 100.19 minus the quotient of 126.07 divided by K. 0.68 Sag vertical curve on horizontal tangent

V85 = 85th-percentile operating speed (km/h) (1 km/h = 0.621371 mph); R = radius; and K = rate of vertical curvature.

IHSDM can be used to evaluate the design consistency of a roadway. The statistical models developed by Fitzpatrick et al. (2000a, 2000b) are also the basis for the IHSDM DCM. The statistical models developed by Banihashemi et al. (2011) are also incorporated into the IHSDM DCM for lower speed roadways. If using a software program, the user should have the ability to input the roadway design into the software. Typically, the design can be entered manually into the software. Either design plans or field measurements can be referenced to input the design. The IHSDM DCM estimates the 85th-percentile operating speed profiles and applies the design consistency criteria to each direction of travel separately. IHSDM can create a report indicating the level of design consistency along the alignment. Sections with poor consistency (i.e., design inconsistencies) are identified.

Operating speed consistency between adjacent elements may have an association with traffic safety and crash experience (i.e., the greater the differential in operating speed between adjacent horizontal design elements, the higher the expected crash risk). (Wu et al. 2013) If large inconsistencies in anticipated operating speeds are identified, the designs should be modified to produce operating speeds that are more consistent among successive design elements or between the operating speed and designated design speed of the roadway.

Step 3—Set Speed Limit

After one of the design consistency methods is applied, the next step in this design approach is to set a speed limit for the roadway. A speed limit can be set according to statutory speed limits or by using results from the design consistency evaluation (i.e., 85th-percentile operating speed). If a speed limit is to be set according to predicted operating speed, the highest expected operating speed output for the analysis segment should be identified. The posted speed limit should be set to the highest 5-mph (8.0-km/h) increment that is consistent with the model output. This would imply that the expected operating speed at all speed-influencing features is equal to or lower than the posted speed limit.

METHOD 4—APPLY EXISTING GEOMETRIC DESIGN CRITERIA

Another candidate method to design a self-enforcing or self-explaining two-lane rural highway is to apply existing geometric design criteria so that operating speeds are consistent with designated design speeds. Current geometric design methods, such as those from the AASHTO Green Book, rely on minimum or limiting values; there are no maximum values offered. (AASHTO 2011) Because the Green Book also recommends using larger than the minimum values for different design elements, resulting operating speeds often exceed designated design speeds. This is likely the result of inferred design speeds exceeding the designated design speed, and as a result, the geometric elements have little influence on driver speed choice. Based on existing operating speed models, the use of minimum or near-minimum criteria do appear to be associated with lower driving speeds, while conservatively applying the design criteria produces higher operating speeds.

As such, establishing an upper limit to current geometric design criteria may help produce operating speeds that are consistent with designated design speeds and posted speed limits. When designing roadways, the values recommended in the Green Book can be used as the minimum values for the geometric elements. The upper limit for design criteria that are influenced by the designated design speed can be determined using operating speed model equations. Figure 40 depicts various operating speed model equations by Fitzpatrick et al. (2000a), represented by the solid lines, and the design speed values from the 2011 Green Book, denoted by the dashed lines. While the operating speed models developed by Fitzpatrick et al. (2000a) are used in figure 40, other 85th-percentile operating speed models can be used, such as those shown in chapter 4 or appendix A of this guidance report.

