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Federal Highway Administration Research and Technology
Coordinating, Developing, and Delivering Highway Transportation Innovations

This report is an archived publication and may contain dated technical, contact, and link information
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Publication Number:  FHWA-HRT-14-034    Date:  August 2014
Publication Number: FHWA-HRT-14-034
Date: August 2014



1. Minchin Jr., R.E. and Smith, G.R. (2001). "Quality-Based Performance Rating of Contractors for Prequalification and Bidding Purposes," NCHRP Web Document 38, Transportation Research Board, Washington, DC. Retrieved from http://onlinepubs.trb.org/onlinepubs/nchrp/nchrp_w38.pdf

2. Lambert, D.E. and Hancher, S.E. (2002). "Quality-Based Prequalifications of Contractors," Transportation Research Record: Journal of the Transportation Research Board, No. 1813, Transportation Research Board, Washington, DC.

3. Shane, D.D. and Gransberg, J.S. (2010). "Construction Manager-at-Risk Project Delivery for Highway Programs," NCHRP Synthesis 402. Transportation Research Board, Washington, DC.

4. Scott, S., Molenaar, K.R., Gransberg, D.D., and Smith, N. (2006). "Best Value Procurement for Highway Construction Projects," NCHRP Report 561, Transportation Research Board, Washington, DC.

5. Shane, J.S., Gransberg, D.D., Molenaar, K.R. and J.R. Gladke. (2006). "Legal Challenge to a Best-Value Procurement System," Journal of Leadership and Management in Engineering, Vol. 5, pp. 1-6.

6. Smith, H.R., and Thomas, G.R. (1994). "Criteria for Qualifying Contractors for Bidding Purposes," NCHRP Synthesis of Highway Practice 190, Transportation Research Board, Washington, DC.

7. Delaware Code. Title 29, Chapter 69. 29 Del. C. § 6962. Public Works Contracting. 2001.

8. U.S. Federal Government. Title 23 Code of Federal Regulations 637 part B.

9. FHWA. (1998). "Contractor Quality Control Guidelines and Example Quality Control Plan," Federal Highway Administration, Federal Lands Highway Office, Washington, DC.

10. Feeney, J. and Ernzen, T. (2002), "Contractor-Led Quality Control and Quality Assurance Plus Design-Build: Who Is Watching The Quality?" Transportation Research Record: Journal of the Transportation Research Board, No. 1813, pp. 253-259.

11. Myers, L. (2009). "Performance Bond Cost Effectiveness Analysis," Graduate Thesis, University of Florida, Gainesville, FL.

12. Molenaar, K.R., and Songer, A.D. (1998) "Model for Public Sector Design-Build Project Selection," Journal of Construction Engineering and Management, Vol. 124, pp. 467-479.

13. New South Wales Department of Commerce. (2007). "Contractor Prequalification and Best Practice Accreditation Scheme for Construction and Related Works," Sydney, NSW, Australia.

14. Hancher, D.E. and Lambert, S.E. (2001). "Quality Based Prequalification of Contractors," Publication No. KTC-01-24/SPR 212-00-1F, Kentucky Transportation Center, University of Kentucky Department of Engineering, Lexington, KY.

15. CTC & Associates LLC. (2002). "Contractor Prequalification Quality-Based Rating, Transportation Synthesis Report." Wisconsin Department of Transportation, Madison, WI.

16. Graham, G., Holt, G.D., Sönmez, M., & Yang, J.B. (2002). "Applying Evidential Reasoning to Prequalifying Construction Contractors," Journal of Management in Engineering, Vol. 18, pp. 111-119.

17. Gransberg, D.D. and Riemer, C. (2009) "Performance-Based Construction Contractor Prequalification," NHRP Synthesis 390, Transportation Research Board, Washington, DC.

18. Dye Management Group, Inc. (2010). "Study of Most Effective Practices for Determining Construction Contractors' Eligibility to Bid on Construction Projects: Report to the Michigan Department of Transportation," Bellevue, WA.

19. Molenaar, K.R, Gransberg, D.D., Scott, S., Downs, D., and Won, S. (2008). "AASHTO Guide for Design-Build Procurement," American Association of State Highway and Transportation Officials, Washington, DC.

20. Gransberg, D.D., Molenaar, K.R., and Datin, J.N. (2008). "Quality Assurance in Design-Build Projects," NCHRP Synthesis 376, National Cooperative Highway Research Program, Transportation Research Board, Washington, DC.

21. Touran, A., Gransberg, D.D., Molenaar, K.R., Ghavamifar, K., Mason, D.J., and Fithian, L.A. (2009). "A Guidebook for the Evaluation of Transit Project Delivery Methods," TCRP Report 131, Transportation Research Board, Washington, DC.

