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Federal Highway Administration Research and Technology
Coordinating, Developing, and Delivering Highway Transportation Innovations

 
REPORT
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Publication Number:  FHWA-HRT-16-053     Date:  October 2016
Publication Number: FHWA-HRT-16-053
Date: October 2016

 

Application and Validation of Remaining Service Interval Framework for Pavements

CHAPTER 1. INTRODUCTION

BACKGROUND

The pavement remaining service interval (RSI) terminology was developed to eliminate the ambiguity associated with the multitude of meanings assigned to the various forms of pavement remaining life terminology. Since pavements are repairable systems, the use of the word “life” is improper because pavements do not “die;” correctable component failures do not define system life. While the basis of the concept was a shift in terminology, it required further development and refinement of computational algorithms and presentation techniques in order to find acceptance in practice.

The RSI concept was developed through the previous Federal Highway Administration (FHWA) project, “Definition and Determination of Remaining Service and Structural Life.” The report that resulted from that project—Reformulated Pavement Remaining Service Life Framework—details the basic research technique of going back to first principles and defining the actual problem to be addressed.(1) The findings from this first-principles approach caused a radical shift away from further development of pavement remaining life approaches in favor of exploring replacement terminology that better described the different levels of pavement repair. The replacement terminology, RSI, was developed using the process illustrated in figure 1. The RSI concept considers the complete maintenance and rehabilitation (M&R) activity of the pavement system and does not simply consider the end of life as promulgated by the remaining service life (RSL) philosophy.

Figure 1. Illustration. Future pavement construction needs process. This illustration shows the remaining service interval (RSI) concept in a graph. The x-axis is labeled “Time” and begins at “Current Year.” The y-axis is labeled “Pavement Condition” and ranges from “Poor” to “Good” from bottom to top. There are three horizontal lines on the graph. The top line is located below the “Good” region and it is labeled “RSI Preservation;” this line represents pavement preservation threshold. The second line is between the “Good” and “Poor” regions and it is labeled “RSI Rehabilitation;” this line represents the rehabilitation threshold. The third line is in the “Poor” region and it is labeled “RSI Reconstruction;” this line represents the reconstruction threshold. There is also a curve plotted on the graph showing the change in pavement condition over time. The curve begins in good condition at the current year and slowly deteriorate with time until it intersects the preservation limit in year 3, when preservation is applied to the pavement. The deterioration of the curve then becomes flatter until year 9, before intersecting the rehabilitation limit, when rehabilitation is applied and pavement condition improves to the “Good” region. The curve then begins to slowly deteriorate until it intersects the preservation limit in year 12, when preservation is applied to the pavement. The deterioration of the curve then becomes flatter until it intersects the preservation limit in year 18, when preservation is again applied to the pavement. Deterioration of pavement condition then accelerates until it intersects the reconstruction line, when the pavement is reconstructed and its condition returns to the “Good zone. The curve then begins to deteriorate until it intersects the preservation limit in year 25, when preservation is applied to the pavement. The deterioration rate of the curve then flattens until it reaches the end of the analysis period in year 27. A cloud is shown at the top left hand of the illustration with the acronym LLCC, which stands for lowest lifecycle cost. The cloud is intended to highlight that the sequence of construction events shown in the figure was derived using LLCC analyses. There is also a table embedded within the illustration that summarizes the construction events in the illustration: “RSI Preservation RSI” in years 3, 12, 18 and 25, “RSI Rehabilitation” in year 9, and “RSI Reconstruction” in year 22, respectively.
Figure 1. Illustration. Future pavement construction needs process.(1)