The vertical axis of this graph depicts 85th-percentile speed in kilometers per hour, ranging from 0 to 120 in increments of 10. The horizontal axis depicts radius of curvature in meters, ranging from 0 to 1,000 in increments of 100. The graph has nine numbered lines in various colors. Lines 1 through 4 are solid and labeled 'Fitzpatrick et al. open parenthesis 2000 close parenthesis.' Lines 5 through 9 are dashed. Line 1 is dark green, line 2 is purple, line 3 is teal, and line 4 is brown. Line 5 is brown and labeled 'Design Speed open parenthesis e equals 4 percent close parenthesis.' Line 6 is lime green and labeled 'Design Speed open parenthesis e equals 6 percent close parenthesis.' Line 7 is purple and labeled 'Design Speed open parenthesis e equals 8 percent close parenthesis.' Line 8 is blue and labeled 'Design Speed open parenthesis e equals 10 percent close parenthesis.' Line 9 is orange and labeled 'Design Speed open parenthesis e equals 12 percent close parenthesis.' Lines 1 through 4 start near coordinate 100 on the horizontal axis and between coordinates 61 and 67 on the vertical axis and then move up and to the right before stopping in a range of approximately 880 on the horizontal axis and between 93 and 102 on the vertical axis. The order of the solid lines from lowest to highest along the vertical axis is 2, 3, 4, and 1. The five dashed lines start at the approximate coordinate of (1,14) and then move up and to the right with greater slope than the solid lines, ending in the approximate ranges of 421 to 560 on the horizontal axis and 100 to 110 on the vertical axis. The order of the dashed lines from lowest to highest along the horizontal axis is 9, 8, 5, 7, and 6. A red rectangle, covering a range of 340 and 420 meters on the horizontal axis, extends to approximately 93 on the vertical axis and contains lines 2, 3, 4, 5 and 6.

Source: FHWA.
Note: 1 km/h = 0.621371 mph; 1 m = 3.28 ft.

Figure 40. Graph. Ranges of radius of curvature for 85th-percentile and design speeds.

As shown in figure 40, there is a range of values for the radius of curvature that produce the same 85th-percentile operating speeds. An example is highlighted using the red lines in figure 40. The 85th-percentile operating speed equation shown for the example is an equation produced by Fitzpatrick et al. (2000a) to predict speeds on horizontal curves combined with limited sight distance crest vertical curves. The design speed used for the minimum values is the value for roadways with a superelevation of 8 percent from the 2011 Green Book. In this example, the design speed and the target 85th-percentile speed are 58.41 mph (94 km/h) (interpreted using figure 40). Using the Green Book-recommended values for the minimum and the 85th-percentile operating speed equation for the maximum value, an operating speed of 58.41 mph (94 km/h) can be achieved using a radius of curvature ranging from 1,115.49 to 1,377.95 ft (340 to 420 m) for roadways with horizontal curves combined with limited sight distance crest vertical curves. For roads with a superelevation of 8 percent, the Green Book recommends not using a radius of curvature smaller than 1,115.49 ft (340 m). Using a radius of curvature larger than 1,377.95 ft (420 m) may produce 85th-percentile operating speeds larger than the target speed of 58.41 mph (94 km/h).

This process can be used for roadways with different superelevations, vertical grades, and sight distances, or combinations of horizontal and vertical curves. The designated design speeds from the Green Book are different for roads with different maximum rates of superelevation. The operating speed models estimated by Fitzpatrick et al. (2000a), illustrated in figure 40, can be applied for a variety of conditions, such as different vertical grades or various combinations of vertical and horizontal curves. Comparing the designated design speed to the expected operating speed based on a set of geometric features may produce speed harmony for planned roadways.

A candidate framework for applying geometric design criteria as a method to produce self-enforcing roadways is shown in figure 41.

This flowchart depicts the following movement: 'Set Upper Limit for Geometric Design Criteria' flows into 'Select Geometric Feature to Design,' which flows into 'Calculate Design Feature Value Based on AASHTO Green Book,' which flows into 'Use Minimum or Near-Minimum Value,' which flows into 'Do Not Exceed Upper Limit of Geometric Design Criteria.'

Source: FHWA.

Figure 41. Flowchart. Framework for applying geometric design criteria.

METHOD 5—COMBINATION OF SIGNS AND PAVEMENT MARKINGS

Drivers use visual cues along the roadway to make decisions regarding steering, braking, and throttle inputs. Regarding self-enforcing roadways, drivers using the roadway context to select an operating speed. While there are many factors that affect speed choice, some of these factors include cross-section dimensions, horizontal and vertical alignment, visibility of pavement markings, presence and visibility of signs, posted speed limit, ambient weather conditions, and enforcement presence. (Shinar 2007) Smiley (2016) noted that the primary focus of driver attention is speed control, while a secondary focus is responding to signs.