22. Touran, A., Gransberg, D.D., Molenaar, K.R., Bakshi, P., and Ghavamifar, K. A (2009). "Guidebook for the Selecting Airport Capital Project Delivery Methods," ACRP Report 21, Transportation Research Board, Washington, DC.

23. Russell, J. S., D. E. Hancher, and M. J. Skibniewski. (1992). "Contractor Prequalification Data for Construction Owners," Construction Management and Economics, Vol. 10.

24. Al-Gobali, K.H., and Bubshait, A.A. (1996). "Contractor Prequalification in Saudi Arabia," Journal of Management in Engineering, Vol. 12, No. 2, pp. 50-54.

25. McLawhorn, N. (2002). "Contractor Prequalification Quality-Based Rating: Transportation Synthesis Report," Wisconsin Department of Transportation, Madison, WI. pp. 1-10.

26. Connecticut General Assembly Office of Legislative Research. (2007). "Contractor Prequalification Program," OLR Research Report No. 2007-R-0596. Retrieved from http://www.cga.ct.gov/2007/rpt/2007-R-0596.htm

27. Ellicott, M.A. (1994). "Proceedings from Area Engineer's Conference, Best-Value Contracting." Transatlantic Division, U.S. Army Corps of Engineers, Winchester, VA.

28. Parvin, C. (2000). "Design-build: Evaluation and Award," Roads and Bridges, Vol. 13, No. 12, p. 12.

29. Cabana, G., Liautaud, G., and Faiz, A. (1999). "Areawide Performance-Based Rehabilitation and Maintenance Contracts for Low-Volume Roads," Transportation Research Record: Journal of the Transportation Research, No. 1652. pp. 128-137. Transportation Research Board, Washington DC.

30. Molenaar, K.R., & Johnson, D.E. (2003). "Engineering the Procurement Phase to Achieve Best Value," Leadership in Management Engineering, Vol. 3, No. 3, pp. 137-141.

31. Western Federal Lands Highway Division. (2005). "Construction Management Manual," Federal Highway Administration, Vancouver, WA.

32. U.S. Department of Defense. (2011). "Construction Contractor Appraisal Support System (CCASS) Policy." Retrieved from https://www.cpars.gov/cparsfiles/pdfs/CCASSPolicyManual.pdf

33. Sadler, D.A. (2007). "Contractor Evaluation System," Unpublished presentation, Florida Department of Transportation, Tallahassee, FL.

34. Ontario Ministry of Transportation. (2007) "Qualification Procedures for Contractors," Publication No. CRF 07-01, Ontario Ministry of Transportation, Toronto, ON.

35. Tunistra, T. (2008). "Ontario Ministry of Transportation Prequalification Program," Unpublished working papers, St. Catherine, ON.

36. Keith, R. Bond. (2008). "FAQ's for Contractors," Retrieved from http://www.rkabonds.com/faq.asp

37. (2007). "Contractor Performance Assessment Reporting System," PowerPoint slides, Retrieved from http://www.cpars.gov/allapps/cpartrng/documents/CPARS/CPARS%20Presentation.pdf

38. Connecticut Department of Transportation. (2010). "Contractor Performance Rating Evaluation Form & Guide." Retrieved from http://www.ct.gov/dot/lib/dot/documents/dconstruction/construction_manual/constmanual_ver2_2_jan11.pdf

39. Florida Department of Transportation. (2004). "Construction Project Administration Manual, Section 13.1," Retrieved from http://www.dot.state.fl.us/construction/manuals/cpam/New%20Clean%20Chapters/Chapter13s1.pdf

40. Indiana Department of Transportation. (2011). "Indiana Performance Rating Instructions." Retrieved from http://www.in.gov/indot/files/CR2Instructions.pdf

41. Illinois Department of Transportation. (2011). "Contractor's Performance Evaluation Form BC1777." Retrieved from http://www.dot.il.gov/constructionmanual/formsandreports.html

42. Iowa Department of Transportation. (2001). "Contractor Evaluation Report." Retrieved from http://www.iowadot.gov/construction/contract_admin/contrevalinstructionstype.doc

43. Kansas Department of Transportation. (2011). "Construction Manual Section 102." Retrieved from http://www.ksdot.org/burConsMain/specprov/2007SSDefault.asp#100

44. Kentucky Department of Highways (2011). "Contractor's Performance Report." Retrieved from http://transportation.ky.gov/Construction/Documents/TC%2014-19.pdf

45. Maine Department of Transportation. (2011). "Contractor Performance Ratings." Retrieved from http://www.maine.gov/mdot/contractors/support/

46. Maryland State Highway Administration. (2011). "Rating of Contractor/Subcontractor." Retrieved from http://siteresources.worldbank.org/INTROADSHIGHWAYS/Resources/338993-1122496826968/cn_ntk6a.pdf

47. Massachusetts Department of Transportation. (2010). "Contractor Performance Reports (Engineering Directive E-10-002)." Retrieved from http://www.mhd.state.ma.us/downloads/engineeringDirectives/2010/E-10-002.pdf.