Figure 2 illustrates the RSI concept using limits for preservation, rehabilitation, and reconstruction. Starting with the current pavement condition, the preservation RSI is the time until the expectancy curve reaches the preservation limit. The rehabilitation RSI is the time until the expectancy curve reaches the rehabilitation limit with consideration to appropriate timed preservations treatments. Similarly, reconstruction RSI is the time until the expectancy curve reaches the reconstruction limit with consideration to appropriately timed preservation and rehabilitation treatments. In this figure, the pavement section has three RSI numerics based on pavement condition: RSIPreservation, RSIRehabilitation, and RSIReconstruction. These limits represent condition thresholds below which the corresponding treatment will not be efficient for preservation and rehabilitation. This figure also illustrates some of the issues to be investigated in this study, including the following:

This illustration shows the remaining service interval (RSI) concept in a graph. The x-axis is labeled “Analysis Period” beginning at current year and extending beyond 25 years from current year. The y-axis is labeled “Pavement Condition” and ranges from poor to good. There are three horizontal lines on the graph. The top line is located below the good region and is labeled “Preservation Limit.” The second line is between the good and poor regions and is labeled “Rehabilitation Threshold.” The third line is in the poor region and is labeled “Reconstruction Threshold.” There is a curve plotted on the graph labeled “Expectancy Curve.” The expectancy curve begins in the good condition and slowly deteriorates until it intersects the preservation limit. The deterioration of the curve then becomes steeper until it intersects the reconstruction threshold, where it levels off. The time until the expectancy curve intersects the preservation limit, rehabilitation threshold, and reconstruction threshold are labeled “Preservation RSI,” “Rehabilitation RSI,” and “Reconstruction RSI,” respectively.
LLCC = Lowest lifecycle cost.
Figure 2. Illustration. Pavement RSI concept.

With the passing of the Moving Ahead for Progress in the 21st Century Act in July 2012 emphasizing total asset management and the subsequent Fixing America’s Surface Transportation Act passed in December 2015, the RSI concept is poised to help agencies use best practices with the goal of an ideal asset management and pavement management approach.(2,3) The RSI concept allows for agencies to optimize their investments based on the optimum timing to place a treatment instead of being threshold driven.

OBJECTIVES

The goal of this project was to demonstrate and further develop the application of the pavement RSI concept using data from two State pavement management systems (PMSs) and the Highway Performance Monitoring System (HPMS) 2010+ dataset. The specific objectives of the project were as follows:

PROJECT APPROACH

The overall validation approach was to develop a general RSI algorithm and then implement the RSI using available data, models, and business rules. Within this approach, the benefits and limitations of the RSI were made clear, and the recommendations that were developed had direct implications for the current state of practice. However, when beginning the validation of the RSI, it became quickly evident that more fundamental questions related to pavement management practice needed to be resolved, including the influence of analysis periods on optimized maintenance strategies and the inclusion of structural measures to performance prediction. Therefore, the work presented in this report goes beyond simply validating the RSI concept; it includes research that is more fundamental to pavement management practices.

Although the initial project approach was to only consider State validation using two State transportation department PMSs (network level) and a national-level validation using HPMS 2010+ data and the Pavement Health Track (PHT) analysis tool (strategic level), through the course of the project, project-level analysis was also added to address gaps in the network and strategic level analyses.(4) The project level analysis validated the RSI concept using Long-Term Pavement Performance (LTPP) Program data and the mechanistic-empirical pavement analysis software developed by the California Department of Transportation (CalME) to show functionality and what can be achieved at the network and strategic levels through the RSI concept.(5) As a result, this report documents the application of the process at the project, network, and strategic levels.

The approach for validating the RSI evolved throughout this project, as is described in this report. Initially, an RSI algorithm was developed and then data and models were pursued at the network level from State transportation departments and at the strategic level using the HPMS and PHT analysis tool. However, as is discussed in chapters 2 and 3, this validation approach required revision. For example, it was found that the available models at the strategic level did not support the validation approach (see chapter 3). In addition, the project-level evaluation, which is detailed in chapter 4, was included in an effort to show more specific applications of the RSI. Finally, the initial validation approach at the network levelexpanded from the threshold-driven approach described in chapter 2 to an optimization approach that is detailed in chapter 5.

REPORT ORGANIZATION

This report is organized into the following six chapters:

 

 

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