While signs and pavement markings are important driver decisionmaking inputs, the “human capacity to process information is limited.” (Smiley 2016) Consistent road designs allow drivers to “accurately predict the correct path while using minimal visual information processing capacity” in addition to reducing the workload of the driver. (Fitzpatrick et al. 2000b) Information portrayed to drivers needs to be limited, consistent, and displayed in recognizable patterns, while visual clutter should be minimized and displayed in small chunks to be effective. (Smiley 2016)

A combination of traffic signs and pavement markings can be applied to existing roadway facilities to support the self-enforcing road concepts. A combination of signs and pavement markings can be used to help reduce speeds as a retrofit for existing roadways when reconstructing the road is not feasible. Signs and pavement markings communicate information to drivers regarding speed choice and may encourage drivers to select speeds that are more in harmony with the posted speed limit on the roadway. Many signs and pavement markings have been evaluated and found to affect speeds, and possibly reduce speeds. No published research exists that outlines a process that practitioners may use to implement signs and pavements markings as speed management tools. However, table 16 shows various treatments and combinations of treatments from a study by Boodlal et al. (2015) and indicates how each traffic control device is associated with operating speeds. If there are certain conditions under which the traffic control device should be applied, such as certain geometric conditions, they are noted in table 16.

Table 16. Sign and pavement marking roadway treatments that possible affect speeds. (Boodlal et al. 2015).
Treatment Description Effectiveness Image Image Number and Caption
Add centerline and edge line pavement markings Edge line pavement markings and painted center median to reduce lane widths Decrease 85th-percentile speeds 1 mph (1.6 km/h) on rural main roads, 2 mph (3.2 km/h) on rural two-lane roads during day, 1 mph (1.6 km/h) on rural two-lane roads at night, 0.5 mph (0.8 km/h) on rural two-way roads at stop-controlled intersections
This photo shows an image of a road with edge line pavement markings. The center median is painted to reduce lane widths.
Source: FHWA.
Figure 42. Photo. Centerline and edge line pavement markings on road.
Advisory speed limit sign Yellow sign displaying advisory speed limit for certain conditions that require a speed lower than the posted speed limit 15-percent reduction in 85th-percentile speeds
This is a picture of a '35-mph' speed limit sign.
Source: FHWA.
Figure 43. Photo. Advisory speed limit sign.
Chevron sign Chevron alignment signs for guidance on horizontal curves Study 1: 0.7- to 1.28-mph (1.1- to 2.1-km/h) reduction in 85th-percentile speeds on horizontal curves; Study 2: 1.5- to 3.28-mph (2.4- to 5.28-km/h) reduction in 85th-percentile speeds on horizontal curves; Study 3: 1.28-mph (2.1-km/h) reduction in 85th-percentile speeds on horizontal curves
This photo shows a two-lane road curving to the right. There are chevron alignment signs on the left that guide drivers to notice the horizontal curve in the road.
©Iowa State University.
Figure 44. Photo. Chevron signs around a horizontal curve.
Converging chevron marking pattern White chevrons installed in a series to give drivers the illusion of driving faster Study 1: potential to reduce 85th-percentile speeds by 11-24 percent; Study 2: 85th-percentile speed reduction by 3 mph (4.8 km/h) from an FHWA report
This is an aerial photo of a road with white chevrons installed in a series to give drivers the illusion of driving faster.
©Iowa State University.
Figure 45. Photo. Chevron pavement markings on a road.
Enhanced speed limit legend with colored surfacing Pavement marking in middle of lane displaying speed limit surrounded by colored box 2-mph (3.2-km/h) reduction in 85th-percentile speed on rural main roadways
This is a photo of a two-lane road with pavement markings in the middle of each lane that display the speed limit. These pavement markings are boxes of red with the speed limit in white writing.
©Iowa State University.
Figure 46. Photo. Red speed limit pavement marking on road.
Optical speed bars Transverse marking either perpendicular to edge lines or entire lane, spaced specifically to give drivers perception of driving faster Reports of reducing 85th-percentile speeds in differing amounts—0 to 5 mph (0 to 8.0 km/h)
This is a photo of a two-lane road with transverse markings on both sides of the lane (the edge line and the center line). The transverse markings are spaced specifically to give drivers the perception of driving faster.
©Virginia Center for Transportation Innovation and Research (Arnold and Lantz 2007).
Figure 47. Photo. Optical speed bars on a road.
Red border speed limit sign Speed limit sign with red border around it 3-mph (4.8 km/h) reduction in 85th-percentile speed on two-lane highways
This is a photo of a white speed limit sign with black text and a red border. The sign reads as follows: 'SPEED LIMIT 55.'
©Texas Transportation Institute, 2004.
Figure 48. Photo. Speed limit sign with red border.