48. Massachusetts Department of Transportation. (2011). "Contractor Performance Evaluation-Warranty Form 1182W." Retrieved from http://mdotwas1.mdot.state.mi.us/public/webforms/detail.cfm?ALLFORMS__FormNumber=1182W

49. Missouri Department of Transportation. (2011). "2011 Contractor Performance Questionnaire." Retrieved from http://www.modot.mo.gov/business/materials/2011CPRQuestionnaire%20.pdf

50. Nebraska Department of Highways. (2002). "2002 Construction Manual." Retrieved from http://www.nebraskatransportation.org/ref-man/conmanual/100/106-02.pdf

51. New Jersey Department of Transportation. (2011). "Construction Procedures Handbook, Section VI Construction Operations, Subsection M Contractor's Performance Evaluation, Form DC 83." Retrieved from http://www.state.nj.us/transportation/eng/construction/pdf

52. Ohio Department of Transportation. (2011). "Evaluation of Contractor Performance (C95) (Policy No. 411-001(P))." Retrieved from http://www.dot.state.oh.us/policy/PoliciesandSOPs/Policies/411-001(P).pdf

53. Oklahoma Department of Transportation. (2011). "Prime Contractor Performance Evaluation." Retrieved from http://www.okladot.state.ok.us/contractadmin/pdfs/contractor_perform_eval.pdf

54. Oregon Department of Transportation. (2011). "Oregon Administrative Rules Division 10-Prequalification for Bidding Highway and Bridge Construction." Retrieved from http://arcweb.sos.state.or.us/rules/OARS_700/OAR_734/734_010.html

55. Pennsylvania Department of Transportation. (2011). "ECMS Wave 5 Training Manual. In Contractor Evaluations." Retrieved from ftp://ftp.dot.state.pa.us/public/pdf/BOCM_MTD_LAB/PUBLICATIONS/Pub_593/Appendix/ECMS%20Training%20Manual/CM12%20Contractor%20Evaluation.pdf

56. South Carolina Department of Transportation. (2010). "Contractor Performance Evaluation Policies & Procedures." Retrieved from http://www.scdot.org/doing/pdfs/CPE_Policies_&_Procedures.pdf

57. Utah Department of Transportation. (2009). "Contractor Performance Rating Form-Form C119." Retrieved from http://www.udot.utah.gov/main/f?p=100:pg:0::::V,T:,336

58. Vermont Department of Transportation. (2009). "Construction Manual Section VII-Evaluations." Retrieved from http://www.aot.state.vt.us/progdev/Documents/2009ConstructionManual/K-SectionVIII-Evaluations.pdf

59. Wyoming Department of Transportation. (2013). "Contractor Performance Evaluation Form." Retrieved from http://www.dot.state.wy.us/wydot/engineering_technical_programs/manuals_publications/construction_administration_manual/pid/1521

60. Virginia Department of Transportation. (2011). "Contractor Performance Evaluation—Training Manual." Retrieved from http://www.virginiadot.org/business/resources/const/CPE_TrainingManualv0709.pdf

61. Washington State Transportation Department. (2006). "Prime Contractor Performance Report Manual." Retrieved from http://www.wsdot.wa.gov/publications/manuals/fulltext/M41-40/PrimeContractorsPerformance.pdf

62. West Virginia Department of Transportation. (2011). "Construction Manual." Retrieved from http://www.transportation.wv.gov/highways/contractadmin/specifications/ConstManual/Documents/2002%20Construction%20Manual/2002CMcombined.pdf

63. Peurifoy, G.D. Oberlender and R.L. (2002). Estimating Construction Costs (5th ed.). : The McGraw-Hill Companies Inc., New York, NY.

64. Means, R.S. (2011) Heavy Construction Cost Data 25th Annual Edition. Reed Construction Data, Norwell, MA.

65. Bailey, C.B. (2007). "Development of a Biennial Review Procedure for Updating Liquidated Damage Rates Used in Construction Contracts." Graduate Thesis. Auburn University, Auburn, AL.

66. New York State Society of Certified Public Accountants. "Glossary," Retrieved from http://www.nysscpa.org/glossary.

67. Ahn, J. (2008) "Development of a Construction Quality Index and an Integrated Construction Quality Index to Evaluate the Quality of Pavement Construction Projects," Ph.D. Dissertation, University of Florida, Gainesville, FL.

68. Ontario Ministry of Transportation. (2004). "Registry, Appraisal and Qualification System (RAQS)." Retrieved from https://www.raqsa.mto.gov.on.ca/

69. Gransberg, D.D., J.E. Koch, and K.R. Molenaar. (2006). "Preparing for Design-Build Projects: A Primer for Owners, Engineers, and Contractors," ASCE Press, Reston, VA.


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