SLOW pavement marking legend SLOW pavement marking legend installed in middle of travel lane Study 1: 1-mph increase in 85th-percentile speeds; Study 2: 2-mph (3.2-km/h) reduction of 85th-percentile speeds
This is a photo of a two-lane road with a pavement marking that reads 'SLOW' with a curved arrow above that indicates there is about to be a curve in the road. The pavement marking has a bar both above the curved arrow and below the wording.
©Iowa State University.
Figure 49. Photo. SLOW pavement marking in middle of lane on a road before a horizontal curve.
Speed feedback sign Dynamic signs displaying the operating speed of vehicles Reduction of 85th-percentile speeds 2 to 7 mph (3.2 to 11.3 km/h)
This is a photo of a dynamic sign that digitally displays the speed of the passing operating vehicle. The sign has a black background and the display text appears in yellow and it reads as follows: 'YOUR SPEED 26.'
©Iowa State University.
Figure 50. Photo. Dynamic speed feedback sign on the side of a road.
Speed limit pavement marking legend Pavement marking in middle of lane displaying speed limit 1-mph reduction in 85th-percentile speeds on rural main roadways
This is a photo of a speed limit pavement marking in the center of a travel lane that reads as follows: 'MPH 25.'
©Iowa State University.
Figure 51. Photo. White speed limit pavement marking in middle of lane.
Speed-activated speed-limit-reminder sign Sign that is speed activated by approaching vehicles that display speed limit 5-mph (8.0-km/h) reduction in 85th-percentile speed on major roads
This is a photo of a speed-activated speed-limit-reminder sign. It is activated by approaching vehicles and displays their current speed. The sign shows the legal speed limit above, in this case, 35, and below is a digital screen that shows drivers their current speed, in this case, 72.
©Pennsylvania State University.
Figure 52. Photo. Speed-activated speed-limit-reminder sign.
Speed-activated warning sign Warning sign that is speed activated when speed limit is exceeded. The speed activated sign says YOU ARE SPEEDING IF FLASHING Study 1: 1-mph (1.6 km/h) reduction in 85th-percentile speeds on interstate rural curves; Study 2: 1.6- to 4.7-mph (2.3- to 7.6-km/h) reduction in 85th-percentile speeds on multilane highways; Study 3: 3-mph (4.8-km/h) reduction in 85th-percentile speeds on rural four-lane divided highways
This is a photo of a speed-activated warning sign. When the speed limit is exceeded, the flashing lights on the sign are activated. The sign is an orange diamond that reads as follows: 'YOU ARE SPEEDING IF FLASHING.'
©Transportation Research Board, 2007.
Figure 53. Photo. YOU ARE SPEEDING IF FLASHING sign on side of road.
Transverse markings Painted raised or flat white transverse markings across center of a travel lane Study 1: 0.2-mph (0.3-km/h) reduction in 85th-percentile speed on rural horizontal curves; Study 2: 1.4- to 3.9-mph (2.3- to 6.3-km/h) reduction in 85th-percentile speeds on rural highways; Study 3: 3- to 10-mph (4.8- to 16.1-km/h) reduction in 85th-percentile speeds on rural highways; Study 4: 4-mph (6.4-km/h) (11-percent) reduction in 85th-percentile speeds in work zones
This is a photo of a four-lane road, two lanes of traffic per side. There are white transverse pavement markings painted onto the travel lanes that span almost the entire width of the travel lane.
©Virginia Center for Transportation Innovation and Research, 2007.
Figure 54. Photo. Transverse pavement markings painted on travel lanes.
Transverse pavement markings with speed feedback sign Transverse pavement markings in combination with speed feedback signs 4-mph (6.4-km/h) reduction in 85th-percentile speeds
This is a photo of a two-lane road with white transverse pavement markings on both sides of the travel lane.
Source: FHWA.
Figure 55. Photo. Transverse pavement markings painted on travel lane.
Variable speed limit sign Dynamic message sign displaying information related to speed limit Study 1: 4.7- to 8-mph (7.6- to 12.9-km/h) reduction in 85th-percentile speeds; Study 2: 5-mph (8.0 km/h) reduction in 85th-percentile speeds; Study 3: 0.47- to 0.75-mph (0.8- to 1.2-km/h) reduction in 85th-percentile speeds per every 1-mph (1.6-km/h) reduction in posted speed limit
This is a photo of a highway with three lanes of traffic headed in the same direction. Above the traveling vehicles is a dynamic variable message sign and a separate digital speed limit sign. The dynamic variable message sign displays traffic information and the speed limit sign displays the current speed limit. The signs in this photo read as follows: 'CONGESTION AHEAD,' and 'SPEED LIMIT 45.'
Source: FHWA.
Figure 56. Photo. Dynamic variable message sign displaying speed limit and traffic information.
Zigzag pavement markings Zigzag pavement markings painted in travel lane to indicate horizontal curves or crosswalks 1.3-mph (2.1-km/h) reduction in 85th-percentile speeds in suburban areas
This is a photo of a two-lane road with white zigzag pavement markings. These markings are painted in the travel lane to indicate horizontal curves or crosswalks.
©Virginia Center for Transportation Innovation and Research (Dougald 2007).
Figure 57. Photo. Zigzag pavement markings painted on a lane.

METHOD 6—SETTING RATIONAL SPEED LIMITS

Another approach to develop self-enforcing, or self-explaining, roadways is to set speed limits that are reasonable, rational, and consistent with the features of the roadway. A Web-based tool that can be used to provide guidance regarding appropriate posted speed limits for all road types is USLIMITS2, which was produced by FHWA. (FHWA 2016b) The tool determines rational speed limits through expert knowledge of speed limits and a series of decision rules and procedures applied to a particular scenario.

A proposed framework to establish rational speed limits is shown in figure 58.

This flowchart depicts the following movement: 'Determine/Calculate Roadway and Site Information' flows into 'Input Roadway Information into USLIMITS2,' which flows into 'Submit Entry,' which flows into 'Review Output,' which flows into 'Select Speed Limit Based on USLIMITS2 Recommendation.'

Source: FHWA.

Figure 58. Flowchart. Framework for setting rational speed limits.

The process of using USLIMITS2 is described in the steps below.

Step 1—Determine Roadway Information

The first step in using USLIMITS2 is to identify and calculate all necessary roadway and site information to be inputted into the software. The information provided below should be determined for each roadway where a recommended speed limit is desired. There is general and specific information required to use the program; rational posted speed limits are offered for limited-access freeways, road sections in undeveloped areas, and road sections in developed areas. Road sections in undeveloped areas are the most appropriate category within USLIMITS2 for rural two-lane highways. All necessary information is provided as follows: (FHWA 2014)

Step 2—Input Information into Program and Obtain Output

Once all area and roadway information has been identified and calculated, the next step in the process is to input all relevant roadway information into the USLIMITS2 Web software. As noted earlier, the information is specific to each roadway type, and the software indicates a description of the information required in each field of the program.

After the required information is inputted and the project entry is submitted, USLIMITS2 produces a Speed Zoning Report that provides a summary of the basic project; roadway, crash data, and traffic information; and a recommended speed limit for the roadway. The more information provided in the software, the more accurate the recommended speed limit will be and the more representative it will be of the actual site conditions.

Step 3—Set Speed Limit

After obtaining output from the USLIMITS2 software, the next step in the procedure to set a rational speed limit is to select a posted speed limit. The posted speed limit can be set according to either a statutory speed limit or according to the recommended speed limit from USLIMITS2. USLIMITS2 does take into consideration the statutory speed limit of the area along with other roadway, crash, and traffic information. Setting a speed limit in accordance with the recommendation from USLIMITS2 can produce a more self-enforcing roadway than using only a statutory speed limit.

The six methods presented in this section are candidate processes that may lead to self-enforcing roadways. Some of the methods have similar concepts. For example, the speed feedback loop process, the design consistency method, and the application of geometric design criteria all consider operating speed models. The speed feedback loop process and the design consistency method are both based in design consistency principles.

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